SOLTIS INVESTMENT ADVISORS, LLC
Adviser information for SOLTIS INVESTMENT ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 72 |
|---|---|
| Investment Advisory/Research | 45 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 45 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 7 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,884 | $6.8B |
| Non-Discretionary | 0 | $0 |
| Total | 3,884 | $6.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,592 | $320.9M |
| HNW Individuals | 2,139 | $3.9B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 115 | $2.3B |
| Charitable organizations | 19 | $175.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 19 | $87.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 17 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 2000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71833 |
|---|---|
| SEC ERA File Number | 801-71833 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154690 |
| Legal Entity Identifier | None |
Principal Office
20 NORTH MAINSUITE 400
ST. GEORGE
UT
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 435-674-1600, Fax: 435-674-1616
Chief Compliance Officer
TYLER WILKINSON
CFO
20 NORTH MAIN SUITE 400
ST. GEORGE
UT
United States
Tel:
435-674-1600
Fax:
435-674-1616
T****@*****************M
(Full email address available in API data)
Regulatory Contact
KIM ANDERSON
PRESIDENT, MANAGING PARTNER
20 NORTH MAIN SUITE 400
ST. GEORGE
UT
United States
Tel:
435-674-1600
Fax:
435-674-1616
K**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDERSON, KIM, DEAN | Individual | – | MANAGING PARTNER, PRESIDENT, CEO | 07/2017 | 10-25% |
| WILKINSON, TYLER, KAY | Individual | – | MANAGING PARTNER, CFO, CCO | 07/2013 | 10-25% |
| SOLTIS INVESTMENT ADVISORS, INC. | Domestic Entity | – | ENTITY | 08/2010 | 25-50% |
| ANDERSON, HAL, GARY | Individual | SOLTIS INVESTMENT ADVISORS, INC. | MANAGING PARTNER, ALTERNATIVE INVESTMENTS | 08/2010 | 25-50% |
| HENDERSON, LON, EDGAR | Individual | – | PARTNER | 07/2017 | < 5% |
| ANDERSON, HAL, GARY | Individual | – | MANAGING PARTNER, ALTERNATIVE INVESTMENTS | 07/2017 | < 5% |
| TAYLOR, CLARK, VALANTINE | Individual | – | MANAGING PARTNER, VICE PRESIDENT, WEALTH MANAGEMENT SERVICES | 07/2013 | 10-25% |
| FINLINSON, TYLER, JON | Individual | – | MANAGING PARTNER; VICE PRESIDENT, RETIREMENT PLAN SERVICES | 07/2013 | 5-10% |
| MOORE, BRENT, DAVID | Individual | – | MANAGING PARTNER, VICE PRESIDENT BUSINESS DEVELOPMENT | 10/2013 | 5-10% |
| BEHUNIN, CHRISTIE, NICHOLE | Individual | – | PARTNER, SENIOR ADVISOR | 08/2017 | < 5% |
| BRANN, TIMOTHY, MATTHEW | Individual | – | PARTNER, SENIOR ADVISOR | 01/2022 | < 5% |
| ADAMS, THOMAS, JAMES | Individual | – | PARTNER, SENIOR ADVISOR | 01/2022 | < 5% |