RMWC
Adviser information for RMWC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $519.0M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $519.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $494.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $25.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 5 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71710 |
|---|---|
| SEC ERA File Number | 801-71710 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147359 |
| Legal Entity Identifier | None |
Principal Office
130 E 59TH STREET13TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 917-675-5084, Fax: None
Chief Compliance Officer
CHRISTOPHER JOHN BRANCAZIO
CCO
130 E. 59TH ST.
13TH FLOOR
NEW YORK
NY
United States
Tel:
732-996-4345
C********************@************M
(Full email address available in API data)
Industry Affiliates
| NEW GABLES CAPITAL | Sponsor, GP, manager of pooled investment vehicles |
| RMWC 333 NORTH TAMIAMI LLC | Sponsor, GP, manager of pooled investment vehicles |
| RMWC 915 DIVISION STREET GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RMWC ALTERNATIVE FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RMWC CREDIT ALPHA FUND, GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RMWC DIRECT LENDING FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RMWC DIRECT LENDING OPPORTUNITIES FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RMWC DIRECT LENDING OPPORTUNITIES FUND IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RMWC HEYDAY GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SRF VENTURES | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RMWC ALTERNATIVE FUND, LP | Private Equity Fund | $1.4M | $1.0M | 17 |
| RMWC CREDIT ALPHA FUND, LP | Hedge Fund | $68.0M | $1.0M | 68 |
| RMWC DIRECT LENDING FUND II, LP | Real Estate Fund | $78.0M | $1.0M | 46 |
| RMWC DIRECT LENDING OPPORTUNITIES FUND III, LP | Real Estate Fund | $86.0M | $1.0M | 59 |
| RMWC DIRECT LENDING OPPORTUNITIES FUND IV, LP | Real Estate Fund | $240.0M | $2.0M | 128 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RMWC MANAGEMENT, INC | Domestic Entity | – | SHAREHOLDER | 01/2011 | > 75% |
| ANDREWS, THOMAS, COLEMAN | Individual | – | CHIEF EXECUTIVE OFFICER/PRESIDENT | 01/2008 | 25-50% |
| RUBENSTEIN, MICHAEL, ROSS | Individual | – | MANAGING DIRECTOR | 01/2008 | < 5% |
| COLETYME LLC | Domestic Entity | MONACAN LLC | SHAREHOLDER | 07/2013 | 25-50% |
| KORELL, HAROLD, MARTIN | Individual | COLETYME LLC | SHAREHOLDER | 07/2013 | 25-50% |
| RIGGS, CURT, A | Individual | – | MANAGING DIRECTOR | 03/2020 | < 5% |
| Fischler, Steven, A | Individual | – | CHIEF INVESTMENT OFFICER | 03/2020 | 25-50% |
| BROOKS, MARC, BRIAN | Individual | – | MANAGING DIRECTOR | 03/2020 | < 5% |
| Fischler, Steven, A | Individual | MONACAN LLC | SHAREHOLDER | 03/2020 | 25-50% |
| ANDREWS, THOMAS, COLEMAN | Individual | MONACAN LLC | SHAREHOLDER | 06/2008 | 25-50% |
| MONACAN LLC | Domestic Entity | RMWC MANAGEMENT, INC | SOLE SHAREHOLDER | 03/2020 | > 75% |
| BRANCAZIO, CHRISTOPHER, JOHN | Individual | – | CCO | 10/2023 | < 5% |
| Cohen, Jonathan, Gabriel | Individual | – | CFO | 06/2023 | < 5% |