CREDIT VALUE PARTNERS, LLC
Adviser information for CREDIT VALUE PARTNERS, LLC last updated from Form ADV on September 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $263.9M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $263.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $161.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $32.5M |
| Insurance companies | <5 | $42.0M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $27.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesA PERCENTAGE OF DRAWN INVESTED CAPITAL |
Identifiers
| SEC RIA File Number | 801-71761 |
|---|---|
| SEC ERA File Number | 801-71761 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154625 |
| Legal Entity Identifier | PH9L08JDKW4453VQ1706 |
Principal Office
500 WEST PUTNAM AVENUESUITE 430
GREENWICH
CT
United States
Monday - Friday, 9AM-5PM
Tel: 203-893-4700, Fax: 203-893-4705
Chief Compliance Officer
LINDSEY NORMAN
COO
500 W PUTNAM AVE
SUITE 430
GREENWICH
CT
United States
Tel:
203-893-4742
Fax:
203-893-4705
L******@*******M
(Full email address available in API data)
Regulatory Contact
LINDSEY NORMAN
COO
500 WEST PUTNAM AV
SUITE 430
GREENWICH
CT
United States
Tel:
203-893-4742
Fax:
203-893-4705
L******@*******M
(Full email address available in API data)
Industry Affiliates
| CVP CVF (EUROPE) V GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CVP CVF V GENERAL LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CVP CREDIT VALUE FUND (EUROPE) V, ILP | Hedge Fund | $36.5M | $0.5M | 4 |
| CVP CREDIT VALUE MASTER FUND V-A1 (OFFSHORE), LP | Hedge Fund | $125.0M | $0.5M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Pollard, Donald, Edward | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2010 | < 5% |
| Pollard, Donald, Edward | Individual | POLLARD FAMILY INVESTMENTS LLC | PARTNER | 12/2010 | |
| ANNE H. POLLARD 2010 IRREVOCABLE GRANTOR TRUST | Domestic Entity | POLLARD FAMILY INVESTMENTS LLC | MEMBER | 12/2010 | 25-50% |
| DONALD E. POLLARD, JR. 2010 IRREVOCABLE GRANTOR TRUST | Domestic Entity | POLLARD FAMILY INVESTMENTS LLC | MEMBER | 12/2010 | 25-50% |
| Pollard, Donald, Edward | Individual | ANNE H. POLLARD 2010 IRREVOCABLE GRANTOR TRUST | TRUSTEE OF ANNE H. POLLARD 2010 IRREVOCABLE GRANTOR TRUST | 12/2010 | |
| CVP HOLDINGS LP | Domestic Entity | – | MEMBER | 01/2015 | > 75% |
| POLLARD, KENNETH, GORDON | Individual | ANNE H. POLLARD 2010 IRREVOCABLE GRANTOR TRUST | TRUSTEE OF ANNE H. POLLARD 2010 IRREVOCABLE GRANTOR TRUST | 12/2010 | |
| POLLARD, KENNETH, GORDON | Individual | DONALD E. POLLARD, JR. 2010 IRREVOCABLE GRANTOR TRUST | TRUSTEE OF DONALD E. POLLARD, JR. 2010 IRREVOCABLE GRANTOR TRUST | 12/2010 | |
| PHELAN, JOHN | Individual | DONALD E. POLLARD, JR. 2010 IRREVOCABLE GRANTOR TRUST | TRUSTEE OF DONALD E. POLLARD, JR. 2010 IRREVOCABLE GRANTOR TRUST | 12/2010 | |
| POLLARD FAMILY INVESTMENTS LLC | Domestic Entity | CVP HOLDINGS LP | MEMBER | 01/2015 | 50-75% |
| NORMAN, LINDSEY, DIANA | Individual | – | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 11/2019 | < 5% |
| FORMUS, ADAM, EDWARD | Individual | – | CHIEF FINANCIAL OFFICER | 11/2022 | < 5% |