AUREANA CAPITAL MANAGEMENT, LLC
Adviser information for AUREANA CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $173.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $173.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $173.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSUB-ADVISORY |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71777 |
|---|---|
| SEC ERA File Number | 801-71777 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154124 |
| Legal Entity Identifier | 254900S0ANC4UVPVJM56 |
Principal Office
24 W. 40TH STREET17TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-677-7011, Fax: None
Chief Compliance Officer
GIL AIKINS
CHIEF COMPLIANCE OFFICER
24 W. 40TH STREET
17TH FLOOR
NEW YORK
NY
United States
Tel:
212-677-7011
G**@*****************M
(Full email address available in API data)
Regulatory Contact
ISABEL MARTINEZ LOPEZ
CHIEF EXECUTIVE OFFICER
24 W. 40TH STREET
17TH FLOOR
NEW YORK
NY
United States
Tel:
212-677-7011
I*******@*****************M
(Full email address available in API data)
Industry Affiliates
| CANEPA FUNDS ICAV | Sponsor, GP, manager of pooled investment vehicles |
| EVIDITY CAPITAL LLC | Other investment adviser, including financial planners |
| UNISON ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEISENBERG GLOBAL PARTNERS, LLC | Domestic Entity | – | MEMBER | 10/2009 | 50-75% |
| MARTINEZ LOPEZ, ISABEL | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2017 | < 5% |
| CANEPA GLOBAL MANAGERS SCS | Foreign Entity | HEISENBERG GLOBAL PARTNERS, LLC | SOLE MEMBER | 12/2017 | > 75% |
| CTP INTERNATIONAL PARTNERS, S.� R.L., SPF | Foreign Entity | CANEPA GLOBAL MANAGERS SCS | LIMITED PARTNER | 12/2017 | 25-50% |
| CTP HOLDINGS LIMITED | Foreign Entity | CTP INTERNATIONAL PARTNERS, S.� R.L., SPF | SHAREHOLDER | 12/2012 | > 75% |
| LE MANS CAPITAL LLC | Domestic Entity | – | MEMBER | 11/2018 | 50-75% |
| MARTINEZ LOPEZ, ISABEL | Individual | LE MANS CAPITAL LLC | SOLE MEMBER | 11/2018 | > 75% |
| CGM PARTNERS, S.� R.L. | Foreign Entity | CANEPA GLOBAL MANAGERS SCS | GENERAL PARTNER | 12/2017 | |
| RAICES INTERNATIONAL SPF S.� R.L. | Foreign Entity | CGM PARTNERS, S.� R.L. | SHAREHOLDER | 12/2017 | 25-50% |
| BLTM GLOBAL HOLDINGS, S.� R.L. SPF | Foreign Entity | CGM PARTNERS, S.� R.L. | SHAREHOLDER | 12/2017 | 25-50% |
| ESBER, ELIAS, E (MI ONLY) | Individual | CGM PARTNERS, S.� R.L. | SHAREHOLDER | 12/2017 | 50-75% |
| RODRIGUEZ, FRANCISCO, FELIX | Individual | RAICES INTERNATIONAL SPF S.� R.L. | SHAREHOLDER | 08/2013 | > 75% |
| ESTEGHAMAT, KIAN | Individual | BLTM GLOBAL HOLDINGS, S.� R.L. SPF | SHAREHOLDER | 01/2014 | > 75% |
| AIKINS, GIL, O | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2020 | < 5% |