LAPIS ADVISERS, LP
Adviser information for LAPIS ADVISERS, LP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $1.0B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $1.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71696 |
|---|---|
| SEC ERA File Number | 801-71696 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153710 |
| Legal Entity Identifier | 5493005SSV9OKO7N0O93 |
Principal Office
811 E 17TH AVENUEDENVER
CO
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 415-376-6280, Fax: 415-376-6281
Chief Compliance Officer
FRANK CHAVEZ
CHIEF FINANCIAL OFFICER
811 E 17TH AVENUE
DENVER
CO
United States
Tel:
415-376-6287
Fax:
415-376-6281
F******@****************M
(Full email address available in API data)
Regulatory Contact
KJERSTIN HATCH
MANAGING PRINCIPAL
811 E 17TH AVENUE
DENVER
CO
United States
Tel:
415-376-6280
Fax:
415-376-6281
K*****@****************M
(Full email address available in API data)
Industry Affiliates
| LAPIS-GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LAPIS CRESTONE MUNICIPAL OPPORTUNITIES FUND II LP | Private Equity Fund | $21.6M | $20.0M | 2 |
| LAPIS CRESTONE MUNICIPAL OPPORTUNITIES FUND III LP | Private Equity Fund | $39.1M | $20.0M | 2 |
| LAPIS CRESTONE MUNICIPAL OPPORTUNITIES FUND IV LP | Private Equity Fund | $13.4M | $20.0M | 2 |
| LAPIS CRESTONE MUNICIPAL OPPORTUNITIES FUND LP | Private Equity Fund | $10.6M | $20.0M | 2 |
| LAPIS MUNICIPAL OPPORTUNITIES FUND III LP | Private Equity Fund | $153.1M | $0.1M | 225 |
| LAPIS MUNICIPAL OPPORTUNITIES FUND IV LP | Private Equity Fund | $409.6M | $0.1M | 380 |
| LAPIS MUNICIPAL OPPORTUNITIES FUND V LP | Private Equity Fund | $112.5M | $0.1M | 298 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAPIS-GP, LLC | Domestic Entity | – | GENERAL PARTNER | 12/2009 | < 5% |
| HATCH, KJERSTIN, ROEN | Individual | – | LIMITED PARTNER, MANAGER OF GP | 12/2009 | > 75% |
| MCM ADVISERS, LP | Domestic Entity | – | LIMITED PARTNER | 12/2009 | 10-25% |
| MCM-GP, INC | Domestic Entity | MCM ADVISERS, LP | GENERAL PARTNER | 01/2006 | |
| MPF FOUNDERS, LP | Domestic Entity | MCM ADVISERS, LP | LIMITED PARTNER | 01/2009 | 50-75% |
| MPF PRINCIPALS, LP | Domestic Entity | MCM ADVISERS, LP | LIMITED PARTNER | 01/2009 | 25-50% |
| TERRELL, BARBARA | Individual | – | LIMITED PARTNER | 12/2013 | 10-25% |
| CHAVEZ, FRANK, ROSS | Individual | – | CHIEF FINANCIAL OFFICER | 04/2015 | < 5% |
| CHAVEZ, FRANK, ROSS | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2016 | < 5% |