PRETIUM CREDIT MANAGEMENT, LLC
Adviser information for PRETIUM CREDIT MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 96 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $3.2B |
| Non-Discretionary | 0 | $0 |
| Total | 21 | $3.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 21 | $3.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 76 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-71699 |
|---|---|
| SEC ERA File Number | 801-71699 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154057 |
| Legal Entity Identifier | 549300IBGT4OMSDTBH09 |
Principal Office
60 COLUMBUS CIRCLE19TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 704-628-4100, Fax: None
Chief Compliance Officer
CHERYL ZABALA
FIRM CHIEF COMPLIANCE OFFICER
60 COLUMBUS CIRCLE
19TH FLOOR
NEW YORK
NY
United States
Tel:
917-348-2903
C******@**********M
(Full email address available in API data)
Regulatory Contact
TARIK MCDERMOTT
DIRECTOR
810 7TH AVENUE
19TH FLOOR
NEW YORK
NY
United States
Tel:
(917) 364-0512
C*********@**********M
(Full email address available in API data)
Industry Affiliates
| AMC INSURANCE AGENCY OF TEXAS, INC. | Insurance company or agency |
| PMN RESIDENTIAL I GP, LLC | Sponsor or syndicator of limited partnerships |
| PRETIUM MILE HIGH JV (CORE) MEMBER, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRETIUM ALTERNATIVE LOAN FUNDING GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM ARC ACQUISITION GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| PRETIUM LEGAL OPPORTUNITIES FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRETIUM MEZZANINE CREDIT OPPORTUNITIES FUND I GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM MILE HIGH JV (INCOME) MEMBER LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRETIUM MILE HIGH JV (VALUE) MEMBER LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRETIUM MORTGAGE CREDIT PARTNERS I GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM OLYMPUS GP LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRETIUM PLATFORM MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM REO GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM REO II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PRETIUM REO, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM RESIDENTIAL CREDIT ANNEX FUND GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM RESIDENTIAL CREDIT FUND II GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM RESIDENTIAL CREDIT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM RESIDENTIAL OPPORTUNITIES FUND I GP LP | Sponsor, GP, manager of pooled investment vehicles |
| PRETIUM RESIDENTIAL REAL ESTATE FUND II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PRETIUM SEVEN POINTS GP LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRETIUM SFR V AIV 2 GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE FAMILY RENTAL FUND V GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE FAMILY RENTAL FUND VI GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE FAMILY RENTAL INVESTMENTS MANAGER V, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE FAMILY RENTAL INVESTMENTS V GP LP | Sponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE FAMILY RENTAL MANAGER III LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE FAMILY RENTAL MANAGER V LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE FAMILY RENTAL MANAGER VI LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE-FAMILY RENTAL FUND III GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SINGLE-FAMILY RENTAL FUND IV GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM SMA MANAGER, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRETIUM STRUCTURED CREDIT OPPORTUNITIES FUND GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM STRUCTURED CREDIT OPPORTUNITIES FUND II GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRETIUM TRUE NORTH JV GP, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PRNL RESIDENTIAL I GP, LP | Sponsor or syndicator of limited partnerships |
| PROGRESS RESIDENTIAL BROKERAGE SERVICES, LLC | Real estate broker or dealer |
| PROGRESS RESIDENTIAL DIRECT SERVICES, LLC | Real estate broker or dealer |
| RESIDENTIAL HOME OWNER GP LP | Sponsor or syndicator of limited partnerships |
| RESIDENTIAL HOME OWNER-BERM FW GP, LP | Sponsor or syndicator of limited partnerships |
| RESIDENTIAL HOME OWNER-E GP, LP | Sponsor or syndicator of limited partnerships |
| RESIDENTIAL HOME OWNER-VERM FW GP, LP | Sponsor or syndicator of limited partnerships |
| SINGLE FAMILY RENTAL I - TALON FW GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SPIRITS OPPORTUNITY FUND I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| STOCKWELL VENTURES LLC | Other investment adviser, including financial planners |
| VALCOUR OPPORTUNITIES ASSOCIATES I LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CROWN POINT CLO 10 LTD | Securitized Asset Fund | $399.9M | $0.1M | 0 |
| CROWN POINT CLO 11 LTD | Securitized Asset Fund | $400.5M | $0.1M | 0 |
| CROWN POINT CLO 14 LTD | Securitized Asset Fund | $15.8M | $0.1M | 0 |
| CROWN POINT CLO 4, LTD | Securitized Asset Fund | $432.9M | $0.1M | 0 |
| CROWN POINT CLO 7, LTD | Securitized Asset Fund | $437.5M | $0.1M | 0 |
| CROWN POINT CLO 8, LTD | Securitized Asset Fund | $451.4M | $0.1M | 0 |
| CROWN POINT CLO 9, LTD | Securitized Asset Fund | $301.6M | $0.1M | 0 |
| PRETIUM ALTERNATIVE LOAN FUNDING LTD | Private Equity Fund | $224.1M | $10.0M | 3 |
| PRETIUM LEGAL OPPORTUNITIES MASTER FUND, LP | Private Equity Fund | $24.9M | $2.0M | 552 |
| PRETIUM MEZZANINE CREDIT OPPORTUNITIES FUND I, L.P. | Hedge Fund | $71.2M | $5.0M | 3 |
| PRETIUM STRUCTURED CREDIT OPPORTUNITIES MASTER FUND II, LP | Hedge Fund | $89.1M | $5.0M | 5 |
| PRETIUM STRUCTURED CREDIT OPPORTUNITIES MASTER FUND, LP | Hedge Fund | $175.8M | $10.0M | 8 |
| VALCOUR CREDIT INCOME PARTNERS MASTER FUND LTD | Hedge Fund | $119.7M | $0.1M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRETIUM CREDIT HOLDINGS, LLC | Domestic Entity | – | SOLE MEMBER | 08/2017 | > 75% |
| PRETIUM PARTNERS, LLC | Domestic Entity | PRETIUM CREDIT HOLDINGS, LLC | SOLE MEMBER | 07/2017 | > 75% |
| PRETIUM HOLDINGS, LP | Domestic Entity | PRETIUM CONSOLIDATED HOLDINGS, LLC | SOLE MEMBER | 02/2020 | > 75% |
| PRETIUM PARENT LLC | Domestic Entity | PRETIUM HOLDINGS, LP | PARTNER | 12/2016 | 50-75% |
| PRETIUM HOLDINGS GP, LLC | Domestic Entity | PRETIUM HOLDINGS, LP | GENERAL PARTNER | 12/2016 | |
| MULLEN, DONALD, ROBERT | Individual | PRETIUM HOLDINGS GP, LLC | MANAGING MEMBER | 12/2016 | > 75% |
| MERIGGI, JEFFREY, GIORGIO | Individual | – | CHIEF LEGAL AND BUSINESS AFFAIRS OFFICER | 08/2017 | < 5% |
| MVRE, LLC | Domestic Entity | PRETIUM PARENT LLC | SOLE MEMBER | 12/2016 | > 75% |
| MULLEN, DONALD, ROBERT | Individual | MVRE, LLC | SOLE MEMBER | 06/2005 | > 75% |
| MULLEN, DONALD, ROBERT | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2017 | < 5% |
| ALEXANDER, LEE, MICHAEL | Individual | – | CHIEF OPERATING OFFICER | 08/2017 | < 5% |
| OUDERKIRK, GERALD, BAKER | Individual | – | HEAD OF STRUCTURED CREDIT | 10/2017 | < 5% |
| GOSS, ROBERTA, MARY | Individual | – | HEAD OF CLO PLATFORM | 09/2019 | < 5% |
| PRETIUM PARTNERS PARENT, LLC | Domestic Entity | PRETIUM PARTNERS, LLC | SOLE MEMBER | 08/2019 | > 75% |
| PRETIUM CONSOLIDATED HOLDINGS, LLC | Domestic Entity | PRETIUM PARTNERS PARENT, LLC | SOLE MEMBER | 02/2020 | > 75% |
| WEIDLER, CHRISTOPHER, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER | 01/2021 | < 5% |
| ZABALA, CHERYL, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| PRUZAN, JONATHAN, MARK | Individual | – | PRESIDENT | 09/2023 | < 5% |
| PRETIUM PMV HOLDCO, LP | Domestic Entity | PRETIUM CONSOLIDATED HOLDINGS, LLC | SOLE MEMBER | 01/2024 | > 75% |