ALLSQUARE WEALTH MANAGEMENT, LLC
Adviser information for ALLSQUARE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 454 | $269.0M |
| Non-Discretionary | 0 | $0 |
| Total | 454 | $269.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 359 | $83.3M |
| HNW Individuals | 90 | $168.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.5M |
| Charitable organizations | <5 | $15.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
200 GREAT OAKS BLVDSUITE 219
ALBANY
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (518) 456-8900, Fax: (518) 456-8922
Chief Compliance Officer
DANIEL D. BAUER
CHIEF INVESTMENT OFFICER
200 GREAT OAKS BLVD.
SUITE 219
ALBANY
NY
United States
Tel:
(518) 456-8900
Fax:
(518) 456-8922
D*****@******************M
(Full email address available in API data)
Regulatory Contact
DOUGLAS BAUER
CHIEF EXECUTIVE OFFICER
200 GREAT OAKS BLVD.
SUITE 219
ALBANY
NY
United States
Tel:
(518) 456-8900
Fax:
(518) 456-8922
D******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAUER, DANIEL, DOUGLAS | Individual | – | MANAGING MEMBER / CHIEF INVESTMENT OFFICER / CHIEF COMPLIANCE OFFICER | 08/2010 | 25-50% |
| BAUER, DOUGLAS, JAMES | Individual | – | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER | 08/2010 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON.COM INC | Stock | 1M | 8K | 0 |
| WISDOMTREE JAPAN HEDGED EQUITY | ETF | 3K | 24 | 0 |
| POWERSHARES QQQ TR | ETF | 1M | 3K | 0 |
| TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 25K | 112 | 0 |
| STARBUCKS CORP | Stock | 202K | 3K | 0 |
| NEKTAR THERAPEUTICS COM | Stock | 343 | 277 | 0 |
| BLOCK INC CL A | Stock | 64 | 1 | 0 |
| ARROW FINL CORP | Stock | 6K | 212 | 0 |
| ELEVANCE HEALTH INC COM | Stock | 87K | 160 | 0 |
| ISHARES GOLD TRUST ETF | ETF | 46K | 1K | 0 |
| EBAY INC | Stock | 12K | 225 | 0 |
| DOLLAR GEN CORP NEW COM | Stock | 40K | 300 | 0 |
| RMR GROUP INC CL A | Stock | 45 | 2 | 0 |
| IONIS PHARMACEUTICALS INC COM | Stock | 9K | 198 | 0 |
| MONSTER BEVERAGE CORP NEW COM | Stock | 5K | 100 | 0 |
| JOHNSON & JOHNSON COM | Stock | 854K | 6K | 0 |
| WASTE MANAGEMENT INC | Stock | 202K | 945 | 0 |
| EDITAS MEDICINE INC COM | Stock | 3K | 625 | 0 |
| VANGUARD TOTAL STK MKT | ETF | 26M | 99K | 0 |
| POWERSHARES GLOBAL WATER PORTFOLIO EXCHANGE-TRADED FD | ETF | 253K | 4K | 0 |
| VANGUARD EXTENDED MARKET ETF | ETF | 10K | 61 | 0 |
| GLOBAL X INTERNET OF THINGS ETF | ETF | 6K | 175 | 0 |
| CLEVELAND-CLIFFS INC NEW COM | Stock | 63K | 4K | 0 |
| GOLDMAN SACHS GROUP INC | Stock | 329K | 727 | 0 |
| SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETF | ETF | 19K | 400 | 0 |
| TOYOTA MOTOR CORP ADS | ADR | 11K | 53 | 0 |
| ISHARES TR KLD 400 SOCIAL INDEX FD | ETF | 184K | 2K | 0 |
| SHELL PLC SPON ADS | ADR | 339K | 5K | 0 |
| BOSTON SCIENTIFIC CORP COM | Stock | 65K | 847 | 0 |
| REAL ESTATE SELECT SECTOR SPDR FUND | ETF | 115 | 3 | 0 |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S C | Stock | 1K | 54 | 0 |
| PROCTER AND GAMBLE CO COM | Stock | 241K | 1K | 0 |
| COCA COLA CO COM | Stock | 95K | 1K | 0 |
| DIREXION DAILY S&P 500 BEAR 3X SHARES | ETF | 16K | 2K | 0 |
| ARBOR REALTY TRUST INC COM | REIT | 23K | 2K | 0 |
| GENERAL MLS INC COM | Stock | 62K | 973 | 0 |
| INTELLIA THERAPEUTICS INC COM | Stock | 17K | 769 | 0 |
| ENTERPRISE PRODS PARTNERS L P | Stock | 348K | 12K | 0 |
| ISHARES TR S&P NY MUN BD FD | ETF | 280K | 5K | 0 |
| TRUIST FINL CORP COM | Stock | 20K | 513 | 0 |
| UNITED PARCEL SERVICE INC | Stock | 14K | 104 | 0 |
| MARRIOTT INTL INC NEW CL A | Stock | 14K | 58 | 0 |
| VANGUARD REIT INDEX ETF | ETF | 266K | 3K | 0 |
| ISHARES KLD SEL SOC FD | ETF | 248K | 2K | 0 |
| BIOGEN IDEC INC | Stock | 8K | 33 | 0 |
| CARNIVAL CORP PAIRED CTF | Stock | 5K | 286 | 0 |
| ISHARES MSCI ACWI EX U.S. ETF | ETF | 465K | 9K | 0 |
| INTEL CORP COM | Stock | 216K | 7K | 0 |
| MEDTRONIC PLC SHS | Stock | 377K | 5K | 0 |
| CLOROX CO DEL COM | Stock | 7K | 50 | 0 |
| ISHARES MSCI TAIWAN ETF | ETF | 33K | 614 | 0 |
| NETFLIX COM INC | Stock | 78K | 115 | 0 |
| SPDR DOW JONES INDUSTRIAL ETF | ETF | 354K | 906 | 0 |
| PAYCHEX INC | Stock | 12K | 100 | 0 |
| GLOBAL MED REIT INC COM NEW | REIT | 9K | 1K | 0 |
| MEDICAL PROPERTIES TRUST INC | REIT | 862 | 200 | 0 |
| ISHARES TR S&P AGGRESSIVE ALLOCATION FD | ETF | 9K | 118 | 0 |
| DIREXION DAILY S&P 500 BEAR 1X SHARES | ETF | 1K | 100 | 0 |
| ISHARES SILVER TRUST ETF | ETF | 3K | 95 | 0 |
| ISHARES TREASURY FLOATING RATE BOND ETF | ETF | 974K | 19K | 0 |
| ISHARES TR S&P ALLOCATION FD GROWTH ALLOCATION FD | ETF | 51K | 903 | 0 |
| ISHARES ESG AWARE MSCI EAFE ETF | ETF | 86K | 1K | 0 |
| MEDPACE HLDGS INC COM | Stock | 31K | 75 | 0 |
| ISHARES INC MSCI UNITED KINGDOM INDEX | ETF | 1K | 38 | 0 |
| SPDR DOW JONES GLOBAL REAL ESTATE ETF | ETF | 914 | 22 | 0 |
| SPDR MSCI USA GENDER DIVERSITY ETF | ETF | 5K | 47 | 0 |
| SANOFI SPONSORED ADR | ADR | 26K | 544 | 0 |
| MERCK & CO INC | Stock | 464K | 4K | 0 |
| SPDR S&P 500 ETF TRUST | ETF | 832K | 2K | 0 |
| BLINK CHARGING CO COM | Stock | 548 | 200 | 0 |
| ADVANSIX INC COM | Stock | 138 | 6 | 0 |
| MASTERCARD INC | Stock | 44K | 100 | 0 |
| PROSHARES K-1 FREE CRUDE OIL STRATEGY ETF | ETF | 17K | 351 | 0 |
| EXACT SCIENCES CORP COM | Stock | 4K | 100 | 0 |
| CRISPR THERAPEUTICS AG NAMEN AKT | Stock | 17K | 309 | 0 |
| EMERSON ELEC CO COM | Stock | 77K | 703 | 0 |
| TRAVELZOO INC | Stock | 152 | 20 | 0 |
| ANNALY CAPITAL MANAGEMENT INC | REIT | 14K | 747 | 0 |
| ISHARES MSCI JAPAN ETF | ETF | 614 | 9 | 0 |
| ISHARES TIPS BOND ETF | ETF | 585K | 5K | 0 |
| GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE ETF | ETF | 9K | 300 | 0 |
| BANK NEW YORK MELLON CORP COM | Stock | 63K | 1K | 0 |
| SUPER MICRO COMPUTER INC COM | Stock | 819K | 1K | 0 |
| HOWMET AEROSPACE INC COM | Stock | 55K | 706 | 0 |
| PACER US CASH COWS 100 ETF | ETF | 1M | 24K | 0 |
| FIDELITY LOW VOLATILITY FACTOR ETF | ETF | 567K | 10K | 0 |
| INVESCO S&P MIDCAP 400 PURE GROWTH ETF | ETF | 74K | 2K | 0 |
| VERIZON COMMUNICATIONS | Stock | 442K | 11K | 0 |
| MARVELL TECHNOLOGY INC COM | Stock | 21K | 300 | 0 |
| VANGUARD FTSE ALL WORLD EX-US ETF | ETF | 1M | 12K | 0 |
| ISHARES COHEN & STEERS REIT ETF | ETF | 11K | 193 | 0 |
| FEDEX CORP | Stock | 111K | 369 | 0 |
| PULTE GROUP INC COM | Stock | 67K | 606 | 0 |
| PEPSICO INC COM | Stock | 587K | 4K | 0 |
| ISHARES 1-3 YR TREASURY BOND ETF | ETF | 265K | 3K | 0 |
| ISHARES INC MSCI EMUINDEX FD | ETF | 928 | 19 | 0 |
| SNAP INC CL A | Stock | 2K | 103 | 0 |
| NUVEEN ESG LARGE-CAP VALUE ETF | ETF | 6K | 156 | 0 |
| GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF | ETF | 37K | 1K | 0 |
| KIMBERLY-CLARK CORP COM | Stock | 61K | 440 | 0 |
| TE CONNECTIVITY LTD | Stock | 228K | 2K | 0 |
| HONEYWELL INTL INC | Stock | 180K | 842 | 0 |
| FORD MOTOR COMPANY | Stock | 90K | 7K | 0 |
| MICROSTRATEGY INC CL A NEW | Stock | 7K | 5 | 0 |
| OMEGA HEALTHCARE INVS INC COM | REIT | 92K | 3K | 0 |
| BP PLC SPONSORED ADR | ADR | 6K | 164 | 0 |
| HOME DEPOT | Stock | 136K | 394 | 0 |
| BAXTER INTL INC COM | Stock | 6K | 182 | 0 |
| SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | ETF | 10K | 317 | 0 |
| CARLYLE SECURED LENDING INC COM | CEF | 30K | 2K | 0 |
| STARWOOD PPTY TR INC COM | REIT | 13K | 700 | 0 |
| JBG SMITH PPTYS COM | REIT | 8K | 527 | 0 |
| GREYSTONE HOUSING IMPACT INVES BEN UNIT CTF | Stock | 41K | 3K | 0 |
| DUPONT DE NEMOURS INC COM | Stock | 26K | 317 | 0 |
| ISHARES ESG AWARE 1-5 YEAR USD CORPORATE BOND ETF | ETF | 75K | 3K | 0 |
| SPDR GOLD ETF | ETF | 55K | 254 | 0 |
| NUCANA PLC SPONSORED ADR | ADR | 523 | 205 | 0 |
| SOUTHERN CO COM | Stock | 39K | 500 | 0 |
| GREENE CNTY BANCORP INC | Stock | 51K | 2K | 0 |
| KEYCORP COM | Stock | 78K | 6K | 0 |
| BRITISH AMERN TOB PLC SPONSORED ADR | ADR | 15K | 500 | 0 |
| ISHARES RUSSELL 1000 GROWTH ETF | ETF | 20K | 54 | 0 |
| SCHWAB ETFS- US BROAD MARKET ETF | ETF | 1K | 22 | 0 |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 2M | 59K | 0 |
| IQVIA HLDGS INC COM | Stock | 53K | 249 | 0 |
| JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 2M | 32K | 0 |
| UGI CORP NEW COM | Stock | 7K | 307 | 0 |
| LUMEN TECHNOLOGIES INC COM | Stock | 1 | 1 | 0 |
| CENOVUS ENERGY INC COM | Stock | 29K | 2K | 0 |
| VIRGIN GALACTIC HOLDINGS INC COM NEW | Stock | 17 | 2 | 0 |
| SCHWAB US LARGE CAP GROWTH ETF | ETF | 21K | 212 | 0 |
| ISHARES CORE S&P SMALL CAP ETF | ETF | 9K | 86 | 0 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 1M | 3K | 0 |
| SCHWAB EMERGING MARKET EQ ETF | ETF | 2M | 84K | 0 |
| ADOBE SYS INC | Stock | 78K | 140 | 0 |
| SOUTHERN COPPER CORP COM | Stock | 175K | 2K | 0 |
| VANGUARD SHORT TERM CORP BOND FD ETF | ETF | 21M | 270K | 0 |
| BRIGHTSPIRE CAPITAL INC COM CL A | REIT | 14K | 2K | 0 |
| EXELON CORP COM | Stock | 31K | 898 | 0 |
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | ETF | 974K | 12K | 0 |
| GOOGLE INC | Stock | 2M | 10K | 0 |
| SLR INVESTMENT CORP COM | CEF | 36K | 2K | 0 |
| PROSHARES EQUITIES FOR RISING RATES ETF | ETF | 21K | 365 | 0 |
| BIOXCEL THERAPEUTICS INC COM | Stock | 6K | 5K | 0 |
| FISERV INC COM | Stock | 83K | 555 | 0 |
| EASTMAN CHEMICAL CO | Stock | 10K | 102 | 0 |
| UNILEVER PLC SPON ADR NEW | ADR | 5K | 100 | 0 |
| CSX CORP | Stock | 13K | 400 | 0 |
| GRAPHIC PACKAGING HLDG CO COM | Stock | 39K | 2K | 0 |
| COMCAST CORP NEW CL A | Stock | 51K | 1K | 0 |
| ISHARES U.S. INFRASTRUCTURE ETF | ETF | 211 | 5 | 0 |
| MICROSOFT | Stock | 3M | 7K | 0 |
| VALERO ENERGY CORP | Stock | 8K | 50 | 0 |
| NVENT ELECTRIC PLC SHS | Stock | 58K | 757 | 0 |
| WARNER BROS DISCOVERY INC COM SER A | Stock | 3K | 434 | 0 |
| CVS HEALTH CORP COM | Stock | 68K | 1K | 0 |
| ACCO BRANDS CORP COM | Stock | 442 | 94 | 0 |
| DTE ENERGY CO COM | Stock | 61K | 552 | 0 |
| TEXTRON INC COM | Stock | 21K | 250 | 0 |
| SIMON PPTY GROUP INC NEW COM | REIT | 152K | 1K | 0 |
| TILRAY BRANDS INC COM | Stock | 624 | 376 | 0 |
| VANGUARD INTERMEDIATE TERM GOVT BOND INDEX FD ETF | ETF | 35K | 607 | 0 |
| AUTOLIV INC COM | Stock | 44K | 412 | 0 |
| ARES CAPITAL CORP COM | CEF | 820K | 39K | 0 |
| NIO INC SPON ADS | ADR | 416 | 100 | 0 |
| MASTERBRAND INC COMMON STOCK | Stock | 2K | 155 | 0 |
| VANGUARD ESG INTERNATIONAL STOCK ETF | ETF | 95K | 2K | 0 |
| GARRETT MOTION INC COM | Stock | 129 | 15 | 0 |
| BOEING CO COM | Stock | 585K | 3K | 0 |
| VANGUARD SMALL CAP ETF | ETF | 405K | 2K | 0 |
| VANGUARD MID CAP | ETF | 27K | 110 | 0 |
| VANGUARD LARGE CAP | ETF | 19K | 77 | 0 |
| NEXTERA ENERGY INC COM | Stock | 108K | 2K | 0 |
| NIKE INC CLASS B | Stock | 40K | 525 | 0 |
| VANGUARD SHORT TERM GOVT BOND INDEX FD ETF | ETF | 409K | 7K | 0 |
| TESLA INC COM | Stock | 29K | 147 | 0 |
| RESIDEO TECHNOLOGIES INC COM | Stock | 2K | 127 | 0 |
| LINDE PLC SHS | Stock | 657K | 1K | 0 |
| VANGUARD HEALTH CARE ETF | ETF | 178K | 669 | 0 |
| FINANCIAL SELECT SECTOR SPDR FUND | ETF | 1K | 31 | 0 |
| MODERNA INC COM | Stock | 24K | 200 | 0 |
| TEUCRIUM CORN FUND | ETF | 4K | 200 | 0 |
| NORFOLK SOUTHN CORP COM | Stock | 100K | 465 | 0 |
| DELL TECHNOLOGIES INC CL C | Stock | 36K | 261 | 0 |
| HOST HOTELS & RESORTS INC COM | REIT | 54 | 3 | 0 |
| REGENCY CTRS CORP COM | REIT | 20K | 321 | 0 |
| BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT | Stock | 7K | 300 | 0 |
| BABCOCK COMMON STOCK | Stock | 7K | 76 | 0 |
| VORNADO RLTY TR SH BEN INT | REIT | 17K | 655 | 0 |
| SCHWAB SHORT TERM US TREASURY ETF | ETF | 26K | 546 | 0 |
| VANGUARD CONSUMER STAPLES ETF | ETF | 21K | 105 | 0 |
| VANGUARD EUROPEAN | ETF | 13K | 200 | 0 |
| VANGUARD INFORMATION TECHNOLOGY ETF | ETF | 12K | 21 | 0 |
| BLACKROCK CORE BD TR SHS BEN INT | CEF | 4K | 390 | 0 |
| CENTERPOINT ENERGY INC COM | Stock | 589 | 19 | 0 |
| DEFIANCE CONNECTIVE TECHNOLOGIES ETF | ETF | 347K | 8K | 0 |
| REINSURANCE GROUP AMER INC | Stock | 67K | 325 | 0 |
| STANLEY BLACK & DECKER INC COM | Stock | 8K | 100 | 0 |
| BIONANO GENOMICS INC COM NEW | Stock | 136 | 200 | 0 |
| DOW INC COM | Stock | 18K | 338 | 0 |
| CASSAVA SCIENCES INC COM | Stock | 2K | 186 | 0 |
| ALCON AG ORD SHS | Stock | 24K | 273 | 0 |
| ADVISORSHARES PURE CANNABIS ETF | ETF | 11K | 3K | 0 |
| GLOBAL X LITHIUM & BATTERY TECH ETF | ETF | 45K | 1K | 0 |
| VANGUARD S&P 500 ETF | ETF | 128K | 256 | 0 |
| GLOBAL X CLOUD COMPUTING ETF | ETF | 25K | 1K | 0 |
| VANGUARD GLOBAL EX-U.S. REAL ESTATE ETF | ETF | 22K | 544 | 0 |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | ETF | 4K | 78 | 0 |
| UBER TECHNOLOGIES INC COM | Stock | 27K | 368 | 0 |
| SPDR S&P MIDCAP 400 ETF TRUST | ETF | 30K | 56 | 0 |
| INVESCO S&P SMALLCAP INFORMATION TECHNOLOGY ETF | ETF | 11K | 246 | 0 |
| CORTEVA INC COM | Stock | 18K | 338 | 0 |
| CONSOLIDATED EDISON INC COM | Stock | 89K | 1K | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - JUNE | ETF | 12K | 350 | 0 |
| CROWDSTRIKE HLDGS INC CL A | Stock | 90K | 235 | 0 |
| INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 812K | 5K | 0 |
| ISHARES 0-5 YEAR TIPS BOND ETF | ETF | 40K | 405 | 0 |
| TERADYNE INC COM | Stock | 15K | 100 | 0 |
| FLUX PWR HLDGS INC COM NEW | Stock | 252 | 81 | 0 |
| PHREESIA INC COM | Stock | 2K | 100 | 0 |
| BLUE OWL CAPITAL CORPORATION COM | CEF | 22K | 1K | 0 |
| INNOVATOR U.S. EQUITY POWER BUFFER ETF - AUGUST | ETF | 13K | 350 | 0 |
| MP MATERIALS CORP COM CL A | Stock | 38K | 3K | 0 |
| WABTEC COM | Stock | 18K | 113 | 0 |
| ELI LILLY & CO COM | Stock | 304K | 336 | 0 |
| LIBERTY ALL STAR EQUITY FD | CEF | 12K | 2K | 0 |
| VANGUARD TOTAL INTL STOCK IDEX ETF | ETF | 1M | 22K | 0 |
| ACV AUCTIONS INC COM CL A | Stock | 2K | 100 | 0 |
| IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN | ETF | 1M | 39K | 0 |
| AAM LOW DURATION PREFERRED AND INCOME SECURITIES ETF | ETF | 4M | 213K | 0 |
| GLOBAL X CYBERSECURITY ETF | ETF | 16K | 552 | 0 |
| WEATHERFORD INTL PLC ORD SHS | Stock | 50K | 412 | 0 |
| PIMCO CORPORATE & INCOME OPPOR COM | CEF | 10K | 700 | 0 |
| INVESCO S&P SMALLCAP CONSUMER STAPLES ETF | ETF | 21K | 582 | 0 |
| ISHARES RUSSELL 2000 ETF | ETF | 321K | 2K | 0 |
| ISHARES CORE HIGH DIVIDEND ETF | ETF | 35K | 323 | 0 |
| BEAM THERAPEUTICS INC COM | Stock | 3K | 120 | 0 |
| DUKE ENERGY CORP NEW COM NEW | Stock | 108K | 1K | 0 |
| SPDR S&P AEROSPACE & DEFENSE ETF | ETF | 42K | 301 | 0 |
| ISHARES IBONDS DEC 2027 TERM TREASURY ETF | ETF | 612K | 28K | 0 |
| ISHARES IBONDS DEC 2024 TERM TREASURY ETF | ETF | 5K | 210 | 0 |
| ISHARES IBONDS DEC 2025 TERM TREASURY ETF | ETF | 250K | 11K | 0 |
| ISHARES IBONDS DEC 2026 TERM TREASURY ETF | ETF | 816 | 36 | 0 |
| MICRON TECHNOLOGY INC COM | Stock | 46K | 352 | 0 |
| INCYTE CORP COM | Stock | 8K | 133 | 0 |
| CARRIER GLOBAL CORPORATION COM | Stock | 181K | 3K | 0 |
| TRAVEL PLUS LEISURE CO COM | Stock | 16K | 350 | 0 |
| SYSCO CORP COM | Stock | 59K | 824 | 0 |
| FUELCELL ENERGY INC | Stock | 13 | 20 | 0 |
| ISHARES U.S. AEROSPACE & DEFENSE ETF | ETF | 5K | 35 | 0 |
| PORTLAND GEN ELEC CO COM NEW | Stock | 33K | 753 | 0 |
| JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 969K | 17K | 0 |
| PROSHARES SHORT 7-10 YEAR TREASURY | ETF | 263K | 9K | 0 |
| BROOKDALE SR LIVING INC COM | Stock | 649 | 95 | 0 |
| ISHARES DJ SELECT DIVIDEND | ETF | 300K | 2K | 0 |
| AMERICAN ELEC PWR CO INC COM | Stock | 111K | 1K | 0 |
| ENTERGY CORP NEW COM | Stock | 73K | 679 | 0 |
| BROOKFIELD RENEWABLE CORP CL A SUB VTG | Stock | 6K | 225 | 0 |
| EDISON INTL COM | Stock | 2K | 28 | 0 |
| PALANTIR TECHNOLOGIES INC CL A | Stock | 8K | 300 | 0 |
| VANGUARD ESG U.S. CORPORATE BOND ETF | ETF | 35K | 564 | 0 |
| NBT BANCORP INC | Stock | 2K | 63 | 0 |
| REGENERON PHARMACEUTICALS INC | Stock | 63K | 60 | 0 |
| PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG | ADR | 10K | 698 | 0 |
| VANECK MORTGAGE REIT INCOME ETF | ETF | 84K | 8K | 0 |
| VIATRIS INC COM | Stock | 6K | 596 | 0 |
| FIRST SOLAR INC | Stock | 6K | 25 | 0 |
| CONCENTRIX CORP COM | Stock | 6K | 100 | 0 |
| SCHWAB US AGGREGATE BOND ETF | ETF | 228 | 5 | 0 |
| ISHARES MSCI EAFE VALUE ETF | ETF | 2K | 45 | 0 |
| AIRBNB INC COM CL A | Stock | 34K | 225 | 0 |
| STAG INDL INC COM | REIT | 29K | 794 | 0 |
| ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | Stock | 140K | 9K | 0 |
| FORTUNE BRANDS HOME & SECURITY INC WI | Stock | 10K | 155 | 0 |
| CLOUGH SELECT EQUITY ETF | ETF | 456 | 15 | 0 |
| PIMCO DYNAMIC INCOME OPRNTS FD COM BEN SHS | CEF | 16K | 1K | 0 |
| PERION NETWORK LTD SHS NEW | Stock | 6K | 700 | 0 |
| ROBLOX CORP CL A | Stock | 372 | 10 | 0 |
| ARK SPACE EXPLORATION & INNOVATION ETF | ETF | 3K | 183 | 0 |
| VANGUARD ULTRA-SHORT BOND ETF | ETF | 90K | 2K | 0 |
| ISHARES IBONDS DEC 2030 TERM TREASURY ETF | ETF | 134K | 7K | 0 |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | ETF | 34K | 3K | 0 |
| SQUARESPACE INC CLASS A | Stock | 0 | 0 | 0 |
| INVESCO FTSE RAFI US 1000 ETF | ETF | 80K | 2K | 0 |
| ORGANON & CO COMMON STOCK | Stock | 1K | 63 | 0 |
| VISA INC | Stock | 174K | 663 | 0 |
| DT MIDSTREAM INC COMMON STOCK | Stock | 19K | 273 | 0 |
| SENTINELONE INC CL A | Stock | 2K | 75 | 0 |
| LUCID GROUP INC COM | Stock | 235 | 90 | 0 |
| OMEGA THERAPEUTICS INC COMMON STOCK | Stock | 2K | 1K | 0 |
| INVESCO S&P EMERGING MARKETS LOW VOLATILITY ETF | ETF | 2K | 65 | 0 |
| ROCKET LAB USA INC COM | Stock | 3K | 575 | 0 |
| ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 7K | 88 | 0 |
| SYLVAMO CORP COMMON STOCK | Stock | 343 | 5 | 0 |
| TRUMP MEDIA & TECHNOLOGY GROUP COM | Stock | 10K | 303 | 0 |
| RUNWAY GROWTH FINANCE CORP COM | Stock | 2K | 200 | 0 |
| KYNDRYL HLDGS INC COMMON STOCK | Stock | 10K | 381 | 0 |
| ALLBIRDS INC COM CL A | Stock | 6 | 11 | 0 |
| VANGUARD SMALL-CAP GROWTH ETF | ETF | 3K | 13 | 0 |
| VANGUARD VALUE ETF | ETF | 24K | 151 | 0 |
| VANGUARD GROWTH ETF | ETF | 21K | 56 | 0 |
| ISHARES U.S. TREASURY BOND ETF | ETF | 41K | 2K | 0 |
| RIVIAN AUTOMOTIVE INC COM CL A | Stock | 456 | 34 | 0 |
| BLACKROCK TCP CAPITAL CORP COM | CEF | 14K | 1K | 0 |
| BLACKSTONE LONG SHORT CR INCOM COM SHS BN INT | CEF | 11K | 900 | 0 |
| L3HARRIS TECHNOLOGIES INC COM | Stock | 170K | 757 | 0 |
| VANECK SEMICONDUCTOR ETF | ETF | 86K | 329 | 0 |
| AMERICAN TOWER CORP NEW COM | REIT | 108K | 555 | 0 |
| IRON MTN INC DEL COM | REIT | 42K | 470 | 0 |
| CONSTELLATION ENERGY CORP COM | Stock | 82K | 408 | 0 |
| META PLATFORMS INC CL A | Stock | 1M | 2K | 0 |
| PIMCO DYNAMIC INCOME FD SHS | CEF | 176K | 9K | 0 |
| FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND | ETF | 2K | 75 | 0 |
| SERVICENOW INC COM | Stock | 50K | 63 | 0 |
| PACKAGING CORP AMER COM | Stock | 18K | 100 | 0 |
| PALO ALTO NETWORKS INC COM | Stock | 271K | 800 | 0 |
| FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NATURAL RESOURCES INDEX FUND | ETF | 277K | 7K | 0 |
| HALEON PLC SPON ADS | ADR | 826 | 100 | 0 |
| CELLECTAR BIOSCIENCES INC COM NEW | Stock | 45 | 18 | 0 |
| MONDELEZ INTL INC CL A | Stock | 53K | 813 | 0 |
| INMED PHARMACEUTICALS INC COM NEW | Stock | 6 | 21 | 0 |
| WP CAREY INC COM | REIT | 140K | 3K | 0 |
| PENTAIR PLC SHS | Stock | 4K | 56 | 0 |
| BROADCOM INC COM | Stock | 947K | 590 | 0 |
| WORKDAY INC CL A | Stock | 43K | 191 | 0 |
| UNITY BIOTECHNOLOGY INC COM NEW | Stock | 74 | 55 | 0 |
| DIAMONDBACK ENERGY INC COM | Stock | 33K | 166 | 0 |
| VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF | ETF | 828K | 17K | 0 |
| JOHNSON CTLS INC | Stock | 154K | 2K | 0 |
| CANADIAN PACIFIC KANSAS CITY COM | Stock | 47K | 600 | 0 |
| ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF | ETF | 9K | 134 | 0 |
| NOVARTIS AG ADR | ADR | 157K | 1K | 0 |
| ISHARES CORE MSCI EAFE ETF | ETF | 39K | 531 | 0 |
| INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF | ETF | 5K | 118 | 0 |
| PENNANTPARK FLOATING RATE CAPITAL LTD. | CEF | 158K | 14K | 0 |
| KINDER MORGAN INC | Stock | 10K | 500 | 0 |
| ACCENTURE LTD BERMUDA CL A | Stock | 86K | 283 | 0 |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | Stock | 73K | 934 | 0 |
| KROGER CO COM | Stock | 5K | 100 | 0 |
| ENBRIDGE INC COM | Stock | 528K | 15K | 0 |
| ISHARES TR DOW JONES US MEDICAL DEVICES INDEX | ETF | 39K | 696 | 0 |
| SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF | ETF | 6K | 200 | 0 |
| NVIDIA CORP | Stock | 1M | 9K | 0 |
| ISHARES 1-3 YR CREDIT BOND ETF | ETF | 490K | 10K | 0 |
| ISHARES SHORT TREASURY BOND ETF | ETF | 130K | 1K | 0 |
| ABBVIE INC COM | Stock | 404K | 2K | 0 |
| NATIONAL GRID TRANSCO PLC | ADR | 257K | 5K | 0 |
| WISDOMTREE INTL SMALLCAP DIVIDEND | ETF | 493K | 8K | 0 |
| ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 15K | 272 | 0 |
| MANULIFE FINL CORP COM | Stock | 18K | 684 | 0 |
| VANGUARD TOTAL BOND MARKET ETF | ETF | 359K | 5K | 0 |
| VANGUARD FTSE ALL-WORLD EX-US | ETF | 168K | 3K | 0 |
| NORWEGIAN CRUISE LINE HLDG LTD SHS | Stock | 2K | 100 | 0 |
| ENVIRI CORP COM | Stock | 17K | 2K | 0 |
| ROUNDHILL MAGNIFICENT SEVEN ETF | ETF | 5K | 100 | 0 |
| GLOBAL X EMERGING MARKETS GREAT CONSUMER ETF | ETF | 7K | 275 | 0 |
| CELANESE CORP DEL COM | Stock | 5K | 39 | 0 |
| WISDOMTREE ARTIFICIAL INTELLIGENCE AND INNOVATION FUND | ETF | 45K | 2K | 0 |
| ZOETIS INC COM CL A | Stock | 97K | 560 | 0 |
| TRUSTCO BANK CM | Stock | 12K | 412 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | ADR | 329K | 2K | 0 |
| FIRST TRUST PREFERRED SECURITIES & INCOME ETF | ETF | 9K | 492 | 0 |
| BLACKSTONE GROUP LP | Stock | 43K | 346 | 0 |
| CHURCH & DWIGHT CO INC COM | Stock | 10K | 100 | 0 |
| LIBERTY MEDIA CORP DEL COM LBTY LIV S C | Stock | 498 | 13 | 0 |
| HA SUSTAINABLE INFRA CAP INC COM | REIT | 166K | 6K | 0 |
| QUALCOMM INC COM | Stock | 32K | 162 | 0 |
| T-MOBILE US INC COM | Stock | 48K | 273 | 0 |
| SPDR BLACKSTONE SENIOR LOAN ETF | ETF | 3K | 76 | 0 |
| MCDONALDS CORP COM | Stock | 44K | 173 | 0 |
| EDESA BIOTECH INC COM NEW | Stock | 4 | 1 | 0 |
| RITHM CAPITAL CORP COM NEW | REIT | 95K | 9K | 0 |
| NET LEASE OFFICE PROPERTIES COM | REIT | 394 | 16 | 0 |
| CAMBRIA SHAREHOLDER YIELD ETF | ETF | 20K | 300 | 0 |
| FIRST TR INTER DURATN PFD & IN COM | CEF | 64K | 4K | 0 |
| CISCO SYS INC | Stock | 30K | 634 | 0 |
| VANGUARD TOTAL INTERNATIONAL BOND ETF | ETF | 8M | 156K | 0 |
| TAPESTRY INC COM | Stock | 64K | 1K | 0 |
| ISHARES RUSSELL MIDCAP ETF | ETF | 39K | 480 | 0 |
| ALPS MEDICAL BREAKTHROUGHS ETF | ETF | 101K | 3K | 0 |
| SEMRUSH HLDGS INC CL A COM | Stock | 3K | 235 | 0 |
| ADVANCED MICRO DEVICES INC COM | Stock | 739K | 5K | 0 |
| FIDELITY WISE ORIGIN BITCOIN FUND | ETF | 35K | 665 | 0 |
| FIRST TRUST SENIOR LOAN FUND | ETF | 2K | 48 | 0 |
| AUTODESK INC COM | Stock | 15K | 62 | 0 |
| AT&T INC COM | Stock | 103K | 5K | 0 |
| VANGUARD FINANCIALS ETF | ETF | 59K | 593 | 0 |
| ENERGY SELECT SECTOR SPDR | ETF | 273 | 3 | 0 |
| SOLVENTUM CORP COM SHS | Stock | 3K | 50 | 0 |
| GE VERNOVA INC COM | Stock | 130K | 756 | 0 |
| ISHARES NASDAQ BIOTECHNOLOGY | ETF | 78K | 567 | 0 |
| GE AEROSPACE COM NEW | Stock | 496K | 3K | 0 |
| ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 95K | 556 | 0 |
| ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETF | 10K | 125 | 0 |
| ISHARES MSCI USA MOMENTUM FACTOR ETF | ETF | 20K | 104 | 0 |
| CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 206K | 1K | 0 |
| ISHARES U.S. TECHNOLOGY ETF | ETF | 2K | 10 | 0 |
| ISHARES US FINANCIAL SERVICES ETF | ETF | 157K | 2K | 0 |
| ISHARES SEMICONDUCTOR ETF | ETF | 289K | 1K | 0 |
| FLEXSHARES MORNINGSTAR EMERGING MARKETS FACTOR TILT INDEX FUND | ETF | 15K | 284 | 0 |
| CHARTER COMMUNICATIONS INC NEW CL A | Stock | 25K | 82 | 0 |
| BLACKROCK SHORT DURATION BOND ETF | ETF | 654 | 13 | 0 |
| VERACYTE INC COM | Stock | 4K | 200 | 0 |
| INVESCO GLOBAL WATER ETF | ETF | 38K | 937 | 0 |
| SPDR PORTFOLIO S&P 600 SMALL CAP ETF | ETF | 15K | 357 | 0 |
| ISHARES S&P 500 INDEX | ETF | 165K | 301 | 0 |
| ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF | ETF | 633 | 15 | 0 |
| WELLS FARGO CO NEW COM | Stock | 36K | 600 | 0 |
| UNION PAC CORP COM | Stock | 23K | 100 | 0 |
| ECOLAB INC COM | Stock | 18K | 76 | 0 |
| ISHARES MBS ETF | ETF | 60K | 656 | 0 |
| ISHARES S&P U.S. PREFERRED STOCK ETF | ETF | 11K | 358 | 0 |
| ISHARES 10-20 YEAR TREASURY BOND ETF | ETF | 308 | 3 | 0 |
| SALESFORCE COM | Stock | 366K | 1K | 0 |
| MCCORMICK & CO INC COM NON VTG | Stock | 14K | 200 | 0 |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 54K | 97 | 0 |
| PROSPECT CAPITAL CORPORATION | CEF | 33K | 6K | 0 |
| ONE LIBERTY PPTYS INC COM | REIT | 70 | 3 | 0 |
| JPMORGAN CHASE & CO. COM | Stock | 2M | 7K | 0 |
| INTERNATIONAL PAPER CO COM | Stock | 3K | 58 | 0 |
| HARTFORD FINL SVCS GROUP INC | Stock | 804 | 8 | 0 |
| ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 33K | 650 | 0 |
| SPDR PORTFOLIO EMERGING MARKETS ETF | ETF | 113 | 3 | 0 |
| CHEVRON CORP NEW COM | Stock | 302K | 2K | 0 |
| ISHARES AMT-FREE MUNI BOND ETF | ETF | 126K | 1K | 0 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 11M | 231K | 0 |
| M & T BK CORP COM | Stock | 7K | 46 | 0 |
| TJX COS INC NEW COM | Stock | 87K | 794 | 0 |
| BANK AMERICA CORP COM | Stock | 684K | 17K | 0 |
| FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND | ETF | 4M | 150K | 0 |
| SPDR SER TR S&P DIVID ETF | ETF | 22K | 175 | 0 |
| WALMART INC COM | Stock | 152K | 2K | 0 |
| INTL BUSINESS MACHINES | Stock | 382K | 2K | 0 |
| ORACLE CORPORATION | Stock | 473K | 3K | 0 |
| RTX CORPORATION COM | Stock | 341K | 3K | 0 |
| VANGUARD FTSE EMERGING MARKETS ETF | ETF | 5M | 125K | 0 |
| TEXAS INSTRS INC COM | Stock | 20K | 104 | 0 |
| TARGET CORP COM | Stock | 35K | 239 | 0 |
| VANGUARD HIGH DIVIDEND YIELD | ETF | 24K | 200 | 0 |
| PFIZER INC COM | Stock | 186K | 7K | 0 |
| ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | ETF | 12K | 116 | 0 |
| 3M CO COM | Stock | 20K | 200 | 0 |
| SPDR INDEX SHS FDS S&P INTL SMALL CAP ETF | ETF | 15K | 465 | 0 |
| KLA CORP COM NEW | Stock | 165K | 200 | 0 |
| ISHARES MSCI USA VALUE FACTOR ETF | ETF | 51K | 497 | 0 |
| CATERPILLAR INC COM | Stock | 149K | 448 | 0 |
| SIXTH STREET SPECIALTY LENDING COM | CEF | 11K | 500 | 0 |
| ALPHABET INC CAP STK CL C | Stock | 348K | 2K | 0 |
| MAGNITE INC COM | Stock | 27K | 2K | 0 |
| AMERICAN EXPRESS CO COM | Stock | 63K | 271 | 0 |
| AMGEN INC | Stock | 126K | 404 | 0 |
| CLEAN HARBORS INC COM | Stock | 55K | 241 | 0 |
| APPLIED MATLS INC COM | Stock | 47K | 199 | 0 |
| OTIS WORLDWIDE CORP COM | Stock | 130K | 1K | 0 |
| ANALOG DEVICES INC COM | Stock | 23K | 100 | 0 |
| FIRST TRUST DOW JONES INTERNET INDEX FUND | ETF | 9K | 45 | 0 |
| VANGUARD UTILITIES | ETF | 6K | 40 | 0 |
| RYDEX ETF TRUST S&P MIDCAP 400 PURE VAL | ETF | 39K | 345 | 0 |
| RYDEX ETF TRUST S&P SMALLCAP 600 PURE VA | ETF | 7M | 73K | 0 |
| WILLIAMS COS INC COM | Stock | 51K | 1K | 0 |
| DELCATH SYSTEMS INC COM | Stock | 8 | 1 | 0 |
| INVESCO VARIABLE RATE PREFERRED ETF | ETF | 376K | 16K | 0 |
| MAIN STR CAP CORP COM | CEF | 736K | 15K | 0 |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD | Stock | 43K | 263 | 0 |
| ISHARES CORE S&P U.S. GROWTH ETF | ETF | 18K | 139 | 0 |
| ISHARES CORE S&P US VALUE ETF | ETF | 8K | 94 | 0 |
| CHIMERA INVT CORP COM SHS | REIT | 8K | 633 | 0 |
| NEXTERA ENERGY PARTNERS LP COM UNIT PART IN | Stock | 36K | 1K | 0 |
| VANGUARD DIVIDEND APPRECIATION ETF | ETF | 226K | 1K | 0 |
| ISHARES MSCI EAFE SMALL CAP ETF | ETF | 334K | 5K | 0 |
| HERCULES CAPITAL INC COM | CEF | 20K | 1K | 0 |
| ATLANTICA SUSTAINABLE INFR PLC SHS | Stock | 4K | 200 | 0 |
| ISHARES AGGREGATE BOND ETF | ETF | 23K | 235 | 0 |
| INVESCO BUYBACK ACHIEVERS ETF | ETF | 842K | 8K | 0 |
| SPDR PORTFOLIO S&P 500 ETF | ETF | 10K | 160 | 0 |
| TRIMBLE INC COM | Stock | 11K | 200 | 0 |
| ISHARES S&P SMALLCAP 600 VALUE ETF | ETF | 173K | 2K | 0 |
| CANOPY GROWTH CORP COM NEW | Stock | 2K | 381 | 0 |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | ADR | 14K | 190 | 0 |
| ISHARES CORE TOTAL USD BOND MARKET ETF | ETF | 1K | 33 | 0 |
| STRIDE INC COM | Stock | 5K | 70 | 0 |
| AVANOS MED INC COM | Stock | 179 | 9 | 0 |
| PLUG PWR INC | Stock | 10K | 4K | 0 |
| NNN REIT INC COM | REIT | 13K | 300 | 0 |
| DELTA AIR LINES INC DEL COM NEW | Stock | 28K | 583 | 0 |
| ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF | ETF | 13K | 250 | 0 |
| RYMAN HOSPITALITY PPTYS INC COM | REIT | 343K | 3K | 0 |
| ARK GENOMIC REVOLUTION ETF | ETF | 15K | 660 | 0 |
| COHERUS BIOSCIENCES INC COM | Stock | 28 | 16 | 0 |
| FIRST TRUST WATER ETF | ETF | 5K | 50 | 0 |
| PHILIP MORRIS INTL INC | Stock | 223K | 2K | 0 |
| ISHARES TRUST S&P GLOBAL INFRASTRUCTUR | ETF | 4K | 85 | 0 |
| QUAKER HOUGHTON COM | Stock | 2K | 10 | 0 |
| INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF | ETF | 211K | 6K | 0 |
| VANGUARD WORLD FUND ETF MEGA CAP 300 GROWTH ETF | ETF | 35K | 111 | 0 |
| VANGUARD MEGA CAP ETF | ETF | 41K | 210 | 0 |
| SUBURBAN PROPANE PARTNERS LP | Stock | 7K | 352 | 0 |
| SPDR BLOOMBERG HIGH YIELD BOND ETF | ETF | 566 | 6 | 0 |
| BRISTOL-MYERS SQUIBB CO COM | Stock | 100K | 2K | 0 |
| BARRICK GOLD CORP F | Stock | 3K | 200 | 0 |
| ISHARES U.S. ETF TRUST ISHARES GSCI COMMODITY DYNAMIC ROLL STRATEGY ETF | ETF | 55 | 2 | 0 |
| REALTY INCOME CORP | REIT | 317K | 6K | 0 |
| ALTRIA GROUP INC COM | Stock | 29K | 645 | 0 |
| CITIGROUP INC | Stock | 86K | 1K | 0 |
| ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | ETF | 10K | 108 | 0 |
| 3D SYSTEMS CORPORATION | Stock | 2K | 560 | 0 |
| CADENCE DESIGN SYSTEM INC COM | Stock | 55K | 179 | 0 |
| EXXON MOBIL CORP COM | Stock | 963K | 8K | 0 |
| UNITEDHEALTH GROUP | Stock | 765K | 2K | 0 |
| LOWES COS INC COM | Stock | 21K | 94 | 0 |
| MARKET VECTORS ETF TR LEHMAN BROS AMT-FREE INTERMED | ETF | 24K | 525 | 0 |
| ARK NEXT GENERATION INTERNET ETF | ETF | 37K | 468 | 0 |
| ON SEMICONDUCTOR CORP COM | Stock | 141K | 2K | 0 |
| DEERE & CO COM | Stock | 320K | 856 | 0 |
| FIRST TRUST VALUE LINE DIVIDEND INDEX FUND | ETF | 17K | 425 | 0 |
| VODAFONE GROUP NEW ADR F | ADR | 5K | 545 | 0 |
| CHEMOURS CO COM | Stock | 1K | 52 | 0 |
| NOVO-NORDISK A S ADR | ADR | 201K | 1K | 0 |
| BABCOCK & WILCOX ENTERPRISES I COM | Stock | 4 | 3 | 0 |
| NATERA INC COM | Stock | 11K | 100 | 0 |
| PAYPAL HLDGS INC COM | Stock | 49K | 839 | 0 |
| NASDAQ INC COM | Stock | 17K | 276 | 0 |
| CHARLES SCHWAB CORP | Stock | 115K | 2K | 0 |
| BAIDU COM ADR | ADR | 17K | 200 | 0 |
| SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | ETF | 14K | 410 | 0 |
| ISHARES FTSE CHINA ETF | ETF | 71K | 3K | 0 |
| BLACKROCK INC | Stock | 24K | 30 | 0 |
| ISHARES CORE S&P MID CAP ETF | ETF | 99K | 2K | 0 |
| ZILLOW GROUP INC CL C CAP STK | Stock | 5K | 100 | 0 |
| ISHARES MSCI EAFE ETF | ETF | 16K | 205 | 0 |
| APPLE INC | Stock | 3M | 16K | 0 |
| GSK PLC SPONSORED ADR | ADR | 3K | 80 | 0 |
| DISNEY WALT CO COM | Stock | 92K | 922 | 0 |
| UNIVERSAL HLTH SVCS | Stock | 208K | 1K | 0 |
| VANGUARD TOTAL WORLD STOCK ETF | ETF | 2M | 15K | 0 |
| ISHARES RUSSELL 1000 ETF | ETF | 20K | 66 | 0 |
| ANAVEX LIFE SCIENCES CORP COM NEW | Stock | 219K | 52K | 0 |
| ISHARES RUSSELL 1000 VALUE ETF | ETF | 3K | 20 | 0 |