GUIDANCE INVESTMENT ADVISORS, LLC
Adviser information for GUIDANCE INVESTMENT ADVISORS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 414 | $272.2M |
| Non-Discretionary | 0 | $0 |
| Total | 414 | $272.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 255 | $56.9M |
| HNW Individuals | 7 | $34.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $175.1M |
| Charitable organizations | <5 | $5.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-71735 |
|---|---|
| SEC ERA File Number | 801-71735 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154644 |
| Legal Entity Identifier | None |
Principal Office
3140 WINDSOR COURTELKHART
IN
United States
Monday - Friday, 8 A.M. TO 5 P.M.
Tel: 574-333-2083, Fax: 574-333-3665
Websites
Chief Compliance Officer
MAUREEN TEUNISSEN
CCO - DIRECTOR OF OPERATIONS - INVESTMENT ADVISER REPRESENTATIVE
3140 WINDSOR COURT
ELKHART
IN
United States
Tel:
574-333-2083
Fax:
574-333-3665
M*********@*****************M
(Full email address available in API data)
Regulatory Contact
JOHN MCSORLEY
3140 WINDSOR COURT
ELKHART
IN
United States
Tel:
574-333-2083
Fax:
574-333-3665
J********@*****************M
(Full email address available in API data)
Industry Affiliates
| GUIDANCE TAX | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCSORLEY, JOHN, FERRELL | Individual | – | MANAGER | 09/2010 | > 75% |
| MCSORLEY, AMY, SUZANNE | Individual | – | OWNER | 12/2013 | < 5% |
| Teunissen, Maureen, Alice | Individual | – | CCO | 07/2017 | < 5% |