FSC WEALTH ADVISORS, LLC
Adviser information for FSC WEALTH ADVISORS, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,036 | $248.7M |
| Non-Discretionary | 0 | $0 |
| Total | 2,036 | $248.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,145 | $164.6M |
| HNW Individuals | 28 | $51.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $32.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $608,847 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1 SUMMIT COURTSUITE 100
FISHKILL
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 845-297-0300, Fax: 845-297-0572
Websites
www.fscwealthadvisors.com/
www.linkedin.com/in/jeffrey-scott1/
twitter.com/fscwealth
www.linkedin.com/company/fsc-wealth-advisors-llc
www.facebook.com/fscwealth/
www.instagram.com/fsc_wealth_advisors/
www.linkedin.com/in/james-comblo/
twitter.com/james_comblo
www.youtube.com/@fscwealthadvisorsllc9395
Chief Compliance Officer
JAMES COMBLO
1 SUMMIT COURT
SUITE 100
FISHKILL
NY
United States
Tel:
845-297-0300
Fax:
845-297-0572
J******@********************M
(Full email address available in API data)
Regulatory Contact
JOHN CARR
ATTORNEY
6650 S.W. REDWOOD LANE
SUITE 220
TIGARD
OR
United States
Tel:
503-635-5244
Fax:
503-635-2955
J****@******************M
(Full email address available in API data)
Industry Affiliates
| FSC TAX ADVISORS, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COMBLO, JAMES, MICHAEL | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 01/2018 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | 20 | 1 | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 68 | 1 | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
| MARRIOTT VACATIONS WORLDWIDE | COM | 437 | 5 | – |
| HENRY JACK & ASSOC INC | COM | 996 | 6 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 1K | 6 | – |
| WABTEC | COM | 1K | 7 | – |
| WD 40 CO | COM | 2K | 8 | – |
| BADGER METER INC | COM | 2K | 9 | – |
| ISHARES TR | CORE S&P SCP ETF | 960 | 9 | – |
| RBC BEARINGS INC | COM | 2K | 9 | – |
| PRIMERICA INC | COM | 2K | 10 | – |
| UNIFIRST CORP MASS | COM | 2K | 10 | – |
| WATSCO INC | COM | 5K | 10 | – |
| JOHN BEAN TECHNOLOGIES CORP | COM | 1K | 11 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 2K | 11 | – |
| GRACO INC | COM | 951 | 12 | – |
| LANDSTAR SYS INC | COM | 2K | 12 | – |
| RLI CORP | COM | 2K | 12 | – |
| MICROSTRATEGY INC | CL A NEW | 18K | 13 | – |
| SITEONE LANDSCAPE SUPPLY INC | COM | 2K | 13 | – |
| LAKELAND FINL CORP | COM | 861 | 14 | – |
| MICROSOFT CORP | COM | 2M | 4K | – |
| FEDEX CORP | COM | 4K | 15 | – |
| ISHARES TR | SP SMCP600VL ETF | 1K | 15 | – |
| ALBANY INTL CORP | CL A | 1K | 16 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 546K | 1K | – |
| ADOBE INC | COM | 11K | 20 | – |
| SCOTTS MIRACLE-GRO CO | CL A | 1K | 20 | – |
| ARMSTRONG WORLD INDS INC NEW | COM | 2K | 21 | – |
| FIRST FINL BANKSHARES INC | COM | 620 | 21 | – |
| BANK HAWAII CORP | COM | 1K | 25 | – |
| HOULIHAN LOKEY INC | CL A | 4K | 26 | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 979 | 26 | – |
| UNITEDHEALTH GROUP INC | COM | 179K | 351 | – |
| DOW INC | COM | 22K | 415 | – |
| FULLER H B CO | COM | 2K | 28 | – |
| META PLATFORMS INC | CL A | 362K | 718 | – |
| STOCK YDS BANCORP INC | COM | 1K | 28 | – |
| YUM BRANDS INC | COM | 4K | 28 | – |
| YUM CHINA HLDGS INC | COM | 864 | 28 | – |
| JPMORGAN CHASE & CO. | COM | 6K | 31 | – |
| ISHARES TR | S&P 100 ETF | 8K | 32 | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 86K | 1K | – |
| KRAFT HEINZ CO | COM | 37K | 1K | – |
| LENNAR CORP | CL A | 5K | 34 | – |
| COMCAST CORP NEW | CL A | 234K | 6K | – |
| HOME DEPOT INC | COM | 12K | 35 | – |
| ISHARES TR | RUS 2000 VAL ETF | 91K | 597 | – |
| OLIN CORP | COM PAR $1 | 2K | 35 | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 779K | 10K | – |
| AZENTA INC | COM | 2K | 37 | – |
| NATIONAL BEVERAGE CORP | COM | 2K | 39 | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 1K | 40 | – |
| WARNER BROS DISCOVERY INC | COM SER A | 5K | 661 | – |
| ISHARES TR | MBS ETF | 439K | 5K | – |
| MARATHON OIL CORP | COM | 1K | 44 | – |
| MARATHON PETE CORP | COM | 8K | 44 | – |
| AMER SOFTWARE INC | CL A | 411 | 45 | – |
| GE VERNOVA INC | COM | 15K | 90 | – |
| ISHARES TR | 20 YR TR BD ETF | 185K | 2K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 258K | 5K | – |
| VISA INC | COM CL A | 12K | 46 | – |
| HOST HOTELS & RESORTS INC | COM | 881 | 49 | – |
| GETTY RLTY CORP NEW | COM | 1K | 50 | – |
| GLOBALSTAR INC | COM | 58 | 52 | – |
| VANGUARD INDEX FDS | VALUE ETF | 875K | 5K | – |
| CHEESECAKE FACTORY INC | COM | 2K | 53 | – |
| ISHARES TR | TIPS BD ETF | 6K | 55 | – |
| SPDR SER TR | PRTFLO S&P500 GW | 4K | 55 | – |
| ITT INC | COM | 7K | 56 | – |
| CONSTRUCTION PARTNERS INC | COM CL A | 3K | 60 | – |
| EVERTEC INC | COM | 2K | 60 | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 9K | 121 | – |
| VANECK ETF TRUST | DIGI TRANSFRM | 719 | 60 | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 4M | 12K | – |
| ISHARES TR | CORE S&P US GWT | 8K | 62 | – |
| ZOETIS INC | CL A | 11K | 62 | – |
| MARRIOTT INTL INC NEW | CL A | 15K | 64 | – |
| SALESFORCE INC | COM | 18K | 68 | – |
| THOR INDS INC | COM | 6K | 68 | – |
| WELLS FARGO CO NEW | COM | 4K | 68 | – |
| UNITED PARCEL SERVICE INC | CL B | 10K | 70 | – |
| NORTHROP GRUMMAN CORP | COM | 31K | 71 | – |
| PAYCHEX INC | COM | 8K | 71 | – |
| GENERAL DYNAMICS CORP | COM | 194K | 670 | – |
| ISHARES TR | USD INV GRDE ETF | 4K | 76 | – |
| PEPSICO INC | COM | 13K | 78 | – |
| SPDR SER TR | PRTFLO S&P500 VL | 4K | 78 | – |
| EDISON INTL | COM | 6K | 79 | – |
| HSBC HLDGS PLC | SPON ADR NEW | 3K | 79 | – |
| PEAKSTONE REALTY TRUST | COMMON SHARES | 837 | 79 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 7K | 79 | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 3K | 82 | – |
| NCR ATLEOS CORPORATION | COM SHS | 3K | 93 | – |
| VIATRIS INC | COM | 5K | 467 | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 88K | 4K | – |
| QUALCOMM INC | COM | 20K | 100 | – |
| SYMBOTIC INC | CLASS A COM | 4K | 100 | – |
| ROYAL CARIBBEAN GROUP | COM | 16K | 102 | – |
| MONDELEZ INTL INC | CL A | 7K | 103 | – |
| PURE STORAGE INC | CL A | 33K | 521 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 69K | 951 | – |
| HEICO CORP NEW | COM | 73K | 325 | – |
| NOVA LTD | COM | 79K | 337 | – |
| ISHARES TR | RUSSELL 2000 ETF | 507K | 2K | – |
| ISHARES TR | MSCI USA MMENTM | 21K | 107 | – |
| ABBVIE INC | COM | 419K | 2K | – |
| AMERICAN ELEC PWR CO INC | COM | 31K | 350 | – |
| JOHNSON & JOHNSON | COM | 200K | 1K | – |
| PIPER SANDLER COMPANIES | COM | 80K | 346 | – |
| XYLEM INC | COM | 15K | 112 | – |
| HARTFORD FINL SVCS GROUP INC | COM | 11K | 113 | – |
| PRUDENTIAL FINL INC | COM | 13K | 113 | – |
| MAGNA INTL INC | COM | 5K | 114 | – |
| ISHARES TR | RUS 1000 VAL ETF | 20K | 116 | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 7K | 116 | – |
| AMGEN INC | COM | 37K | 117 | – |
| EASTMAN CHEM CO | COM | 11K | 117 | – |
| ISHARES TR | MSCI USA SZE FT | 16K | 117 | – |
| ALTRIA GROUP INC | COM | 132K | 3K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 30K | 123 | – |
| ELI LILLY & CO | COM | 113K | 125 | – |
| INVESCO QQQ TR | UNIT SER 1 | 10M | 20K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 6M | 11K | – |
| CITIGROUP INC | COM NEW | 8K | 132 | – |
| ISHARES TR | CONV BD ETF | 10K | 133 | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 5M | 59K | – |
| ISHARES TR | EAFE SML CP ETF | 143K | 2K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 10K | 135 | – |
| INTEL CORP | COM | 4K | 137 | – |
| ISHARES TR | CORE MSCI EAFE | 642K | 9K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 267K | 5K | – |
| OTIS WORLDWIDE CORP | COM | 14K | 144 | – |
| PARAMOUNT GLOBAL | CLASS B COM | 2K | 145 | – |
| MEDTRONIC PLC | SHS | 12K | 147 | – |
| GILEAD SCIENCES INC | COM | 10K | 149 | – |
| DISNEY WALT CO | COM | 78K | 788 | – |
| LOCKHEED MARTIN CORP | COM | 70K | 150 | – |
| MERCK & CO INC | COM | 19K | 150 | – |
| KIMBERLY-CLARK CORP | COM | 21K | 154 | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 324K | 6K | – |
| TEXAS ROADHOUSE INC | COM | 83K | 481 | – |
| ENTERGY CORP NEW | COM | 17K | 161 | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 8K | 161 | – |
| CORTEVA INC | COM | 9K | 167 | – |
| REALTY INCOME CORP | COM | 9K | 167 | – |
| DUPONT DE NEMOURS INC | COM | 29K | 358 | – |
| GENERAL MTRS CO | COM | 8K | 178 | – |
| SPDR INDEX SHS FDS | ASIA PACIF ETF | 20K | 178 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 48K | 179 | – |
| GE AEROSPACE | COM NEW | 58K | 367 | – |
| NCR VOYIX CORPORATION | COM | 2K | 185 | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 692K | 8K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 1M | 17K | – |
| ISHARES TR | INTL TREA BD ETF | 7K | 192 | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 384K | 7K | – |
| TERADATA CORP DEL | COM | 7K | 196 | – |
| PHILLIPS 66 | COM | 28K | 199 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 8K | 200 | – |
| PHILIP MORRIS INTL INC | COM | 72K | 715 | – |
| CROWN CASTLE INC | COM | 20K | 201 | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 20K | 203 | – |
| ISHARES TR | EAFE GRWTH ETF | 373K | 4K | – |
| VERIZON COMMUNICATIONS INC | COM | 107K | 3K | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 340K | 8K | – |
| MACOM TECH SOLUTIONS HLDGS I | COM | 78K | 700 | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 1M | 22K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 2M | 24K | – |
| ISHARES TR | 20+ YEAR TR BD | 187K | 7K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 311K | 7K | – |
| ISHARES TR | ISHARES SEMICDTR | 6M | 25K | – |
| ALLSTATE CORP | COM | 37K | 232 | – |
| TESLA INC | COM | 47K | 235 | – |
| LESLIES INC | COM | 1K | 243 | – |
| EXXON MOBIL CORP | COM | 180K | 2K | – |
| HILLMAN SOLUTIONS CORP | COM | 2K | 247 | – |
| HALLIBURTON CO | COM | 8K | 248 | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 3K | 250 | – |
| ALTAIR ENGR INC | COM CL A | 82K | 832 | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 655K | 10K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 27K | 282 | – |
| SANOFI | SPONSORED ADR | 14K | 282 | – |
| CARRIER GLOBAL CORPORATION | COM | 18K | 288 | – |
| RTX CORPORATION | COM | 29K | 288 | – |
| ISHARES TR | PFD AND INCM SEC | 176K | 6K | – |
| VERISIGN INC | COM | 52K | 293 | – |
| BOSTON SCIENTIFIC CORP | COM | 73K | 954 | – |
| ARES CAPITAL CORP | COM | 17K | 800 | – |
| ISHARES TR | CORE S&P MCP ETF | 1M | 18K | – |
| AZZ INC | COM | 73K | 951 | – |
| LIBERTY GLOBAL LTD | COM CL C | 5K | 302 | – |
| ECOLAB INC | COM | 72K | 304 | – |
| FS KKR CAP CORP | COM | 6K | 314 | – |
| CANADIAN IMPERIAL BK COMM TO | COM | 15K | 318 | – |
| CHEVRON CORP NEW | COM | 114K | 728 | – |
| SSGA ACTIVE ETF TR | MULT ASS RLRTN | 311K | 11K | – |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 536K | 11K | – |
| NORWEGIAN CRUISE LINE HLDG L | SHS | 6K | 327 | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 6K | 333 | – |
| UNILEVER PLC | SPON ADR NEW | 19K | 342 | – |
| SPDR INDEX SHS FDS | S&P NORTH AMER | 19K | 343 | – |
| UBER TECHNOLOGIES INC | COM | 81K | 1K | – |
| SOUTHERN CO | COM | 27K | 347 | – |
| PNC FINL SVCS GROUP INC | COM | 54K | 349 | – |
| NEXTERA ENERGY INC | COM | 77K | 1K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 6M | 30K | – |
| CONAGRA BRANDS INC | COM | 10K | 354 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 16M | 29K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 523K | 13K | – |
| EBAY INC. | COM | 66K | 1K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 22K | 379 | – |
| MERCURY GENL CORP NEW | COM | 64K | 1K | – |
| CONSOLIDATED EDISON INC | COM | 35K | 390 | – |
| TCW ETF TRUST | FLEXIBLE INCOME | 500K | 13K | – |
| CONOCOPHILLIPS | COM | 46K | 398 | – |
| TRUIST FINL CORP | COM | 16K | 399 | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 7K | 400 | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 691K | 17K | – |
| PPL CORP | COM | 11K | 406 | – |
| ISHARES INC | CORE MSCI EMKT | 376K | 7K | – |
| DUKE ENERGY CORP NEW | COM NEW | 41K | 409 | – |
| ISHARES TR | 7-10 YR TRSY BD | 39K | 414 | – |
| PRIMORIS SVCS CORP | COM | 70K | 1K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 29K | 451 | – |
| ISHARES TR | MSCI EMG MKT ETF | 20K | 465 | – |
| ORACLE CORP | COM | 67K | 477 | – |
| TEXTRON INC | COM | 42K | 484 | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 6K | 496 | – |
| AT&T INC | COM | 95K | 5K | – |
| AXON ENTERPRISE INC | COM | 147K | 500 | – |
| FORD MTR CO DEL | COM | 6K | 500 | – |
| NVIDIA CORPORATION | COM | 513K | 4K | – |
| PACER FDS TR | GLOBL CASH ETF | 17K | 500 | – |
| US BANCORP DEL | COM NEW | 20K | 505 | – |
| TC ENERGY CORP | COM | 20K | 517 | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS DEV | 25K | 522 | – |
| ISHARES TR | RUS TP200 GR ETF | 113K | 525 | – |
| BANK NEW YORK MELLON CORP | COM | 33K | 543 | – |
| LOWES COS INC | COM | 120K | 546 | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS CDA | 36K | 549 | – |
| VANECK ETF TRUST | IG FLOATING RATE | 14K | 559 | – |
| TOTALENERGIES SE | SPONSORED ADS | 39K | 583 | – |
| ISHARES TR | EAFE VALUE ETF | 550K | 10K | – |
| ALPHABET INC | CAP STK CL C | 110K | 600 | – |
| WALMART INC | COM | 41K | 600 | – |
| BCE INC | COM NEW | 21K | 635 | – |
| FIFTH THIRD BANCORP | COM | 24K | 661 | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 21K | 671 | – |
| SPDR SER TR | PORTFOLIO S&P600 | 28K | 684 | – |
| COCA COLA CO | COM | 120K | 2K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 6M | 60K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 480K | 17K | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 610K | 43K | – |
| AMAZON COM INC | COM | 729K | 4K | – |
| ENBRIDGE INC | COM | 69K | 2K | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS EUR | 45K | 763 | – |
| DOMINION ENERGY INC | COM | 38K | 782 | – |
| ISHARES TR | SHRT NAT MUN ETF | 82K | 786 | – |
| BANK AMERICA CORP | COM | 83K | 2K | – |
| WILLIAMS COS INC | COM | 34K | 799 | – |
| ADVANCED MICRO DEVICES INC | COM | 130K | 800 | – |
| BLACKSTONE INC | COM | 100K | 804 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 36K | 826 | – |
| SPDR SER TR | PORTFOLIO S&P500 | 5M | 74K | – |
| ALPHABET INC | CAP STK CL A | 394K | 2K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 43K | 873 | – |
| SPDR SER TR | BBG CONV SEC ETF | 8M | 111K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 12M | 129K | – |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 55K | 977 | – |
| POSTAL REALTY TRUST INC | CL A | 13K | 1K | – |
| RITHM CAPITAL CORP | COM NEW | 11K | 1K | – |
| PROCTER AND GAMBLE CO | COM | 172K | 1K | – |
| ISHARES TR | US TREAS BD ETF | 24K | 1K | – |
| AMCOR PLC | ORD | 11K | 1K | – |
| SPROUTS FMRS MKT INC | COM | 92K | 1K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 78K | 1K | – |
| PFIZER INC | COM | 603K | 22K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 21K | 1K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 13M | 210K | – |
| HUNTINGTON BANCSHARES INC | COM | 20K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 270K | 2K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 11K | 2K | – |
| EVGO INC | CL A COM | 11K | 5K | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 38K | 2K | – |
| APPLE INC | COM | 3M | 13K | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 24K | 3K | – |
| SOLID POWER INC | CLASS A COM | 5K | 3K | – |
| CITIZENS FINL GROUP INC | COM | 107K | 3K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 3M | 7K | – |
| BIOHAVEN LTD | COM | 521K | 15K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 3M | 36K | – |