ST. CLAIR ADVISORS, LLC
Adviser information for ST. CLAIR ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 536 | $872.0M |
| Non-Discretionary | 0 | $0 |
| Total | 536 | $872.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 45 | $14.2M |
| HNW Individuals | 94 | $844.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $13.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)TAX PLANNING AND TAX COMPLIANCE |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesA PERCENTAGE OF ASSETS UNDER ADVISEMENT |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-71857 |
|---|---|
| SEC ERA File Number | 801-71857 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155064 |
| Legal Entity Identifier | None |
Principal Office
6120 PARKLAND BLVD.SUITE 306
MAYFIELD HEIGHTS
OH
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 440-925-5670, Fax: 440-646-1838
Chief Compliance Officer
DAVID SOMMER
CHIEF COMPLIANCE OFFICER
6120 PARKLAND BLVD.
SUITE 306
MAYFIELD HEIGHTS
OH
United States
Tel:
216-925-5670
Fax:
440-646-1838
D**@****************M
(Full email address available in API data)
Regulatory Contact
CRAIG STEINBRINK
COO
6120 PARKLAND BLVD.
SUITE 306
MAYFIELD HEIGHTS
OH
United States
Tel:
216-925-5670
Fax:
440-646-1838
C**@****************M
(Full email address available in API data)
Industry Affiliates
| THE BATES GROUP LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOMMER, DAVID, WILLIAM | Individual | – | MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 10/2010 | 25-50% |
| STEINBRINK, CRAIG, ANDREW | Individual | – | MEMBER, COO | 09/2014 | 10-25% |
| BATES, RONALD, EDWARD | Individual | – | MEMBER, CHAIRMAN EMERITUS | 10/2023 | 10-25% |
| BOTEK, FRED, G | Individual | – | MEMBER | 07/2019 | 10-25% |