UNIPLAN INVESTMENT COUNSEL, INC.
Adviser information for UNIPLAN INVESTMENT COUNSEL, INC. last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,272 | $606.9M |
| Non-Discretionary | 2,224 | $779.4M |
| Total | 3,496 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,259 | $916.8M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $3.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 54 | $325.3M |
| Charitable organizations | 65 | $46.8M |
| State or municipal gov entities | 8 | $12.3M |
| Other investment advisers | 6 | $5.8M |
| Insurance companies | 3 | $3.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 100 | $73.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsCONSTRUCTION OF MODEL INVESTMENT PORTFOLIOS FOR CLIENTS, INCLUDING BANKS AND OTHER INVESTMENT ADVISERS |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 441.5M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| DIVERSIFIED MANAGED ALLOCATIONS | WELLS FARGO CLEARING SERVICES, LLC |
| MASTERS INVESTMENT CONSULTING SERVICES | WELLS FARGO CLEARING SERVICES, LLC |
| PREFERRED PORTFOLIO ADVISER PROGRAM | BNY MELLON ADVISORS, INC. |
| CAPITAL ANALYSTS ASSET MANAGEMENT SERVICES SELECT MANAGERS | LINCOLN INVESTMENT |
| INVESTMENT ADVISORY ACCOUNT PROGRAM | JANNEY MONTGOMERY SCOTT LLC |
| CHOICE MANAGED ACCOUNT | KOVACK SECURITIES INC. |
| STRATEGIC INVESTMENT SERVICES PROGRAM | J.P. MORGAN SECURITIES LLC |
| ACCESS | UBS FINANCIAL SERVICES INC. |
| STRATEGIC WEALTH PORTFOLIO | UBS FINANCIAL SERVICES INC. |
Principal Office
839 N JEFFERSON ST.SUITE 502
MILWAUKEE
WI
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 262-534-3000, Fax: None
Chief Compliance Officer
MARY BETH JACOBSON
VICE PRESIDENT, DIRECTOR OF REPORTING AND COMPLIANCE/CHIEF COMPLIANCE OFFICER
839 N JEFFERSON ST.
SUITE 502
MILWAUKEE
WI
United States
Tel:
262-534-3000
M********@************M
(Full email address available in API data)
Regulatory Contact
IMPERIALE, RICHARD P.
CHAIRMAN
839 N JEFFERSON ST.
SUITE 502
MILWAUKEE
WI
United States
Tel:
262-534-3000
R*********@************M
(Full email address available in API data)
Industry Affiliates
| UNIPLAN INSTITUTIONAL ADVISORS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| IMPERIALE, RICHARD, PAUL | Individual | – | CHAIRMAN, SECRETARY-TREASURER, DIRECTOR, CHIEF INVESTMENT OFFICER | 02/2018 | > 75% |
| JAMISON, KRIS, HUNTER | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 02/2018 | 10-25% |
| JACOBSON, MARY, BETH | Individual | – | VICE PRESIDENT AND DIRECTOR OF COMPLIANCE AND REPORTING, CHIEF COMPLIANCE OFFICER, SECRETARY | 08/2014 | < 5% |
| Werner, James, Thomas | Individual | – | CHIEF OPERATING OFFICER AND VICE PRESIDENT | 06/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Agree Realty Corporation | COM | 10K | 155K | – |
| Apartment Investment & Management Co Class A | COM | 9K | 1M | – |
| American Homes 4 Rent Class A | COM | 27K | 738K | – |
| American Tower Corporation | COM | 59K | 306K | – |
| Alexandria Real Estate Equities, Inc. | COM | 18K | 151K | – |
| AvalonBay Communities, Inc. | COM | 16K | 77K | – |
| BXP, Inc. | COM | 11K | 173K | – |
| Crown Castle Inc. | COM | 30K | 308K | – |
| Camden Property Trust | COM | 13K | 118K | – |
| Digital Realty Trust, Inc. | COM | 12K | 82K | – |
| EastGroup Properties, Inc. | COM | 38K | 225K | – |
| Equity LifeStyle Properties, Inc. | COM | 20K | 308K | – |
| EPR Properties | COM | 7K | 158K | – |
| Equinix, Inc. | COM | 53K | 70K | – |
| Essex Property Trust, Inc. | COM | 14K | 53K | – |
| Extra Space Storage Inc. | COM | 29K | 184K | – |
| Farmland Partners Inc | COM | 7K | 566K | – |
| Gaming and Leisure Properties, Inc. | COM | 22K | 492K | – |
| Host Hotels & Resorts, Inc. | COM | 21K | 1M | – |
| Invitation Homes, Inc. | COM | 8K | 214K | – |
| Kite Realty Group Trust | COM | 27K | 1M | – |
| Mid-America Apartment Communities, Inc. | COM | 9K | 65K | – |
| Realty Income Corporation | COM | 9K | 171K | – |
| Prologis, Inc. | COM | 27K | 241K | – |
| Public Storage | COM | 29K | 99K | – |
| Postal Realty Trust, Inc. Class A | COM | 4K | 267K | – |
| Regency Centers Corporation | COM | 13K | 204K | – |
| Safehold Inc. | COM | 3K | 179K | – |
| SBA Communications Corp. Class A | COM | 11K | 56K | – |
| Simon Property Group, Inc. | COM | 36K | 238K | – |
| Sun Communities, Inc. | COM | 7K | 58K | – |
| Terreno Realty Corporation | COM | 33K | 560K | – |
| VICI Properties Inc | COM | 19K | 674K | – |
| Ventas, Inc. | COM | 11K | 215K | – |
| Welltower Inc. | COM | 40K | 383K | – |
| Weyerhaeuser Company | COM | 16K | 558K | – |
| Alpha and Omega Semiconductor Limited | COM | 8K | 215K | – |
| AZZ Inc. | COM | 5K | 66K | – |
| Bioceres Crop Solutions Corp. | COM | 3K | 227K | – |
| BK Technologies Corp. | COM | 2K | 131K | – |
| Blade Air Mobility, Inc. Class A | COM | 3K | 845K | – |
| BioLife Solutions, Inc. | COM | 5K | 253K | – |
| Banco Latinoamericano de Comercio Exterior, S.A. Class E | COM | 9K | 297K | – |
| Brilliant Earth Group, Inc. Class A | COM | 1K | 473K | – |
| Bowman Consulting Group, Ltd. | COM | 2K | 52K | – |
| Cass Information Systems, Inc. | COM | 4K | 94K | – |
| Collegium Pharmaceutical, Inc. | COM | 5K | 146K | – |
| CTS Corporation | COM | 5K | 107K | – |
| Civeo Corp | COM | 3K | 103K | – |
| Daktronics, Inc. | COM | 4K | 275K | – |
| enCore Energy Corp. | COM | 850 | 216K | – |
| Farmland Partners Inc | COM | 5K | 403K | – |
| Grid Dynamics Holdings, Inc. Class A | COM | 3K | 249K | – |
| Gorman-Rupp Company | COM | 6K | 151K | – |
| Global Ship Lease, Inc. Class A | COM | 4K | 148K | – |
| H&E Equipment Services, Inc. | COM | 4K | 99K | – |
| Heritage Global Inc. | COM | 2K | 806K | – |
| Hawkins, Inc. | COM | 4K | 46K | – |
| InterDigital, Inc. | COM | 5K | 41K | – |
| Innoviva, Inc. | COM | 4K | 249K | – |
| Karat Packaging, Inc. | COM | 3K | 85K | – |
| Kura Sushi USA, Inc. Class A | COM | 3K | 46K | – |
| LifeMD, Inc. | COM | 3K | 397K | – |
| Ligand Pharmaceuticals Incorporated | COM | 4K | 50K | – |
| Lincoln Educational Services Corporation | COM | 7K | 588K | – |
| Mama's Creations, Inc. | COM | 5K | 720K | – |
| MediWound Ltd. | COM | 1K | 71K | – |
| Newpark Resources, Inc. | COM | 3K | 400K | – |
| NAPCO Security Technologies, Inc. | COM | 8K | 158K | – |
| Northwest Pipe Company | COM | 2K | 61K | – |
| Park Aerospace Corp. | COM | 2K | 168K | – |
| Plymouth Industrial REIT, Inc. | COM | 6K | 263K | – |
| Postal Realty Trust, Inc. Class A | COM | 3K | 251K | – |
| ProPetro Holding Corp. | COM | 1K | 123K | – |
| Red Violet, Inc. | COM | 2K | 87K | – |
| SIGA Technologies Inc | COM | 3K | 347K | – |
| Sprott Inc. | COM | 5K | 113K | – |
| Simulations Plus, Inc. | COM | 5K | 98K | – |
| Solaris Oilfield Infrastructure, Inc. Class A | COM | 3K | 369K | – |
| Spok Holdings, Inc. | COM | 3K | 210K | – |
| Uranium Energy Corp. | COM | 3K | 562K | – |
| UFP Technologies, Inc. | COM | 7K | 27K | – |
| WisdomTree Floating Rate Treasury Fund | COM | 14K | 284K | – |
| Vishay Precision Group, Inc. | COM | 5K | 177K | – |
| TeraWulf Inc. | COM | 1K | 238K | – |
| AbbVie, Inc. | COM | 9K | 54K | – |
| Amgen Inc. | COM | 3K | 10K | – |
| American Tower Corporation | COM | 3K | 15K | – |
| Ares Capital Corporation | COM | 4K | 187K | – |
| Alexandria Real Estate Equities, Inc. | COM | 1K | 12K | – |
| Bank of America Corp Pfd Series L | PFD | 3K | 3K | – |
| Caterpillar Inc. | COM | 4K | 43K | – |
| Crown Castle Inc. | COM | 2K | 40K | – |
| Cogent Communications Holdings Inc | COM | 2K | 66K | – |
| Compass Diversified Holdings Pfd Series C | PFD | 2K | 34K | – |
| Coherent Corp. | COM | 1K | 14K | – |
| Chesapeake Utilities Corporation | COM | 4K | 46K | – |
| Devon Energy Corporation | COM | 2K | 47K | – |
| Ellington Financial Inc. | COM | 2K | 192K | – |
| EPR Properties Pfd Series C | PFD | 2K | 90K | – |
| Equity Commonwealth Pfd Series D | PFD | 3K | 105K | – |
| Equitable Holdings, Inc. | COM | 5K | 126K | – |
| Equinix, Inc. | COM | 9K | 12K | – |
| Euronav NV | COM | 6K | 343K | – |
| Diamondback Energy, Inc. | COM | 8K | 42K | – |
| Farmland Partners Inc | COM | 2K | 157K | – |
| Gaming and Leisure Properties, Inc. | COM | 5K | 115K | – |
| International Business Machines Corporation | COM | 3K | 17K | – |
| InterDigital, Inc. | COM | 4K | 37K | – |
| Iron Mountain, Inc. | COM | 4K | 47K | – |
| Kinder Morgan Inc Class P | COM | 7K | 339K | – |
| Kite Realty Group Trust | COM | 5K | 218K | – |
| Medallion Bank Pfd Series F | PFD | 2K | 71K | – |
| MetLife, Inc. | COM | 4K | 57K | – |
| New York Mortgage Trust, Inc. Pfd Series E | COM | 2K | 70K | – |
| Omega Healthcare Investors, Inc. | COM | 4K | 118K | – |
| ONEOK, Inc. | COM | 4K | 54K | – |
| Public Storage Pfd Series H | PFD | 3K | 119K | – |
| Redwood Trust, Inc. Pfd Series A | PFD | 2K | 71K | – |
| Spectrum Brands Holdings, Inc. | COM | 3K | 37K | – |
| Simon Property Group, Inc. | COM | 7K | 43K | – |
| AT&T Inc Perp Series C | PFD | 4K | 209K | – |
| Terreno Realty Corporation | COM | 2K | 26K | – |
| Triton International Ltd. Pfd Series B | PFD | 2K | 90K | – |
| WisdomTree Floating Rate Treasury Fund | COM | 11K | 215K | – |
| VICI Properties Inc | COM | 5K | 176K | – |
| Valero Energy Corporation | COM | 4K | 25K | – |
| Verizon Communications Inc. | COM | 4K | 90K | – |
| Williams Companies, Inc. | COM | 9K | 222K | – |
| WestRock Company | COM | 3K | 66K | – |
| Global X S&P 500 Covered Call ETF | COM | 3K | 68K | – |