MORIN PRIVATE CLIENT GROUP, LLC
Adviser information for MORIN PRIVATE CLIENT GROUP, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 69 | $64.3M |
| Non-Discretionary | 9 | $540.3M |
| Total | 78 | $604.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $32.4M |
| HNW Individuals | 11 | $31.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $540.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-71832 |
|---|---|
| SEC ERA File Number | 801-71832 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154565 |
| Legal Entity Identifier | None |
Principal Office
260 W BROADWAYJACKSON
WY
United States
Monday - Friday, 8AM - 5PM
Tel: 833-989-2869, Fax: (307) 333-0233
Chief Compliance Officer
ROBERT MORIN
MANAGING MEMBER
260 W. BROADWAY
JACKSON
WY
United States
Tel:
833-989-2869
Fax:
(307) 333-0233
B*****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORIN, ROBERT, ARTHUR | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 09/2010 | > 75% |