SILICON VALLEY RETIREMENT SERVICES, LLC
Adviser information for SILICON VALLEY RETIREMENT SERVICES, LLC last updated from Form ADV on February 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 53 | $944.3M |
| Total | 53 | $944.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 53 | $944.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-71756 |
|---|---|
| SEC ERA File Number | 801-71756 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154756 |
| Legal Entity Identifier | None |
Principal Office
2570 N. FIRST ST, SECOND FLOORSUITE 276
SAN JOSE
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 408-572-5572, Fax: None
Websites
Chief Compliance Officer
TIMOTHY ALLEN COLE
PRESIDENT
2570 N. FIRST ST., SECOND FLOOR
SUITE 276
SAN JOSE
CA
United States
Tel:
408-572-5572
T*******@***********************M
(Full email address available in API data)
Regulatory Contact
TIMOTHY ALLEN COLE
PRESIDENT
2570 N. FIRST ST., SECOND FLOOR
SUITE 276
SAN JOSE
CA
United States
Tel:
408-572-5572
T*******@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLE, TIMOTHY, ALLEN | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 07/2010 | 50-75% |
| KESWICK, SCOTT, ANTHONY | Individual | – | MANAGING MEMBER | 07/2010 | 50-75% |