FMSA
FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. Legal Name
Adviser information for FMSA last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 10 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,114 | $108.8M |
| Non-Discretionary | 303 | $60.4M |
| Total | 1,417 | $169.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 861 | $44.5M |
| HNW Individuals | 128 | $92.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 26 | $32.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1015 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1015 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-71764 |
|---|---|
| SEC ERA File Number | 801-71764 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154136 |
| Legal Entity Identifier | None |
Principal Office
13649 WHISTLER MOUNTAIN RDNA
DELRAY BEACH
FL
United States
Monday - Friday, FMSA
Tel: 5612892602, Fax: 337-984-7745
Websites
Chief Compliance Officer
SCOTT
13649 WHISTLER MOUNTAIN RD
DELRAY BEACH
FL
United States
Tel:
5612892602
Fax:
337.984.7745
S****@*********M
(Full email address available in API data)
Regulatory Contact
SCOTT SONNIER
CEO
13649 WHISTLER MOUNTAIN RD
DELRAY BEACH
FL
United States
Tel:
5612892602
Fax:
337-984-7745
S****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SONNIER, VICTOR, SCOTT | Individual | – | CEO | 11/2004 | > 75% |
| SONNIER, VICTOR, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2004 | > 75% |