HALYARD ASSET MANAGEMENT LLC
Adviser information for HALYARD ASSET MANAGEMENT LLC last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 23 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 23 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 5 | $7.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $46.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $1.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 11 | $1.2B |
| Insurance companies | 1 | $24.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $51.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 22 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-71687 |
|---|---|
| SEC ERA File Number | 801-71687 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154493 |
| Legal Entity Identifier | 2549004IP76GZYPAY315 |
Principal Office
399 KNOLLWOOD ROADSUITE 107B
WHITE PLAINS
NY
United States
Monday - Friday, 8:00 AM TO 6:00 PM
Tel: 914-437-5600, Fax: 914-358-9721
Chief Compliance Officer
SALEEMAH AHAMED
399 KNOLLWOOD ROAD
SUITE SUITE 107B
WHITE PLAINS
NY
United States
Tel:
9174768632
Fax:
914-358-9721
S*******@*************M
(Full email address available in API data)
Regulatory Contact
MICHAEL KASTNER
MANAGING MEMBER
399 KNOLLWOOD ROAD
SUITE 107B
WHITE PLAINS
NY
United States
Tel:
914-437-5601
Fax:
914-358-9721
M*******@**************M
(Full email address available in API data)
Industry Affiliates
| DUNN CAPITAL MANAGEMENT, LLC | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KASTNER, MICHAEL, JOSEPH | Individual | – | MANAGING MEMBER | 09/2010 | 25-50% |
| DUNN CAPITAL MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 09/2010 | 25-50% |
| SALEEMAH, AHAMED, HASSANALI | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2010 | < 5% |
| BOYD, STEVEN, HENRY | Individual | – | MANAGING MEMBER | 09/2010 | 25-50% |
| BERGIN, MARTIN, HAMILTON | Individual | DUNN CAPITAL MANAGEMENT, LLC | OPEN | 01/2010 | > 75% |