Hedge Fund Database

VONTOBEL SWISS WEALTH ADVISORS AG

Adviser information for VONTOBEL SWISS WEALTH ADVISORS AG last updated from Form ADV on January 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Switzerland

Employees

Total Number of Employees 41
Investment Advisory/Research 37
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 11

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 504 $1.4B
Non-Discretionary 893 $2.3B
Total 1,397 $3.8B

Clients

Type Number RAUM
Individuals 128 $57.7M
HNW Individuals 882 $3.7B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 5 $6.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $163,427
Other 0 $0
Type Number
No. of Non-RAUM Clients 63
No. of Non-U.S. Clients 26
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 3.8B
Portfolio Manager to Program Sponsor
CLIENT DIRECTED ADVISORY PROGRAM VONTOBEL SWISS WEALTH ADVISORS AG
INVESTMENT MANAGEMENT PROGRAM VONTOBEL SWISS WEALTH ADVISORS AG
CLIENT-DIRECTED PRECIOUS METALS ADVISORY PROGRAM VONTOBEL SWISS WEALTH ADVISORS AG

Identifiers

SEC RIA File Number 801-71790
SEC ERA File Number 801-71790
SEC CIK Numbers 1634222
SEC CRD Numbers 154750
Legal Entity Identifier 5299004ZZC5IQFVCK960

Principal Office

SPLUGENSTRASSE 5
ZURICH
Switzerland
Monday - Friday, 9 AM - 6 PM CET
Tel: +41 44 287 81 11, Fax: +41 44 287 81 12

Websites

www.vontobeladvisors.com

Chief Compliance Officer

FRANCESCO LUIGI BIANCHI
HEAD LEGAL & COMPLIANCE
GOTTHARDSTRASSE 43
ZURICH
Switzerland
Tel: +41 44 287 8130
Fax: +41 44 287 8112
(Full email address available in API data)

Regulatory Contact

ALEXANDRIA SCHINDLER
EXECUTIVE DIRECTOR, SENIOR REGULATORY COUNSEL
GOTTHARDSTRASSE 43
ZURICH
Switzerland
Tel: +41442878131
(Full email address available in API data)

Industry Affiliates

BANK VONTOBEL AG Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersBanking or thrift institution
VONTOBEL ASSET MANAGEMENT, INC. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
VONTOBEL SECURITIES LTD. Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Gmuender, Christian Individual – DIRECTOR 03/2017 < 5%
VONTOBEL HOLDING AG Foreign Entity – SOLE SHAREHOLDER 05/2010 > 75%
PETER, NATALIE Individual – VICE CHAIRWOMAN/DIRECTOR 09/2010 < 5%
SCHUBIGER, GEORG Individual – CHAIRMAN/DIRECTOR 08/2019 < 5%
HUMBEL, PATRICE, E. Individual – MEMBER OF VSWA MANAGEMENT TEAM 06/2021 < 5%
KNOEPFEL, ANDREAS Individual – ADVISOR TO VSWA MANAGEMENT TEAM 01/2014 < 5%
Scherer, Roger Individual – DEPUTY CHIEF EXECUTIVE OFFICER / CHIEF OPERATING OFFICER / MEMBER OF VSWA MANAGEMENT TEAM 03/2018 < 5%
BIANCHI, FRANCESCO, LUIGI Individual – CHIEF COMPLIANCE OFFICER 06/2021 < 5%
KOEPPEL, PASCAL, DOMINIQUE Individual – CHIEF INVESTMENT OFFICER / ADVISOR TO VSWA MANAGEMENT TEAM 09/2022 < 5%
Romanzina, Peter Individual – CHIEF EXECUTIVE OFFICER / HEAD OF VSWA MANAGEMENT TEAM 12/2022 < 5%

No. Employees, Historic

5025020192020202120222023202434 on 4/26/201934 on 7/25/201934 on 9/13/201934 on 10/7/201934 on 12/17/201934 on 1/28/202036 on 3/31/202036 on 4/1/202036 on 6/24/202036 on 11/19/202037 on 3/31/202137 on 4/27/202137 on 6/15/202137 on 12/21/202141 on 3/25/202241 on 9/5/202241 on 1/4/2023

RAUM, Historic

4B2B02019202020212022202320242141126954 on 4/26/20192141126954 on 7/25/20192141126954 on 9/13/20192141126954 on 10/7/20192141126954 on 12/17/20192141126954 on 1/28/20202706312866 on 3/31/20202706312866 on 4/1/20202706312866 on 6/24/20202706312866 on 11/19/20203255391525 on 3/31/20213255391525 on 4/27/20213255391525 on 6/15/20213255391525 on 12/21/20213758777089 on 3/25/20223758777089 on 9/5/20223758777089 on 1/4/2023

No. Clients, Historic

2,0001,0000201920202021202220232024720 on 4/26/2019720 on 7/25/2019720 on 9/13/2019720 on 10/7/2019720 on 12/17/2019720 on 1/28/2020740 on 3/31/2020740 on 4/1/2020740 on 6/24/2020740 on 11/19/2020931 on 3/31/2021931 on 4/27/2021931 on 6/15/2021931 on 12/21/20211020 on 3/25/20221020 on 9/5/20221020 on 1/4/2023

Holdings

From latest 13F, filed July 27th, 2021 for period ending June 30th, 2021
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 442 4K –
ADVANCED MICRO DEVICES INC COM 9K 96K –
AGCO CORP COM 6K 44K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 556 2K –
ALPHABET INC CAP STK CL A 1K 605 –
ALTRIA GROUP INC COM 435 9K –
AMAZON COM INC COM 293 90 –
APPLE INC COM 10K 77K –
BLACKROCK INC COM 8K 9K –
BRISTOL-MYERS SQUIBB CO COM 8K 124K –
BROADCOM INC COM 7K 15K –
CISCO SYS INC COM 606 11K –
CITIGROUP INC COM NEW 7K 96K –
COLUMBIA ETF TR II EMRG MARKETS ETF 322 12K –
CONSTELLATION BRANDS INC CL A 6K 27K –
CORTEVA INC COM 6K 133K –
DISNEY WALT CO COM 7K 42K –
EMERSON ELEC CO COM 530 6K –
EOG RES INC COM 467 6K –
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 326 5K –
FACEBOOK INC CL A 2K 6K –
FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 283 7K –
FIRST TR EXCH TRD ALPHDX FD SWITZLND ALPHA 350 5K –
HANESBRANDS INC COM 399 21K –
HOME DEPOT INC COM 783 2K –
HONEYWELL INTL INC COM 2K 11K –
INTERCONTINENTAL EXCHANGE IN COM 236 2K –
INTUITIVE SURGICAL INC COM NEW 221 240 –
IQVIA HLDGS INC COM 8K 34K –
ISHARES INC CORE MSCI EMKT 2K 23K –
ISHARES INC MSCI EMERG MRKT 778 13K –
ISHARES INC MSCI EURZONE ETF 738 15K –
ISHARES INC MSCI JPN ETF NEW 2K 25K –
ISHARES INC MSCI PAC JP ETF 457 9K –
ISHARES INC MSCI SWITZERLAND 1K 28K –
ISHARES TR 20 YR TR BD ETF 1K 7K –
ISHARES TR CORE US AGGBD ET 1K 12K –
ISHARES TR FLTG RATE NT ETF 203 4K –
ISHARES TR IBOXX HI YD ETF 357 4K –
ISHARES TR IBOXX INV CP ETF 427 3K –
ISHARES TR LATN AMER 40 ETF 233 8K –
ISHARES TR MSCI AC ASIA ETF 626 7K –
ISHARES TR MSCI EMG MKT ETF 1K 20K –
ISHARES TR MSCI INDIA ETF 427 11K –
ISHARES TR MSCI USA QLT FCT 394 3K –
JOHNSON CTLS INTL PLC SHS 573 8K –
JPMORGAN CHASE & CO COM 2K 11K –
KRAFT HEINZ CO COM 6K 145K –
KROGER CO COM 8K 200K –
LOWES COS INC COM 8K 41K –
LULULEMON ATHLETICA INC COM 497 1K –
MICROSOFT CORP COM 10K 36K –
NEW ORIENTAL ED & TECHNOLOGY SPON ADR 137 17K –
NIKE INC CL B 7K 48K –
NVIDIA CORPORATION COM 453 566 –
PALO ALTO NETWORKS INC COM 9K 24K –
PIMCO ETF TR ENHAN SHRT MA AC 1K 11K –
QUANTA SVCS INC COM 7K 74K –
SALESFORCE COM INC COM 710 3K –
SAP SE SPON ADR 786 6K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 265 2K –
SENSATA TECHNOLOGIES HLDG PL SHS 286 5K –
SPDR GOLD TR GOLD SHS 5K 32K –
SPDR INDEX SHS FDS ASIA PACIF ETF 365 3K –
SPDR S&P 500 ETF TR TR UNIT 341 815 –
SPDR SER TR BLMBRG BRC CNVRT 899 10K –
SPDR SER TR BLOMBRG BRC EMRG 567 21K –
SPDR SER TR PORTFOLIO SHORT 784 25K –
STORE CAP CORP COM 421 12K –
STRYKER CORPORATION COM 476 2K –
TARGET CORP COM 521 2K –
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 276 28K –
THERMO FISHER SCIENTIFIC INC COM 8K 16K –
UNITEDHEALTH GROUP INC COM 520 1K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 231 3K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 638 8K –
VISA INC COM CL A 8K 36K –
WISDOMTREE TR EMG MKTS SMCAP 301 6K –
WISDOMTREE TR EUROPE SMCP DV 310 4K –
WISDOMTREE TR US MIDCAP DIVID 346 9K –