Hedge Fund Database

WNY ASSET MANAGEMENT, LLC

Adviser information for WNY ASSET MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 38
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 21
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 13
No. of Firms/People that Solicit Clients 17

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6,654 $1.3B
Non-Discretionary 0 $0
Total 6,654 $1.3B

Clients

Type Number RAUM
Individuals 2,639 $631.5M
HNW Individuals 348 $636.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 9 $12.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 16 $17.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 18
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 3000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-71632
SEC ERA File Number 801-71632
SEC CIK Numbers 1803296
SEC CRD Numbers 153872
Legal Entity Identifier None

Principal Office

6500 SHERIDAN DRIVE, SUITE 200
WILLIAMSVILLE
NY
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 716-626-0060, Fax: 716-635-0958

Websites

www.cpafinancialnetwork.com www.wnyasset.com

Chief Compliance Officer

ZACHARY SHROYER
CHIEF FINANCIAL OFFICER
6500 SHERIDAN DRIVE, SUITE 200
WILLIAMSVILLE
NY
United States
Tel: 716-626-0060
Fax: 716-635-0958
(Full email address available in API data)

Regulatory Contact

JOHN PIERONI
MANAGING MEMBER
6500 SHERIDAN DRIVE, SUITE 200
WILLIAMSVILLE
NY
United States
Tel: 716-626-0060
Fax: 716-635-0958
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PIERONI, JOHN, ANTHONY Individual – MANAGING MEMBER 05/2010 50-75%
CASTIGLIONE, ROBERT, A. Individual – MEMBER 05/2010 25-50%
LOJACONO, RONALD, MARC Individual – MEMBER 05/2011 10-25%
SHROYER, ZACHARY, D Individual – CHIEF COMPLIANCE OFFICER/ CHIEF FINANCIAL OFFICER 03/2022 < 5%
SCIBILIA, NICHOLAS, M Individual – CHIEF OPERATIONS OFFICER / CHIEF INVESTMENT OFFICER 03/2024 < 5%

No. Employees, Historic

40200201920202021202220232024202518 on 4/29/201919 on 7/24/201918 on 10/11/201918 on 3/13/202018 on 3/16/202025 on 3/20/202025 on 4/23/202025 on 5/19/202025 on 5/29/202026 on 7/24/202025 on 8/20/202024 on 10/6/202024 on 10/14/202024 on 12/18/202025 on 1/5/202125 on 2/10/202125 on 3/4/202126 on 3/22/202126 on 9/9/202126 on 2/2/202230 on 3/21/202231 on 4/18/202232 on 6/15/202231 on 1/31/202331 on 3/27/202331 on 4/14/202331 on 9/1/202331 on 9/7/202331 on 9/12/202331 on 11/17/202338 on 3/25/2024

RAUM, Historic

2B1B02019202020212022202320242025673668044 on 4/29/2019673668044 on 7/24/2019673668044 on 10/11/2019673668044 on 3/13/2020818341367 on 3/16/2020818341367 on 3/20/2020818341367 on 4/23/2020818341367 on 5/19/2020818341367 on 5/29/2020818341367 on 7/24/2020818341367 on 8/20/2020818341367 on 10/6/2020818341367 on 10/14/2020818341367 on 12/18/2020818341367 on 1/5/2021818341367 on 2/10/2021818341367 on 3/4/2021947628274 on 3/22/2021947628274 on 9/9/2021947628274 on 2/2/20221202102032 on 3/21/20221202102032 on 4/18/20221202102032 on 6/15/20221202102032 on 1/31/20231106305725 on 3/27/20231106305725 on 4/14/20231106305725 on 9/1/20231106305725 on 9/7/20231106305725 on 9/12/20231106305725 on 11/17/20231297442303 on 3/25/2024

No. Clients, Historic

6,0003,000020192020202120222023202420252525 on 4/29/20192525 on 7/24/20192525 on 10/11/20192525 on 3/13/20205334 on 3/16/20205334 on 3/20/20205334 on 4/23/20205334 on 5/19/20205334 on 5/29/20205334 on 7/24/20205334 on 8/20/20205334 on 10/6/20205334 on 10/14/20205334 on 12/18/20205334 on 1/5/20215334 on 2/10/20215334 on 3/4/20212865 on 3/22/20212865 on 9/9/20212865 on 2/2/20222921 on 3/21/20222921 on 4/18/20222921 on 6/15/20222921 on 1/31/20233092 on 3/27/20233092 on 4/14/20233092 on 9/1/20233092 on 9/7/20233092 on 9/12/20233092 on 11/17/20233012 on 3/25/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 204K 2K –
ABBOTT LABS COM 838K 8K –
ABBVIE INC COM 866K 5K –
ABRDN GLOBAL DYNAMIC DIVIDEN COM 98K 10K –
ABRDN HEALTHCARE INVESTORS SH BEN INT 2M 94K –
ABRDN HEALTHCARE OPPORTUNITI SHS 267K 13K –
ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 2M 295K –
ADEIA INC COM 167K 15K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 506K 7K –
ALPHABET INC CAP STK CL C 3M 16K –
ALPHABET INC CAP STK CL A 1M 7K –
ALPS ETF TR ALERIAN ENERGY 3M 102K –
AMAZON COM INC COM 6M 33K –
AMERICAN ELEC PWR CO INC COM 228K 3K –
APPLE INC COM 13M 62K –
ASML HOLDING N V N Y REGISTRY SHS 271K 265 –
AT&T INC COM 7M 342K –
BAIDU INC SPON ADR REP A 227K 3K –
BANK AMERICA CORP COM 872K 22K –
BARINGS BDC INC COM 310K 32K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 13K –
BLACKROCK ENHANCED EQUITY DI COM 719K 88K –
BLACKROCK ENHANCED INTL DIV COM BENE INTER 2M 278K –
BLACKROCK RES & COMMODITIES SHS 167K 18K –
BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 846K 42K –
BLACKSTONE INC COM 533K 4K –
BOEING CO COM 678K 4K –
BOOKING HOLDINGS INC COM 214K 54 –
BRISTOL-MYERS SQUIBB CO COM 354K 9K –
BROADCOM INC COM 430K 268 –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 59M 2M –
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 30M 1M –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 2M 75K –
CAPITAL GRP FIXED INCM ETF T MUNICIPAL INCOME 4M 158K –
CAPITAL GRP FIXED INCM ETF T CORE PLUS INCM 61M 3M –
CAPITAL GRP FIXED INCM ETF T SHORT DURATION 24M 952K –
CARNIVAL CORP UNIT 99/99/9999 248K 13K –
CATERPILLAR INC COM 382K 1K –
CHEVRON CORP NEW COM 661K 4K –
CISCO SYS INC COM 263K 6K –
CITIGROUP INC COM NEW 504K 8K –
COCA COLA CO COM 724K 11K –
COCA COLA CONS INC COM 835K 769 –
COSTCO WHSL CORP NEW COM 311K 365 –
CSX CORP COM 292K 9K –
DEVON ENERGY CORP NEW COM 1M 24K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 7M 187K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 28M 873K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 30M 1M –
DIMENSIONAL ETF TRUST US EQUITY ETF 1M 25K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 6M 161K –
DISNEY WALT CO COM 1M 12K –
DOW INC COM 307K 6K –
DTE ENERGY CO COM 484K 4K –
ELI LILLY & CO COM 4M 5K –
ELLSWORTH GROWTH & INCOME FD COM 1M 166K –
EXXON MOBIL CORP COM 2M 19K –
FEDEX CORP COM 360K 1K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 5M 107K –
FIDELITY MERRIMACK STR TR LTD TRM BD ETF 750K 15K –
FORD MTR CO DEL COM 461K 37K –
GE AEROSPACE COM NEW 918K 6K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 205K 3K –
GE VERNOVA INC COM 284K 2K –
GENERAL MLS INC COM 234K 4K –
GEVO INC COM PAR 7K 13K –
GILEAD SCIENCES INC COM 4M 53K –
GLOBAL X FDS RBTCS ARTFL INTE 340K 11K –
GOLDMAN SACHS GROUP INC COM 660K 1K –
HOME DEPOT INC COM 672K 2K –
HONEYWELL INTL INC COM 209K 980 –
INTEL CORP COM 393K 13K –
INTERNATIONAL BUSINESS MACHS COM 773K 4K –
INVESCO DB MULTI-SECTOR COMM OIL FD 191K 12K –
INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 7M 80K –
INVESCO EXCHANGE TRADED FD T SEMICONDUCTORS 491K 8K –
INVESCO QQQ TR UNIT SER 1 5M 10K –
ISHARES INC MSCI MEXICO ETF 208K 4K –
ISHARES SILVER TR ISHARES 201K 8K –
ISHARES TR 7-10 YR TRSY BD 207K 2K –
ISHARES TR 3 7 YR TREAS BD 433K 4K –
ISHARES TR NEW YORK MUN ETF 1M 19K –
ISHARES TR CORE S&P MCP ETF 498K 9K –
ISHARES TR BLACKROCK ULTRA 873K 17K –
ISHARES TR SHRT NAT MUN ETF 2M 17K –
ISHARES TR MORTGE REL ETF 19M 847K –
ISHARES TR CORE US AGGBD ET 708K 7K –
ISHARES TR US INFRASTRUC 237K 6K –
ISHARES TR RUS 1000 GRW ETF 903K 2K –
ISHARES TR MSCI INTL QUALTY 3M 84K –
ISHARES TR CORE HIGH DV ETF 227K 2K –
ISHARES TR ESG AWARE MSCI 864K 22K –
ISHARES TR 0-5 YR TIPS ETF 264K 3K –
ISHARES TR FLTG RATE NT ETF 1M 23K –
ISHARES TR NATIONAL MUN ETF 278K 3K –
ISHARES TR EXPND TEC SC ETF 283K 3K –
ISHARES TR ESG AW MSCI EAFE 336K 4K –
ISHARES TR EXPONENTIAL TECH 561K 10K –
ISHARES TR MSCI KLD400 SOC 666K 6K –
ISHARES TR 1 3 YR TREAS BD 420K 5K –
ISHARES TR S&P 500 VAL ETF 518K 3K –
ISHARES TR GLOBAL ENERG ETF 263K 6K –
ISHARES TR TIPS BD ETF 1M 11K –
ISHARES TR 20 YR TR BD ETF 8M 88K –
ISHARES TR RUS 1000 ETF 652K 2K –
ISHARES TR 10-20 YR TRS ETF 470K 5K –
ISHARES TR S&P 500 GRWT ETF 426K 5K –
ISHARES TR S&P MC 400VL ETF 672K 6K –
ISHARES TR CONSER ALLOC ETF 2M 45K –
ISHARES TR CORE S&P500 ETF 3M 6K –
ISHARES TR ISHARES BIOTECH 204K 1K –
ISHARES TR ESG AWR MSCI USA 575K 5K –
ISHARES TR US AER DEF ETF 689K 5K –
J P MORGAN EXCHANGE TRADED F ACTIVE VALUE ETF 32M 538K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 2M 27K –
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 423K 8K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 496K 10K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 14M 252K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 9M 169K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS I 9M 145K –
JD.COM INC SPON ADS CL A 205K 8K –
JOHNSON & JOHNSON COM 1M 7K –
JPMORGAN CHASE & CO. COM 915K 5K –
KAYNE ANDERSON ENERGY INFRST COM 6M 545K –
KIMBERLY-CLARK CORP COM 413K 3K –
M & T BK CORP COM 580K 4K –
MCDONALDS CORP COM 1M 5K –
MERCADOLIBRE INC COM 1M 884 –
MERCK & CO INC COM 1M 10K –
META PLATFORMS INC CL A 2M 4K –
MGM RESORTS INTERNATIONAL COM 240K 5K –
MICROSOFT CORP COM 7M 15K –
MOOG INC CL A 999K 6K –
NATIONAL FUEL GAS CO COM 2M 35K –
NETFLIX INC COM 201K 298 –
NEXTERA ENERGY INC COM 410K 6K –
NORTHROP GRUMMAN CORP COM 214K 492 –
NOVO-NORDISK A S ADR 633K 4K –
NUSHARES ETF TR NUVEEN ESG LRGVL 3M 88K –
NUSHARES ETF TR NUVEEN ESG US 241K 11K –
NUVEEN GLOBAL HIGH INCOME FD SHS 352K 28K –
NVIDIA CORPORATION COM 4M 34K –
PACER FDS TR TRENDP US LAR CP 517K 10K –
PACER FDS TR US CASH COWS 100 3M 49K –
PACER FDS TR GLOBL CASH ETF 799K 24K –
PALO ALTO NETWORKS INC COM 392K 1K –
PAYCHEX INC COM 242K 2K –
PAYPAL HLDGS INC COM 554K 10K –
PEPSICO INC COM 1M 9K –
PFIZER INC COM 1M 40K –
PGIM ETF TR PGIM ULTRA SH BD 555K 11K –
PLUG POWER INC COM NEW 163K 70K –
POWERSHARES ACTIVELY MANAGED VAR RATE INVT 797K 32K –
PROCTER AND GAMBLE CO COM 1M 9K –
PROSHARES TR S&P 500 DV ARIST 2M 17K –
QUALCOMM INC COM 3M 14K –
RIO TINTO PLC SPONSORED ADR 519K 8K –
RTX CORPORATION COM 383K 4K –
SALESFORCE INC COM 308K 1K –
SCHWAB CHARLES CORP COM 589K 8K –
SCHWAB STRATEGIC TR US AGGREGATE B 287K 6K –
SCHWAB STRATEGIC TR US LCAP VA ETF 619K 8K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 765K 16K –
SCHWAB STRATEGIC TR SHT TM US TRES 1M 25K –
SELECT SECTOR SPDR TR ENERGY 10M 112K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 352K 2K –
SELECT SECTOR SPDR TR INDL 486K 4K –
SELECT SECTOR SPDR TR SBI INT-UTILS 14M 209K –
SELECT SECTOR SPDR TR FINANCIAL 413K 10K –
SELECT SECTOR SPDR TR TECHNOLOGY 5M 21K –
SHELL PLC SPON ADS 1M 17K –
SONOS INC COM 215K 15K –
SPDR DOW JONES INDL AVERAGE UT SER 1 359K 917 –
SPDR GOLD TR GOLD SHS 31M 144K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 306K 9K –
SPDR S&P 500 ETF TR TR UNIT 2M 4K –
SPDR SER TR S&P 500 ESG ETF 432K 8K –
SPDR SER TR PORTFOLIO S&P600 3M 68K –
SPDR SER TR PRTFLO S&P500 VL 511K 10K –
SPDR SER TR PORTFOLI S&P1500 6M 90K –
SPDR SER TR PRTFLO S&P500 GW 2M 24K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 329K 8K –
STRATEGY SHS NS 7HANDL IDX 558K 26K –
SUNRUN INC COM 320K 27K –
T ROWE PRICE ETF INC CAP APPRECIATION 287K 9K –
T ROWE PRICE ETF INC PRICE BLUE CHIP 1M 29K –
T ROWE PRICE ETF INC PRICE DIV GRWT 48M 1M –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 273K 2K –
TESLA INC COM 573K 3K –
TEXAS INSTRS INC COM 217K 1K –
TJX COS INC NEW COM 292K 3K –
TORTOISE ENERGY INFRA CORP COM 740K 21K –
VALERO ENERGY CORP COM 392K 3K –
VANECK ETF TRUST GOLD MINERS ETF 303K 9K –
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 1M 14K –
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 18M 184K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 322K 6K –
VANGUARD BD INDEX FDS INTERMED TERM 225K 3K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 280K 4K –
VANGUARD INDEX FDS VALUE ETF 1M 9K –
VANGUARD INDEX FDS S&P 500 ETF SHS 14M 28K –
VANGUARD INDEX FDS MCAP VL IDXVIP 661K 4K –
VANGUARD INDEX FDS LARGE CAP ETF 255K 1K –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD INDEX FDS MID CAP ETF 392K 2K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 255K 4K –
VANGUARD MALVERN FDS STRM INFPROIDX 1M 28K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 291K 4K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 5M 93K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 9M 199K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 359K 6K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 1M 18K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 11K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 601K 12K –
VANGUARD WHITEHALL FDS INTL DVD ETF 2M 19K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 5M 67K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 595K 5K –
VANGUARD WORLD FD MATERIALS ETF 395K 2K –
VANGUARD WORLD FD CONSUM DIS ETF 2M 6K –
VANGUARD WORLD FD INF TECH ETF 814K 1K –
VANGUARD WORLD FD MEGA CAP VAL ETF 2M 16K –
VANGUARD WORLD FD MEGA GRWTH IND 8M 27K –
VANGUARD WORLD FD ENERGY ETF 201K 2K –
VANGUARD WORLD FD HEALTH CAR ETF 1M 5K –
VANGUARD WORLD FD CONSUM STP ETF 496K 2K –
VANGUARD WORLD FD UTILITIES ETF 252K 2K –
VERIZON COMMUNICATIONS INC COM 9M 214K –
VIRTUS CONVERTIBLE & INCOME COM 3M 927K –
VODAFONE GROUP PLC NEW SPONSORED ADR 3M 342K –
WALGREENS BOOTS ALLIANCE INC COM 2M 158K –
WALMART INC COM 899K 13K –
WARNER BROS DISCOVERY INC COM SER A 341K 46K –
WEC ENERGY GROUP INC COM 667K 9K –
WHEATON PRECIOUS METALS CORP COM 394K 8K –