Hedge Fund Database

FOCUSED WEALTH MANAGEMENT, INC.

Adviser information for FOCUSED WEALTH MANAGEMENT, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 9
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,980 $1.2B
Non-Discretionary 0 $0
Total 1,980 $1.2B

Clients

Type Number RAUM
Individuals 1,329 $246.5M
HNW Individuals 231 $426.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 89 $451.6M
Charitable organizations <5 $4.4M
State or municipal gov entities <5 $5.8M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 17 $48.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 768.3M
Portfolio Manager to Program Sponsor
FINANCIAL ADVISORS PROGRAM SECURITIES AMERICA ADVISORS, INC.
FOCUSED WEALTH MANAGEMENT, INC. WRAP FEE PROGRAM CHARLES SCHWAB
FOCUSED WEALTH MANAGEMENT, INC. WRAP FEE PROGRAM FIDELITY INVESTMENTS

Identifiers

SEC RIA File Number 801-71860
SEC ERA File Number 801-71860
SEC CIK Numbers 1586052
SEC CRD Numbers 154828
Legal Entity Identifier None

Principal Office

11 BALMVILLE RD.
SUITE 2 NORTH
NEWBURGH
NY
United States
Monday - Friday, 8:00 AM TO 4:30 PM
Tel: 845-691-4035, Fax: 845-691-4037

Websites

www.focusedwealthmgmt.com www.linkedin.com/company/focused-wealth-management-securities-america-inc./ www.facebook.com/focusedwealthmanagement twitter.com/focusedwm_ria instagram.com/focusedwealthmgmt youtube.com/@focusedwealthmanagement8169 vimeo.com/focusedwealthmgmt

Chief Compliance Officer

BARRY BRETT
11 BALMVILLE RD.
SUITE 2 NORTH
NEWBURGH
NY
United States
Tel: 845-691-4035
Fax: 845-691-4037
(Full email address available in API data)

Regulatory Contact

PHILIP DEANGELO
MANAGING DIRECTOR
11 BALMVILLE RD.
SUITE 2 NORTH
NEWBURGH
NY
United States
Tel: 845-691-4035
Fax: 845-691-4037
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DEANGELO, PHILIP, JOSEPH Individual – MANAGING DIRECTOR 08/2010 > 75%
BRETT, JACOB, MICHAEL Individual – SENIOR VICE PRESIDENT 07/2019 < 5%
BRETT, BARRY, HOWARD Individual – CHIEF COMPLIANCE OFFICER 06/2020 < 5%

No. Employees, Historic

20100201920202021202220232024202513 on 9/12/201913 on 3/26/202013 on 4/29/202013 on 5/19/202013 on 5/28/202013 on 6/17/202013 on 11/20/202016 on 3/23/202114 on 3/22/202214 on 10/18/202214 on 12/1/202218 on 3/13/202318 on 9/5/202318 on 9/22/202318 on 9/26/202318 on 3/21/2024

RAUM, Historic

2B1B02019202020212022202320242025826765097 on 9/12/2019880615689 on 3/26/2020880615689 on 4/29/2020880615689 on 5/19/2020880615689 on 5/28/2020880615689 on 6/17/2020880615689 on 11/20/2020912107553 on 3/23/20211091076752 on 3/22/20221091076752 on 10/18/20221091076752 on 12/1/2022949348874 on 3/13/2023949348874 on 9/5/2023949348874 on 9/22/2023949348874 on 9/26/20231183645956 on 3/21/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251617 on 9/12/20191532 on 3/26/20201532 on 4/29/20201532 on 5/19/20201532 on 5/28/20201532 on 6/17/20201532 on 11/20/20201572 on 3/23/20211613 on 3/22/20221613 on 10/18/20221613 on 12/1/20221624 on 3/13/20231624 on 9/5/20231624 on 9/22/20231624 on 9/26/20231672 on 3/21/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 857K 8K –
ABBVIE INC COM 1M 6K –
ADVANCED MICRO DEVICES INC COM 1M 8K –
ADVANCED MICRO DEVICES INC COM 263K 2K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 305K 4K –
ALPHABET INC CAP STK CL C 1M 8K –
ALPHABET INC CAP STK CL A 6M 34K –
ALTRIA GROUP INC COM 1M 27K –
AMAZON COM INC COM 6M 32K –
AMERICAN WTR WKS CO INC NEW COM 288K 2K –
AON PLC SHS CL A 363K 1K –
APPLE INC COM 23M 111K –
APPLE INC COM 2M 8K –
APPLIED MATLS INC COM 1M 6K –
ARBOR REALTY TRUST INC COM 187K 13K –
ARCHER AVIATION INC COM CL A 141K 40K –
ARCHER DANIELS MIDLAND CO COM 323K 5K –
ARK ETF TR INNOVATION ETF 5K 117 –
ARK ETF TR INNOVATION ETF 440K 10K –
AT&T INC COM 1M 63K –
BANK AMERICA CORP COM 2M 41K –
BANK AMERICA CORP COM 6M 139K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 10K –
BLACKLINE INC COM 339K 7K –
BLACKROCK CORPOR HI YLD FD I COM 114K 12K –
BLACKROCK DEBT STRATEGIES FD COM NEW 132K 12K –
BLACKROCK MUNIHLDGS NY QLTY COM 867K 81K –
BLACKROCK N Y MUN INCOME TRU SH BEN INT 1M 118K –
BLACKROCK TAX MUNICPAL BD TR SHS 9M 566K –
BLACKSTONE INC COM 6M 49K –
BLOCK INC CL A 95K 1K –
BLOCK INC CL A 232K 4K –
C3 AI INC CL A 601K 21K –
CATERPILLAR INC COM 3M 8K –
CHESAPEAKE ENERGY CORP COM 378K 5K –
CHEVRON CORP NEW COM 288K 2K –
CHEVRON CORP NEW COM 344K 2K –
CISCO SYS INC COM 579K 12K –
CITIGROUP INC COM NEW 3M 44K –
CLOUDFLARE INC CL A COM 125K 2K –
CLOUDFLARE INC CL A COM 828K 10K –
COINBASE GLOBAL INC COM CL A 140K 630 –
COINBASE GLOBAL INC COM CL A 89K 400 –
COLGATE PALMOLIVE CO COM 462K 5K –
CONOCOPHILLIPS COM 343K 3K –
CONOCOPHILLIPS COM 206K 2K –
CONSOLIDATED EDISON INC COM 342K 4K –
CONSTELLATION BRANDS INC CL A 515K 2K –
CONSTELLATION BRANDS INC CL A 14K 53 –
COUPANG INC CL A 168K 8K –
COUPANG INC CL A 48K 2K –
CURIS INC COM 229K 33K –
DATADOG INC CL A COM 156K 1K –
DATADOG INC CL A COM 71K 550 –
DEXCOM INC COM 246K 2K –
DIGITALOCEAN HLDGS INC COM 174K 5K –
DIGITALOCEAN HLDGS INC COM 308K 9K –
DIMENSIONAL ETF TRUST US EQUITY ETF 292K 5K –
DISNEY WALT CO COM 2M 19K –
DISNEY WALT CO COM 397K 4K –
DOORDASH INC CL A 120K 1K –
DOORDASH INC CL A 326K 3K –
DXC TECHNOLOGY CO COM 193K 10K –
EATON CORP PLC SHS 401K 1K –
EATON VANCE TAX-MANAGED BUY- COM 189K 14K –
EATON VANCE TAX-MANAGED DIVE COM 193K 14K –
EATON VANCE TAX-MANAGED GLOB COM 4M 459K –
EDISON INTL COM 226K 3K –
ELI LILLY & CO COM 636K 702 –
EOG RES INC COM 705K 6K –
EXXON MOBIL CORP COM 3M 25K –
FASTLY INC CL A 125K 17K –
FREEPORT-MCMORAN INC CL B 369K 8K –
GE AEROSPACE COM NEW 2M 11K –
GE AEROSPACE COM NEW 2M 11K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 246K 3K –
GE VERNOVA INC COM 454K 3K –
GOLDMAN SACHS GROUP INC COM 2M 5K –
GOLUB CAP BDC INC COM 159K 10K –
HOME DEPOT INC COM 344K 999 –
HONEYWELL INTL INC COM 1M 7K –
HUBSPOT INC COM 236K 400 –
HUBSPOT INC COM 224K 380 –
INNOVATIVE INDL PPTYS INC COM 432K 4K –
INTEL CORP COM 3K 100 –
INTEL CORP COM 2M 56K –
INTERNATIONAL BUSINESS MACHS COM 692K 4K –
INTERNATIONAL BUSINESS MACHS COM 2M 11K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 12M 72K –
INVESCO QQQ TR UNIT SER 1 58M 121K –
ISHARES TR 7-10 YR TRSY BD 962K 10K –
ISHARES TR S&P 500 GRWT ETF 1M 11K –
ISHARES TR NATIONAL MUN ETF 244K 2K –
ISHARES TR RUS 1000 GRW ETF 201K 551 –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR CORE S&P MCP ETF 233K 4K –
ISHARES TR IBONDS 25 TRM TS 744K 32K –
ISHARES TR 0-3 MNTH TREASRY 39M 386K –
ISHARES TR MSCI USA MMENTM 1M 5K –
ISHARES TR IBONDS 26 TRM TS 354K 16K –
ISHARES TR S&P 100 ETF 358K 1K –
ISHARES TR IBONDS 24 TRM TS 459K 19K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 4M 73K –
JOHNSON & JOHNSON COM 1M 10K –
JPMORGAN CHASE & CO. COM 405K 2K –
JPMORGAN CHASE & CO. COM 2M 10K –
KEYCORP COM 20K 1K –
KEYCORP COM 156K 11K –
KIMBERLY-CLARK CORP COM 641K 5K –
KINDER MORGAN INC DEL COM 1M 58K –
M & T BK CORP COM 345K 2K –
MAIN STR CAP CORP COM 231K 5K –
MARATHON DIGITAL HOLDINGS IN COM 357K 18K –
MARATHON PETE CORP COM 75K 434 –
MARATHON PETE CORP COM 451K 3K –
MARVELL TECHNOLOGY INC COM 26K 368 –
MARVELL TECHNOLOGY INC COM 363K 5K –
MEDICAL PPTYS TRUST INC COM 63K 15K –
MERCK & CO INC COM 912K 7K –
META PLATFORMS INC CL A 6M 11K –
MICRON TECHNOLOGY INC COM 14K 103 –
MICRON TECHNOLOGY INC COM 316K 2K –
MICROSOFT CORP COM 4M 9K –
MORGAN STANLEY COM NEW 10K 102 –
MORGAN STANLEY COM NEW 680K 7K –
NETFLIX INC COM 533K 790 –
NEXTERA ENERGY INC COM 658K 9K –
NIKE INC CL B 139K 2K –
NIKE INC CL B 603K 8K –
NOVO-NORDISK A S ADR 766K 5K –
NUCOR CORP COM 2M 10K –
NUCOR CORP COM 316K 2K –
NUVEEN S&P 500 BUY-WRITE INC COM 4M 273K –
NUVEEN TAXABLE MUNICPAL INM COM 277K 18K –
NVIDIA CORPORATION COM 3M 23K –
ONEOK INC NEW COM 273K 3K –
ORACLE CORP COM 559K 4K –
PALANTIR TECHNOLOGIES INC CL A 289K 11K –
PALANTIR TECHNOLOGIES INC CL A 127K 5K –
PEPSICO INC COM 409K 2K –
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 2K 126 –
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 449K 31K –
PFIZER INC COM 3M 105K –
PGIM ETF TR PGIM ULTRA SH BD 518K 10K –
PHILIP MORRIS INTL INC COM 293K 3K –
PHILLIPS 66 COM 17K 121 –
PHILLIPS 66 COM 311K 2K –
PIMCO ETF TR ACTIVE BD ETF 502K 6K –
PINTEREST INC CL A 918K 21K –
PROCTER AND GAMBLE CO COM 537K 3K –
PROTHENA CORP PLC SHS 415K 20K –
PURECYCLE TECHNOLOGIES INC COM 79K 13K –
PURPLE INNOVATION INC COM 31K 30K –
REALTY INCOME CORP COM 435K 8K –
RH COM 49K 200 –
RH COM 162K 664 –
RHINEBECK BANCORP INC COM 79K 10K –
ROKU INC COM CL A 144K 2K –
ROKU INC COM CL A 357K 6K –
ROYCE SMALL CAP TRUST INC COM 765K 53K –
SALESFORCE INC COM 484K 2K –
SCHWAB STRATEGIC TR US LCAP VA ETF 204K 3K –
SCHWAB STRATEGIC TR SHT TM US TRES 493K 10K –
SCHWAB STRATEGIC TR US LCAP GR ETF 368K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 11M 75K –
SELECT SECTOR SPDR TR FINANCIAL 18M 430K –
SHIFT4 PMTS INC CL A 176K 2K –
SHIFT4 PMTS INC CL A 176K 2K –
SHOPIFY INC CL A 532K 8K –
SOLITARIO RESOURCES CORP COM 275K 311K –
SONO TEK CORP COM 48K 12K –
SOUTHERN COPPER CORP COM 141K 1K –
SOUTHERN COPPER CORP COM 280K 3K –
SPDR DOW JONES INDL AVERAGE UT SER 1 258K 661 –
SPDR GOLD TR GOLD SHS 202K 941 –
SPDR S&P 500 ETF TR TR UNIT 399K 733 –
SPDR SER TR PRTFLO S&P500 VL 319K 7K –
SPDR SER TR BLOOMBERG 1-3 MO 20M 214K –
SPDR SER TR BBG CONV SEC ETF 315K 4K –
SPDR SER TR PORTFOLI S&P1500 297K 4K –
SPDR SER TR PRTFLO S&P500 HI 590K 15K –
SPDR SER TR PRTFLO S&P500 GW 113M 1M –
STARBUCKS CORP COM 202K 3K –
STARBUCKS CORP COM 22K 280 –
STARWOOD PPTY TR INC COM 3M 156K –
STRYKER CORPORATION COM 238K 700 –
SUNOPTA INC COM 59K 11K –
SUPER MICRO COMPUTER INC COM 2M 2K –
TEMPUR SEALY INTL INC COM 331K 7K –
TERADYNE INC COM 361K 2K –
TESLA INC COM 5M 24K –
THE CIGNA GROUP COM 266K 805 –
THE TRADE DESK INC COM CL A 452K 5K –
TRUIST FINL CORP COM 544K 14K –
TRUIST FINL CORP COM 17K 436 –
TWILIO INC CL A 341K 6K –
TWILIO INC CL A 41K 724 –
UBER TECHNOLOGIES INC COM 204K 3K –
UBER TECHNOLOGIES INC COM 173K 2K –
UNION PAC CORP COM 441K 2K –
UNITEDHEALTH GROUP INC COM 269K 527 –
UP FINTECH HLDG LTD SPONSORED ADS 46K 11K –
VANECK ETF TRUST HIGH YLD MUNIETF 376K 7K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 23M 312K –
VANGUARD INDEX FDS SML CP GRW ETF 7M 27K –
VANGUARD INDEX FDS S&P 500 ETF SHS 220K 439 –
VANGUARD INDEX FDS VALUE ETF 82M 513K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VANGUARD INDEX FDS SMALL CP ETF 9M 43K –
VANGUARD INDEX FDS GROWTH ETF 944K 3K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 20M 447K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 28M 352K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 212K 4K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 431K 2K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 24M 202K –
VANGUARD WHITEHALL FDS INTL DVD ETF 19M 236K –
VANGUARD WORLD FD INF TECH ETF 9M 16K –
VANGUARD WORLD FD FINANCIALS ETF 396K 4K –
VANGUARD WORLD FD HEALTH CAR ETF 1M 5K –
VANGUARD WORLD FD MEGA GRWTH IND 12M 37K –
VERIZON COMMUNICATIONS INC COM 584K 14K –
VISA INC COM CL A 261K 994 –
WALMART INC COM 2M 24K –
WILLIAMS SONOMA INC COM 169K 600 –
WILLIAMS SONOMA INC COM 113K 800 –
WYNN RESORTS LTD COM 215K 2K –
WYNN RESORTS LTD COM 158K 2K –
XPO INC COM 276K 3K –
XPO INC COM 32K 300 –