ANTIPODEAN ADVISORS LLC

Adviser information for ANTIPODEAN ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1 $129.0M
Non-Discretionary 0 $0
Total 1 $129.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $129.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-71835
SEC ERA File Number 801-71835
SEC CIK Numbers 1512566
SEC CRD Numbers 155091
Legal Entity Identifier None

Principal Office

16 EAST 62ND ST.
UNIT #5
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 212-339-5202, Fax: 866-795-0999

Chief Compliance Officer

CHARLES MARTIN
CHIEF COMPLIANCE OFFICER
223 WILMINGTON WEST CHESTER PIKE
SUITE 216
CHADDS FORD
PA
United States
Tel: 610-558-3326
(Full email address available in API data)

Regulatory Contact

KEVIN
JOHNSON
148 CRYSTAL DRIVE
WEST BAY
GRAND CAYMAN
Cayman Islands
Tel: 212-339-5202
Fax: 866-795-0999
(Full email address available in API data)

Industry Affiliates

ANTIPODEAN ADVISORS GP LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ANTIPODEAN DOMESTIC PARTNERS, LP Hedge Fund $129.0M $1.0M 29

Control Persons

Name Type Entity Title Since Ownership
CHEN, ERIC, EU-WEI Individual MANAGING MEMBER (ADVISER) 01/2009 10-25%
JOHNSON, KEVIN, MICHAEL Individual CHIEF FINANCIAL OFFICER (ADVISER) 04/2009 < 5%
CHEN 2012 DYNASTY TRUST Domestic Entity TRUST (ADVISER) 05/2013 > 75%
CHEN, ERIC, EU-WEI Individual 2012 CHEN DYNASTY TRUST TRUSTEE 05/2013 > 75%
CHEN, ERIC, EU-WEI Individual MANAGING MEMBER (GENERAL PARTNER-SPV) 01/2009 25-50%
CHEN 2012 DYNASTY TRUST Domestic Entity TRUST (GENERAL PARTNER-SPV) 05/2013 50-75%
JOHNSON, KEVIN, MICHAEL Individual MEMBER (GENERAL PARTNER-SPV) 04/2009 < 5%
MARTIN, CHARLES, DANIEL Individual CHIEF COMPLIANCE OFFICER 07/2017 < 5%

No. Employees, Historic

10502020202120222023202420254 on 3/30/20204 on 3/24/20214 on 3/26/20214 on 4/16/20213 on 3/28/20223 on 7/7/20223 on 3/30/20232 on 3/27/2024

RAUM, Historic

500M250M0202020212022202320242025294707015 on 3/30/2020450621486 on 3/24/2021450621486 on 3/26/2021450621486 on 4/16/2021382004335 on 3/28/2022382004335 on 7/7/2022192227081 on 3/30/2023128995001 on 3/27/2024

No. Clients, Historic

10502020202120222023202420251 on 3/30/20201 on 3/24/20211 on 3/26/20211 on 4/16/20211 on 3/28/20221 on 7/7/20221 on 3/30/20231 on 3/27/2024

Holdings

From latest 13F, filed November 13th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
ATARA BIOTHERAPEUTICS INC COM 1M 1M Antipodean Domestic Partners, LP
B. RILEY FINANCIAL INC COM 436K 11K Antipodean Domestic Partners, LP
CARDLYTICS INC COM 330K 20K Antipodean Domestic Partners, LP
CAREMAX INC COM CL A 424K 200K Antipodean Domestic Partners, LP
COINBASE GLOBAL INC COM CL A 375K 5K Antipodean Domestic Partners, LP
DIGITAL RLTY TR INC COM 424K 4K Antipodean Domestic Partners, LP
FUBOTV INC COM 81K 30K Antipodean Domestic Partners, LP
INVESTMENT MANAGERS SER TR I AXS TSLA BEAR DL 1M 40K Antipodean Domestic Partners, LP
OCCIDENTAL PETE CORP COM 6M 100K Antipodean Domestic Partners, LP
OPENDOOR TECHNOLOGIES INC COM 53K 20K Antipodean Domestic Partners, LP
PHILIP MORRIS INTL INC COM 5M 50K Antipodean Domestic Partners, LP
SEA LTD SPONSORD ADS 3M 70K Antipodean Domestic Partners, LP
TRUPANION INC COM 423K 15K Antipodean Domestic Partners, LP