APPOMATTOX ADVISORY, INC
Adviser information for APPOMATTOX ADVISORY, INC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $146.9M |
| Non-Discretionary | 17 | $606.9M |
| Total | 32 | $753.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 18 | $532.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $26.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $194.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 47 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71652 |
|---|---|
| SEC ERA File Number | 801-71652 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153731 |
| Legal Entity Identifier | None |
Principal Office
551 5TH AVE26TH FLOOR
NEW YORK
NY
United States
TUESDAY,WEDNESDAY, THURSDAY, 9:00 AM - 5:00 PM
Tel: 212-895-3000, Fax: 212-895-3020
Chief Compliance Officer
KRISTIN KOLONIARIS
CFO
551 5TH AVENUE
26TH FLOOR
NEW YORK
NY
United States
Tel:
2039124422
Fax:
2128953020
K******@*************M
(Full email address available in API data)
Regulatory Contact
SUSAN WEBB
CEO/CIO
551 5TH AVENUE
26TH FLOOR
NEW YORK
NY
United States
Tel:
2128953014
Fax:
2128953020
S****@*************M
(Full email address available in API data)
Industry Affiliates
| ARCHWAY INVESTMENT ADVISORS, LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARCHWAY APPRECIATION FUND LIMITED | Hedge Fund | $8.4M | $0.3M | 4 |
| ARCHWAY LINSE CAP F1 L.P. | Private Equity Fund | $16.6M | $0.1M | 15 |
| BH FEEDER, INC. | Hedge Fund | $26.7M | $0.1M | 9 |
| BHM ARCHWAY FEEDER L.P. | Hedge Fund | $22.7M | $0.1M | 8 |
| HATCHLINGS FUND LTD. | Hedge Fund | $18.7M | $0.3M | 3 |
| MCP LINSE CAPITAL FUND 1 | Private Equity Fund | $11.1M | $0.1M | 13 |
| MONTICELLO CAPITAL PARTNERS LIMITED -SEGREGATED ACCOUNT MCP - TIGER PIP XV | Private Equity Fund | $2.4M | $0.1M | 3 |
| MONTICELLO CAPITAL PARTNERS, LTD -SEGREGATED ACCOUNT MCP - TIGER PIP XI | Private Equity Fund | $4.1M | $0.1M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEBB, SUSAN, PATTERSON | Individual | – | CEO & CIO | 09/2005 | > 75% |
| KOLONIARIS, KRISTIN, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |