GSV ASSET MANAGEMENT, LLC
Adviser information for GSV ASSET MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $15.5M |
| Non-Discretionary | 7 | $214.4M |
| Total | 8 | $230.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $230.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71749 |
|---|---|
| SEC ERA File Number | 801-71749 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154664 |
| Legal Entity Identifier | None |
Principal Office
1412 MAIN STREETSUITE 1200
DALLAS
TX
United States
Monday - Friday, 9 AM - 5 PM
Tel: (646) 256-8233, Fax: NONE
Chief Compliance Officer
WILLIAM VASTARDIS
CHIEF FINANCIAL OFFICER
1412 MAIN STREET
SUITE 1200
DALLAS
TX
United States
Tel:
646-256-8233
W*********@********M
(Full email address available in API data)
Regulatory Contact
LJUBEN PAMPOULOV
PARTNER
64 AVENUE DE WAGRAM
PARIS
France
Tel:
+33678202512
Fax:
NONE
L****@******M
(Full email address available in API data)
Industry Affiliates
| GSV STARS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GSV STARS II, L.P. | SPECIAL PURPOSE VEHICLE | $7.5M | $0.0M | 5 |
| GSV STARS, L.P. | SPECIAL PURPOSE VEHICLE | $15.5M | $0.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOE, MICHAEL, THOMAS | Individual | – | CEO | 07/2010 | < 5% |
| PAMPOULOV BOJIDAROV, LJUBEN | Individual | – | MEMBER | 08/2010 | 5-10% |
| GSV HOLDINGS GP LLC | Domestic Entity | GSV HOLDINGS, L.P. | OWNER | 01/2023 | |
| VASTARDIS, WILLIAM, EPAMIN | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | 02/2020 | < 5% |
| GSV HOLDINGS, L.P. | Domestic Entity | – | OWNER / MANAGING MEMBER | 01/2023 | > 75% |
| MOE, MICHAEL, THOMAS | Individual | GSV HOLDINGS, L.P. | OWNER | 01/2023 | > 75% |