CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC
Adviser information for CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 675 | $502.1M |
| Non-Discretionary | 0 | $0 |
| Total | 675 | $502.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 185 | $46.9M |
| HNW Individuals | 110 | $455.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-71684 |
|---|---|
| SEC ERA File Number | 801-71684 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154238 |
| Legal Entity Identifier | None |
Principal Office
10200 GROGAN'S MILL ROADSUITE 340
THE WOODLANDS
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 281-298-2700, Fax: 281-298-2760
Chief Compliance Officer
JOHN SINITIERE
CHIEF COMPLIANCE OFFICER
10200 GROGAN'S MILL ROAD
SUITE 340
THE WOODLANDS
TX
United States
Tel:
281-298-2700
Fax:
281-298-2760
J***@**********************M
(Full email address available in API data)
Regulatory Contact
JAMES CARLTON
MANAGING DIRECTOR
10200 GROGAN'S MILL RD
SUITE 340
THE WOODLANDS
TX
United States
Tel:
281-298-2700
Fax:
281-298-2760
J**@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOFFERKAMP, SCOTT, MICHAEL | Individual | – | PRINCIPAL | 08/2010 | 10-25% |
| CARLTON, JAMES, CLARK | Individual | – | MANAGING DIRECTOR | 08/2010 | 25-50% |
| SINITIERE, JOHN, EDWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2018 | < 5% |
| TDR HAMIL FAMILY LTD | Domestic Entity | – | OWNER | 06/2021 | 5-10% |
| Bredl, Erich, E. | Individual | – | OWNER | 06/2021 | 10-25% |
| EBRECHT EQUITY PARTNERSHIP LP | Domestic Entity | – | OWNER | 06/2021 | 5-10% |
| Laney, Marcus, J. | Individual | – | OWNER | 06/2021 | 5-10% |
| Ebrecht, Daryn | Individual | EBRECHT EQUITY PARTNERSHIP LP | OWNER | 06/2021 | 25-50% |
| Ebrecht, Robin | Individual | EBRECHT EQUITY PARTNERSHIP LP | OWNER | 06/2021 | 25-50% |
| CHARLES B TUBBS MARITAL TRUST | Domestic Entity | – | OWNER | 06/2021 | 10-25% |
| Tubbs, Patricia | Individual | – | OWNER | 06/2021 | 10-25% |
| Tubbs, Patricia | Individual | CHARLES B TUBBS MARITAL TRUST | TRUSTEE | 06/2021 | > 75% |