Hedge Fund Database

SOUTHERNSUN ASSET MANAGEMENT LLC

Adviser information for SOUTHERNSUN ASSET MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 17
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 97 $906.4M
Non-Discretionary 0 $0
Total 97 $906.4M

Clients

Type Number RAUM
Individuals 59 $19.6M
HNW Individuals 17 $39.1M
Banking or thrift institutions <5 $0
Investment companies 4 $582.5M
Business development companies 0 $0
Pooled investment vehicles 3 $28.2M
Pension and profit sharing plans <5 $133.9M
Charitable organizations <5 $78.6M
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses 6 $24.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 31.3M
Both for Same 0
Portfolio Manager to Program Sponsor
NBCS PROAM PROGRAM NBC SECURITIES, INC.
MANAGED ACCOUNT PROGRAM JANNEY MONTGOMERY SCOTT LLC

Identifiers

SEC RIA File Number 801-71849
SEC ERA File Number 801-71849
SEC CIK Numbers 1089755
SEC CRD Numbers 154572
Legal Entity Identifier 254900HFC2D9KRJX6628

Principal Office

240 MADISON AVENUE
SUITE 800
MEMPHIS
TN
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 901-341-2700, Fax: 901-341-2701

Websites

www.linkedin.com/company/southernsun-asset-management www.southernsunam.com

Chief Compliance Officer

WILLIAM P. HALLIDAY III
PRINCIPAL
240 MADISON AVENUE
SUITE 800
MEMPHIS
TN
United States
Tel: (901) 341-2700
Fax: (901) 341-2701
(Full email address available in API data)

Regulatory Contact

MICHAEL S. CROSS
PORTFOLIO MANAGER/PRINCIPAL
240 MADISON AVE
SUITE 800
MEMPHIS
TN
United States
Tel: 9013412700
Fax: 9013412701
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
COOK, MICHAEL, WHITMAN Individual – CHAIRMAN/PRINCIPAL/MGMT COMM MBR 01/2003 25-50%
HALLIDAY, WILLIAM, P. Individual – CHIEF COMPLIANCE OFFICER/PRINCIPAL/MGMT COMM MBR 12/2006 10-25%
CROSS, MICHAEL, SCOTT Individual – PORTFOLIO MANAGER/PRINCIPAL 01/2009 5-10%
COOK, PHILLIP, WHITMAN Individual – CHIEF INVESTMENT OFFICER/MANAGING PARTNER/PRINCIPAL/MGMT COMM MBR 01/2009 5-10%
OAKTHORPE PARTNERS LLC Domestic Entity – MEMBER 12/2012 10-25%
COOK, MICHAEL, WHITMAN Individual OAKTHORPE PARTNERS LLC MEMBER 12/2012 50-75%
MCNEELY, ASHLEY, PHELPS Individual – CHIEF FINANCIAL OFFICER 01/2020 < 5%
TIGERTAIL INVESTMENT COMPANY LIMITED PARTNERSHIP Domestic Entity – MEMBER 08/2020 25-50%
COOK, PHILLIP, WHITMAN Individual TIGERTAIL INVESTMENT COMPANY LIMITED PARTNERSHIP MEMBER 08/2020
WIMMER, ANGELA, MORGAN Individual – PRESIDENT/PRINCIPAL 10/2023 < 5%

No. Employees, Historic

3015020202021202220232024202525 on 3/26/202025 on 6/16/202025 on 9/3/202016 on 3/31/202116 on 6/30/202117 on 3/25/202218 on 3/30/202317 on 6/12/202317 on 10/25/202317 on 10/26/202317 on 10/26/202317 on 3/27/2024

RAUM, Historic

2B1B02020202120222023202420251251925000 on 3/26/20201251925000 on 6/16/20201251925000 on 9/3/2020904174174 on 3/31/2021904174174 on 6/30/20211016134746 on 3/25/2022899078484 on 3/30/2023899078484 on 6/12/2023899078484 on 10/25/2023899078484 on 10/26/2023899078484 on 10/26/2023906408027 on 3/27/2024

No. Clients, Historic

4002000202020212022202320242025359 on 3/26/2020359 on 6/16/2020359 on 9/3/2020129 on 3/31/2021129 on 6/30/202185 on 3/25/202289 on 3/30/202389 on 6/12/202389 on 10/25/202389 on 10/26/202389 on 10/26/202397 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AGCO Corp. COM 41M 420K –
Armstrong World Industries Inc COM 30M 268K –
Belden Inc COM 48M 516K –
Boot Barn Holdings Inc COM 51M 393K –
Broadridge Financial Solutions COM 9M 48K –
Darling Ingredients Inc. COM 49M 1M –
Dorman Products Inc COM 31M 340K –
Dycom Industries Inc COM 55M 326K –
Enerpac Tool Group COM 43M 1M –
Floor & Decor Holdings COM 2M 23K –
IDEX Corp. COM 4M 19K –
Ingevity Corp COM 32M 731K –
Live Oak Bancshares Inc COM 29M 821K –
Louisiana-Pacific Corp COM 44M 537K –
MGP Ingredients Inc COM 53M 716K –
Murphy USA Inc. COM 35M 74K –
Polaris Inc. COM 26M 338K –
SEI Investments Co COM 4M 66K –
Stepan Co COM 23M 279K –
The Boston Beer Co Inc COM 44M 143K –
The Brink's Co. COM 48M 467K –
Thor Industries Inc. COM 24M 258K –
Timken Co. COM 41M 507K –
Trex Co COM 4M 48K –
US Physical Therapy Inc COM 46M 495K –
Valmont Industries Inc COM 5M 19K –
Watsco Inc COM 8M 17K –