HARVEST FUND ADVISORS LLC
Adviser information for HARVEST FUND ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 244 | $6.3B |
| Non-Discretionary | 0 | $0 |
| Total | 244 | $6.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 213 | $330.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.7B |
| Pension and profit sharing plans | <5 | $330.0M |
| Charitable organizations | <5 | $200.0M |
| State or municipal gov entities | 16 | $2.0B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 5 | $1.6B |
| Corporations or other businesses | <5 | $50.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 283.0M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANAGED ACCOUNTS CONSULTING | UBS FINANCIAL SERVICES INC. |
| GLOBAL MANAGER STRATEGIES SEPARATE ACCOUNT PROGRAM | GOLDMAN SACHS & CO. LLC |
| PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
| MANAGED ACCOUNT SERVICES | J.P. MORGAN SECURITIES LLC |
| MANAGED ACCOUNT SERVICE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| INVESTMENT MANAGEMENT SERVICES | MORGAN STANLEY |
Identifiers
| SEC RIA File Number | 801-71791 |
|---|---|
| SEC ERA File Number | 801-71791 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154425 |
| Legal Entity Identifier | SC71N3MJZMD0E7IQSQ35 |
Principal Office
100 WEST LANCASTER AVENUESECOND FLOOR
WAYNE
PA
United States
Monday - Friday, 8:00AM-6:00PM
Tel: 610-293-7800, Fax: 610-995-9775
Websites
www.linkedin.com/company/blackstonegroup
www.youtube.com/user/blackstonegroup
soundcloud.com/blackstone-300250613
blackstone.podbean.com/
spoti.fi/2lj1thg
apple.co/31pe1gg
www.blackstone.com
x.com/blackstone
www.instagram.com/blackstone
www.facebook.com/blackstone
mp.weixin.qq.com/s/ftddop2f9zdz1qfbgoqaaa
Chief Compliance Officer
ANTHONY MERHIGE
SENIOR MANAGING DIRECTOR
100 WEST LANCASTER AVENUE
SUITE 200
WAYNE
PA
United States
Tel:
610-293-7802
A**************@*************M
(Full email address available in API data)
Regulatory Contact
MICHAEL KERWIN
SENIOR VICE PRESIDENT
100 WEST LANCASTER AVENUE
SUITE 200
WAYNE
PA
United States
Tel:
610-293-7811
M*************@*************M
(Full email address available in API data)
Industry Affiliates
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| BLACKSTONE ALTERNATIVE SOLUTIONS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE ASSET BASED FINANCE ADVISORS LP | Other investment adviser, including financial planners |
| BLACKSTONE CLO MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE COMMUNICATIONS ADVISORS I LLC | Other investment adviser, including financial planners |
| BLACKSTONE CORE EQUITY ADVISORS L.L.C. | Other investment adviser, including financial planners |
| BLACKSTONE CREDIT BDC ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
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| BLACKSTONE ISG-I ADVISORS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
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| BLACKSTONE LIQUID CREDIT ADVISORS I LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE LIQUID CREDIT STRATEGIES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE MANAGEMENT PARTNERS IV L.L.C. | Other investment adviser, including financial planners |
| BLACKSTONE MANAGEMENT PARTNERS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE MULTI-ASSET ADVISORS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE PRIVATE CREDIT STRATEGIES LLC | Other investment adviser, including financial planners |
| BLACKSTONE PRIVATE INVESTMENTS ADVISORS L.L.C. | Other investment adviser, including financial planners |
| BLACKSTONE PROPERTY ADVISORS L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE REAL ESTATE ADVISORS EUROPE L.P. | Other investment adviser, including financial planners |
| BLACKSTONE REAL ESTATE ADVISORS IV L.L.C. | Other investment adviser, including financial planners |
| BLACKSTONE REAL ESTATE ADVISORS L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKSTONE REAL ESTATE ADVISORS V L.P. | Other investment adviser, including financial planners |
| BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
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| CT HIGH GRADE PARTNERS II MANAGER, LLC | Other investment adviser, including financial planners |
| CT INVESTMENT MANAGEMENT CO., LLC | Other investment adviser, including financial planners |
| CURRENCIES DIRECT LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ELIC REINSURANCE COMPANY | Insurance company or agency |
| EVERLAKE ASSURANCE COMPANY | Insurance company or agency |
| EVERLAKE DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EVERLAKE LIFE INSURANCE COMPANY | Insurance company or agency |
| EVERLAKE REINSURANCE LIMITED | Insurance company or agency |
| FEF DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
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| FIRST EAGLE ALTERNATIVE CREDIT FUNDING, LLC | Sponsor or syndicator of limited partnerships |
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| FIRST EAGLE DIRECT LENDING MANAGER III, LLC | Other investment adviser, including financial planners |
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| FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| GRYPHON MUTUAL INSURANCE COMPANY | Insurance company or agency |
| HARVEST FUND MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| KI FINANCIAL LIMITED | Insurance company or agency |
| LEXINGTON NATIONAL LAND SERVICES | Insurance company or agency |
| LUMINOR BANK AS | Banking or thrift institution |
| MIDWESTERN UNITED LIFE INSURANCE COMPANY | Insurance company or agency |
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| NIBC BANK N.V. | Other investment adviser, including financial plannersBanking or thrift institution |
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| PRIMA ASSICURAZIONI S.P.A. | Insurance company or agency |
| REGATTA LOAN MANAGEMENT LLC | Other investment adviser, including financial planners |
| RESOLUTION LIFE AUSTRALASIA LIMITED | Insurance company or agency |
| RESOLUTION LIFE COLORADO, INC. | Insurance company or agency |
| RESOLUTION LIFE GROUP HOLDINGS LTD. | Insurance company or agency |
| RESOLUTION LIFE NEW ZEALAND LTD. | Insurance company or agency |
| RESOLUTION RE LTD. | Insurance company or agency |
| RLNM LIMITED | Insurance company or agency |
| ROARING RIVER II, INC. | Insurance company or agency |
| SECURITY LIFE OF DENVER INSURANCE COMPANY | Insurance company or agency |
| SECURITY LIFE OF DENVER INSURANCE LIMITED | Insurance company or agency |
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Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLACKSTONE HARVEST ENERGY OPPORTUNITY FUND LLC | LONG-ONLY UPSTREAM ENERGY FUND | $20.0M | $0.5M | 3 |
| BLACKSTONE HARVEST MEGATRENDS LO LLC | LONG-ONLY GLOBAL LISTED INFRASTRUCTURE FUND | $1.0M | $0.5M | 2 |
| HARVEST ENERGY FUND LLC | Hedge Fund | $20.0M | $0.5M | 9 |
| HARVEST MLP INCOME FUND II LLC | LONG-ONLY ENERGY FUND | $310.0M | $0.5M | 56 |
| HARVEST MLP INCOME FUND III LLC | LONG-ONLY ENERGY FUND | $210.0M | $1.0M | 34 |
| HARVEST MLP INCOME FUND LLC | LONG-ONLY ENERGY FUND | $1,180.0M | $0.5M | 239 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONKLIN, ERIC, MITCHELL | Individual | – | MANAGING PARTNER | 10/2017 | < 5% |
| MERHIGE, ANTHONY, JARED | Individual | – | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 11/2005 | < 5% |
| HARVEST FUND HOLDCO L.P. | Domestic Entity | – | SOLE MEMBER | 10/2017 | > 75% |
| BLACKSTONE HARVEST HOLDCO L.L.C. | Domestic Entity | HARVEST FUND HOLDCO L.P. | GENERAL PARTNER | 10/2017 | |
| BLACKSTONE INTERMEDIARY HOLDCO L.L.C. | Domestic Entity | BLACKSTONE HARVEST HOLDCO L.L.C. | SOLE MEMBER | 10/2017 | > 75% |
| BLACKSTONE ADVISORY PARTNERS L.P. | Domestic Entity | BLACKSTONE INTERMEDIARY HOLDCO L.L.C. | SOLE MEMBER | 10/2017 | > 75% |
| BLACKSTONE ADVISORY SERVICES L.L.C. | Domestic Entity | BLACKSTONE ADVISORY PARTNERS L.P. | GENERAL PARTNER | 10/2017 | > 75% |
| BLACKSTONE GROUP HOLDINGS L.P. | Domestic Entity | BLACKSTONE ADVISORY PARTNERS L.P. | LIMITED PARTNER | 10/2017 | > 75% |
| BLACKSTONE HOLDINGS I L.P. | Domestic Entity | BLACKSTONE ADVISORY SERVICES L.L.C. | SOLE MEMBER | 10/2017 | > 75% |
| BLACKSTONE GROUP HOLDINGS L.L.C. | Foreign Entity | BLACKSTONE GROUP HOLDINGS L.P. | GENERAL PARTNER | 10/2017 | |
| BLACKSTONE HOLDINGS I L.P. | Domestic Entity | BLACKSTONE GROUP HOLDINGS L.L.C. | SOLE MEMBER | 10/2017 | > 75% |
| SIMKISS, JOHN, AUGUSTINE | Individual | – | EXECUTIVE OFFICER | 01/2023 | < 5% |
| BLACKSTONE HOLDINGS I/II GP LLC | Domestic Entity | BLACKSTONE HOLDINGS I L.P. | GENERAL PARTNER | 10/2017 | |
| BLACKSTONE INC. | Domestic Entity | BLACKSTONE HOLDINGS I/II GP LLC | SOLE MEMBER | 10/2017 | > 75% |
| BLACKSTONE HOLDINGS I L.P. | Domestic Entity | BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | 10/2017 | > 75% |