STRATEGIC INCOME MANAGEMENT, LLC
Adviser information for STRATEGIC INCOME MANAGEMENT, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $1.9B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $1.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $282.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 2 | $173.8M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $67.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
SUITE 7131200 WESTLAKE AVE N
SEATTLE
WA
United States
Monday - Friday, 6:30AM - 5:00PM
Tel: 206-971-3773, Fax: 206-529-3251
Websites
Chief Compliance Officer
TIMOTHY T. BLACK
COO
1200 WESTLAKE AVE N
SUITE 713
SEATTLE
WA
United States
Tel:
206-915-3254
Fax:
206-529-3251
T*****@**********M
(Full email address available in API data)
Regulatory Contact
ROGER LANDES
COMPLIANCE OFFICER
SUITE 713
1200 WESTLAKE AVE N
SEATTLE
WA
United States
Tel:
425-449-3133
Fax:
206-529-3251
R******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POKRZYWINSKI, GARY, JAMES | Individual | – | MANAGER, MEMBER, LEAD PORTFOLIO MANAGER, PRESIDENT | 08/2010 | 25-50% |
| BLACK, TIMOTHY, THOMPSON | Individual | – | MEMBER, ELECTED MANAGER, CHIEF COMPLIANCE OFFICER, COO | 08/2010 | 10-25% |
| PLACZEK, BRIAN, LAVERN | Individual | – | MEMBER | 09/2015 | 5-10% |
| LARSON, RYAN, CLARE | Individual | – | PORTFOLIO MANAGER, MEMBER | 01/2018 | 10-25% |
| Power, Kevin, Robert | Individual | – | MEMBER, ANALYST | 01/2023 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 13th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ANNALY CAPITAL MANAGEMENT INC | COM | 2M | 97K | – |
| ANNALY CAPITAL MANAGEMENT INC | COM | 6M | 339K | American Beacon Advisors, Inc. |
| HOLLY ENERGY PARTNERS L P COM | COM | 2M | 78K | – |
| HOLLY ENERGY PARTNERS L P COM | COM | 7M | 300K | American Beacon Advisors, Inc. |
| KNOT OFFSHORE PARTNERS LP UNIT | COM | 764K | 112K | – |
| KNOT OFFSHORE PARTNERS LP UNIT | COM | 3M | 462K | American Beacon Advisors, Inc. |
| MPLX LP UNIT REP LTD | COM | 2M | 47K | – |
| MPLX LP UNIT REP LTD | COM | 3M | 88K | American Beacon Advisors, Inc. |
| SCORPIO TANKERS INC SHS | COM | 7M | 132K | American Beacon Advisors, Inc. |
| EZCORP INC | NOTE 2.375% 5/0 | 2M | – | – |
| EZCORP INC | NOTE 2.375% 5/0 | 10M | – | American Beacon Advisors, Inc. |
| TURNING PT BRANDS INC | NOTE 2.500% 7/1 | 809K | – | – |
| UPSTART HLDGS INC | NOTE 0.250% 8/1 | 2M | – | – |
| UPSTART HLDGS INC | NOTE 0.250% 8/1 | 6M | – | American Beacon Advisors, Inc. |