MICROVEST CAPITAL MANAGEMENT LLC
Adviser information for MICROVEST CAPITAL MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $225.5M |
| Non-Discretionary | 1 | $824,400 |
| Total | 10 | $226.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $226.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 45 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-71725 |
|---|---|
| SEC ERA File Number | 801-71725 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153395 |
| Legal Entity Identifier | None |
Principal Office
7600 WISCONSIN AVENUESUITE 300
BETHESDA
MD
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: 301-664-6680, Fax: 240-380-1028
Chief Compliance Officer
SOTHARA CHIN
CHIEF COMPLIANCE OFFICER
7600 WISCONSIN AVENUE
SUITE 300
BETHESDA
MD
United States
Tel:
301-664-6680
Fax:
240-380-1028
S****@****************M
(Full email address available in API data)
Industry Affiliates
| MICROVEST EDF GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MICROVEST GENERAL PARTNER II LLC | Sponsor, GP, manager of pooled investment vehicles |
| MICROVEST GENERAL PARTNER PLUS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MICROVEST GENERAL PARTNER SD LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACCESS AFRICA FUND, LLC | Hedge Fund | $0.8M | $0.5M | 2 |
| MICROVEST EDF MASTER FUND, LTD. | Hedge Fund | $95.5M | $0.3M | 23 |
| MICROVEST II-A, LP | Private Equity Fund | $5.3M | $0.5M | 50 |
| MICROVEST SHORT DURATION FUND LP | UNLEVERAGED PRIVATE INVESTMENT FUND | $121.2M | $0.1M | 103 |
| MICROVEST+PLUS, LP | Hedge Fund | $3.5M | $0.3M | 51 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MICROVEST GENERAL PARTNER HOLDING COMPANY, LLC | Domestic Entity | – | SOLE MEMBER | 07/2008 | > 75% |
| CRAWFORD, GILBERT, HOLMES | Individual | – | CHAIRMAN OF THE BOARD OF MV HOLDING AND MEMBER OF THE INVESTMENT COMMITTEE | 05/2003 | 10-25% |
| YOUNG, DOUGLAS, JAMES | Individual | – | MEMBER OF THE INVESTMENT COMMITTEE | 07/2020 | < 5% |
| ATHERTON, ANGELA, NONE | Individual | – | MEMBER OF THE EDF INVESTMENT COMMITTEE | 01/2018 | < 5% |
| ARIAS, SANTIAGO, MIGUEL | Individual | – | MEMBER OF THE EDF INVESTMENT COMMITTEE | 01/2018 | < 5% |
| HOMSI, ANGELA | Individual | – | MEMBER OF THE EDF INVESTMENT COMMITTEE | 01/2018 | < 5% |
| EXTON, LYNN | Individual | – | CHIEF RISK OFFICER AND MEMBER OF THE INVESTMENT COMMITTEE | 08/2021 | < 5% |
| CHIN, SOTHARA | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |
| DAI ASSET MANAGEMENT, LLC | Domestic Entity | MICROVEST GENERAL PARTNER HOLDING COMPANY, LLC | SOLE MEMBER | 11/2021 | > 75% |
| DAI GLOBAL, LLC | Domestic Entity | DAI CAPITAL, LLC | SOLE MEMBER | 05/2023 | > 75% |
| KORMOS, REMY, NICHOLAS | Individual | – | SECRETARY OF MICROVEST CAPITAL MANAGEMENT LLC | 11/2021 | < 5% |
| BURBANK, PETER, ANDREW | Individual | – | RISK DIRECTOR | 09/2022 | < 5% |
| CHEN, GWENDOLYNNE, MAY | Individual | – | SENIOR COUNSEL | 03/2023 | < 5% |
| DAI CAPITAL, LLC | Domestic Entity | DAI ASSET MANAGEMENT, LLC | SOLE MEMBER | 05/2023 | > 75% |
| Apel, Michael, C. | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MEMBER OF THE INVESTMENT COMMITTEE | 10/2023 | < 5% |
| GILSON, JEAN, MEINHARD | Individual | – | EXECUTIVE CHAIR OF THE BOARD OF MV HOLDING | 10/2023 | < 5% |
| WILSON, GAVIN, EDWARD REID | Individual | – | MEMBER OF THE BOARD OF MV HOLDING | 10/2023 | < 5% |