TALBOT FINANCIAL, LLC

Adviser information for TALBOT FINANCIAL, LLC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 407 $747.8M
Non-Discretionary 3 $513,016
Total 410 $748.3M

Clients

Type Number RAUM
Individuals 21 $6.0M
HNW Individuals 177 $742.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-71859
SEC ERA File Number 801-71859
SEC CIK Numbers 1966180
SEC CRD Numbers 155162
Legal Entity Identifier None

Principal Office

10500 NE 8TH STREET, #1700
BELLEVUE
WA
United States
Monday - Friday, 8:00 AM TO 3:00 PM
Tel: 425-533-0797, Fax: 425-463-0061

Chief Compliance Officer

JAMES PIRAK
CHIEF COMPLIANCE OFFICER
10500 NE 8TH STREET, #1700
BELLEVUE
WA
United States
Tel: 425-533-0797
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TALBOT, RANDALL, HOWARD Individual MANAGING MEMBER 08/2010 25-50%
PIRAK, JAMES, DWYER Individual CHIEF COMPLIANCE OFFICER 06/2015 25-50%
SWOFFER, THOMAS, MICHAEL Individual MEMBER & CIO 01/2020 10-25%

No. Employees, Historic

105020192020202120222023202420253 on 7/2/20194 on 3/27/20204 on 3/30/20204 on 6/4/20204 on 6/4/20203 on 3/17/20213 on 2/18/20223 on 2/13/20233 on 2/2/2024

RAUM, Historic

800M400M02019202020212022202320242025220355155 on 7/2/2019321277131 on 3/27/2020321277131 on 3/30/2020321277131 on 6/4/2020321277131 on 6/4/2020401429074 on 3/17/2021647067280 on 2/18/2022520592748 on 2/13/2023748306026 on 2/2/2024

No. Clients, Historic

2001000201920202021202220232024202586 on 7/2/201994 on 3/27/202094 on 3/30/202094 on 6/4/202094 on 6/4/2020109 on 3/17/2021133 on 2/18/2022146 on 2/13/2023198 on 2/2/2024

Holdings

From latest 13F, filed July 11th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 16M 91K
ADOBE INC COM 25M 44K
ALPHABET INC CAP STK CL C 34M 184K
ALPHABET INC CAP STK CL A 3M 15K
AMAZON COM INC COM 50M 261K
AMERICAN EXPRESS CO COM 208K 900
AMGEN INC COM 12M 39K
APPLE INC COM 80M 378K
APPLIED MATLS INC COM 30M 127K
AUTOMATIC DATA PROCESSING IN COM 215K 900
BERKSHIRE HATHAWAY INC DEL CL B NEW 529K 1K
BLACKROCK INC COM 9M 12K
BRISTOL-MYERS SQUIBB CO COM 4M 88K
CADENCE DESIGN SYSTEM INC COM 308K 1K
CHEVRON CORP NEW COM 16M 105K
CHUBB LIMITED COM 13M 51K
CISCO SYS INC COM 9M 186K
COLUMBIA BKG SYS INC COM 677K 34K
CONOCOPHILLIPS COM 6M 48K
COSTCO WHSL CORP NEW COM 16M 19K
DISNEY WALT CO COM 8M 77K
ELI LILLY & CO COM 15M 16K
EMERSON ELEC CO COM 8M 74K
EXXON MOBIL CORP COM 449K 4K
GALLAGHER ARTHUR J & CO COM 9M 34K
GOLDMAN SACHS GROUP INC COM 18M 39K
HOME DEPOT INC COM 13M 38K
HONEYWELL INTL INC COM 12M 58K
INTERNATIONAL BUSINESS MACHS COM 405K 2K
INTUIT COM 22M 33K
JOHNSON & JOHNSON COM 14M 95K
JPMORGAN CHASE & CO COM 19M 94K
MASTERCARD INCORPORATED CL A 7M 15K
MCDONALDS CORP COM 7M 26K
MCKESSON CORP COM 205K 351
MEDTRONIC PLC SHS 10M 121K
MERCK & CO INC COM 11M 87K
MICROSOFT CORP COM 91M 204K
NETFLIX INC COM 10M 15K
NORTHROP GRUMMAN CORP COM 11M 25K
NVIDIA CORPORATION COM 28M 224K
PEPSICO INC COM 9M 52K
PFIZER INC COM 8M 294K
PROCTER AND GAMBLE CO COM 11M 65K
PROVIDENT FINL HLDGS INC COM 644K 51K
SALESFORCE INC COM 16M 62K
SCHWAB CHARLES CORP COM 11M 154K
SERVICENOW INC COM 9M 12K
STRYKER CORPORATION COM 15M 43K
SYNOPSYS INC COM 13M 22K
TESLA INC COM 346K 2K
THERMO FISHER SCIENTIFIC INC COM 9M 16K
TRAVERE THERAPEUTICS INC COM 13M 64K
UBER TECHNOLOGIES INC COM 7M 101K
UNION PAC CORP COM 294K 1K
VISA INC COM CL A 14M 54K
WAFD INC COM 2M 74K
WORKIVA INC COM CL A 766K 11K