TALBOT FINANCIAL, LLC
Adviser information for TALBOT FINANCIAL, LLC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Washington, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 407 | $747.8M |
Non-Discretionary | 3 | $513,016 |
Total | 410 | $748.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 21 | $6.0M |
HNW Individuals | 177 | $742.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUM |
Principal Office
10500 NE 8TH STREET, #1700BELLEVUE
WA
United States
Monday - Friday, 8:00 AM TO 3:00 PM
Tel: 425-533-0797, Fax: 425-463-0061
Websites
Chief Compliance Officer
JAMES PIRAK
CHIEF COMPLIANCE OFFICER
10500 NE 8TH STREET, #1700
BELLEVUE
WA
United States
Tel:
425-533-0797
J********@******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
TALBOT, RANDALL, HOWARD | Individual | – | MANAGING MEMBER | 08/2010 | 25-50% |
PIRAK, JAMES, DWYER | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2015 | 25-50% |
SWOFFER, THOMAS, MICHAEL | Individual | – | MEMBER & CIO | 01/2020 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 11th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBVIE INC | COM | 16M | 91K | – |
ADOBE INC | COM | 25M | 44K | – |
ALPHABET INC | CAP STK CL C | 34M | 184K | – |
ALPHABET INC | CAP STK CL A | 3M | 15K | – |
AMAZON COM INC | COM | 50M | 261K | – |
AMERICAN EXPRESS CO | COM | 208K | 900 | – |
AMGEN INC | COM | 12M | 39K | – |
APPLE INC | COM | 80M | 378K | – |
APPLIED MATLS INC | COM | 30M | 127K | – |
AUTOMATIC DATA PROCESSING IN | COM | 215K | 900 | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 529K | 1K | – |
BLACKROCK INC | COM | 9M | 12K | – |
BRISTOL-MYERS SQUIBB CO | COM | 4M | 88K | – |
CADENCE DESIGN SYSTEM INC | COM | 308K | 1K | – |
CHEVRON CORP NEW | COM | 16M | 105K | – |
CHUBB LIMITED | COM | 13M | 51K | – |
CISCO SYS INC | COM | 9M | 186K | – |
COLUMBIA BKG SYS INC | COM | 677K | 34K | – |
CONOCOPHILLIPS | COM | 6M | 48K | – |
COSTCO WHSL CORP NEW | COM | 16M | 19K | – |
DISNEY WALT CO | COM | 8M | 77K | – |
ELI LILLY & CO | COM | 15M | 16K | – |
EMERSON ELEC CO | COM | 8M | 74K | – |
EXXON MOBIL CORP | COM | 449K | 4K | – |
GALLAGHER ARTHUR J & CO | COM | 9M | 34K | – |
GOLDMAN SACHS GROUP INC | COM | 18M | 39K | – |
HOME DEPOT INC | COM | 13M | 38K | – |
HONEYWELL INTL INC | COM | 12M | 58K | – |
INTERNATIONAL BUSINESS MACHS | COM | 405K | 2K | – |
INTUIT | COM | 22M | 33K | – |
JOHNSON & JOHNSON | COM | 14M | 95K | – |
JPMORGAN CHASE & CO | COM | 19M | 94K | – |
MASTERCARD INCORPORATED | CL A | 7M | 15K | – |
MCDONALDS CORP | COM | 7M | 26K | – |
MCKESSON CORP | COM | 205K | 351 | – |
MEDTRONIC PLC | SHS | 10M | 121K | – |
MERCK & CO INC | COM | 11M | 87K | – |
MICROSOFT CORP | COM | 91M | 204K | – |
NETFLIX INC | COM | 10M | 15K | – |
NORTHROP GRUMMAN CORP | COM | 11M | 25K | – |
NVIDIA CORPORATION | COM | 28M | 224K | – |
PEPSICO INC | COM | 9M | 52K | – |
PFIZER INC | COM | 8M | 294K | – |
PROCTER AND GAMBLE CO | COM | 11M | 65K | – |
PROVIDENT FINL HLDGS INC | COM | 644K | 51K | – |
SALESFORCE INC | COM | 16M | 62K | – |
SCHWAB CHARLES CORP | COM | 11M | 154K | – |
SERVICENOW INC | COM | 9M | 12K | – |
STRYKER CORPORATION | COM | 15M | 43K | – |
SYNOPSYS INC | COM | 13M | 22K | – |
TESLA INC | COM | 346K | 2K | – |
THERMO FISHER SCIENTIFIC INC | COM | 9M | 16K | – |
TRAVERE THERAPEUTICS INC | COM | 13M | 64K | – |
UBER TECHNOLOGIES INC | COM | 7M | 101K | – |
UNION PAC CORP | COM | 294K | 1K | – |
VISA INC | COM CL A | 14M | 54K | – |
WAFD INC | COM | 2M | 74K | – |
WORKIVA INC | COM CL A | 766K | 11K | – |