HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
Adviser information for HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 424 |
|---|---|
| Investment Advisory/Research | 190 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 187 | $160.7B |
| Non-Discretionary | 0 | $0 |
| Total | 187 | $160.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 26 | $20.8B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 120 | $107.5B |
| Pension and profit sharing plans | 9 | $11.1B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $2.6B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 13 | $4.4B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 16 | $14.3B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
8 CANADA SQUARELONDON
United Kingdom
Monday - Friday, 09:00 - 17:00
Tel: 44 207 992 4172, Fax: None
Chief Compliance Officer
NATASHA CORK
CHIEF RISK AND COMPLIANCE OFFICER
8 CANADA SQUARE
LONDON
United Kingdom
Tel:
+44 207 024 1024
N***********@*******M
(Full email address available in API data)
Regulatory Contact
SHANE STEVENS
SENIOR MANAGER REGULATORY REPORTING
8 CANADA SQUARE
LONDON
United Kingdom
Tel:
+44 20 7024 0215
S************@*******M
(Full email address available in API data)
Industry Affiliates
| HSBC ALTERNATIVE INVESTMENTS LIMITED | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HSBC BANK PLC | Banking or thrift institution |
| HSBC GLOBAL ASSET MANAGEMENT (BERMUDA) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (FRANCE) | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (JAPAN) KK | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (MALTA) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (TAIWAN) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (USA) INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HSBC GLOBAL ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| HSBC INVESTMENT FUNDS (LUXEMBOURG) SA | Sponsor, GP, manager of pooled investment vehicles |
| HSBC JINTRUST FUND MANAGEMENT COMPANY LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| HSBC UK BANK PLC | Banking or thrift institution |
| THE HONGKONG AND SHANGHAI BANKING CORPORATION | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CORFIELD, ANTHONY, CHARLES | Individual | – | CHIEF OPERATING OFFICER | 07/2008 | < 5% |
| HSBC GLOBAL ASSET MANAGEMENT LIMITED | Foreign Entity | – | HOLDING COMPANY | 01/1985 | > 75% |
| HSBC HOLDINGS PLC | Domestic Entity | HSBC INVESTMENT BANK HOLDINGS PLC | HOLDING COMPANY | 03/1996 | > 75% |
| CORK, NATASHA | Individual | – | DIRECTOR & CHIEF RISK AND COMPLIANCE OFFICER | 10/2023 | < 5% |
| White, Stuart, Kingsley | Individual | – | DIRECTOR & CHIEF EXECUTIVE OFFICER | 04/2020 | < 5% |
| Beater, Jonathan | Individual | – | COMPANY SECRETARY | 04/2020 | < 5% |
| munro, joanna, mary | Individual | – | DIRECTOR | 01/2022 | < 5% |
| COLE, BERNICE | Individual | – | CHIEF LEGAL OFFICER | 03/2015 | < 5% |
| Bana, Sajeda | Individual | – | CHIEF FINANCIAL OFFICER | 02/2022 | < 5% |
| CURRY, JONATHAN, IAIN | Individual | – | CHIEF INVESTMENT OFFICER | 02/2023 | < 5% |
| PARDI, MATTEO | Individual | – | CHAIRMAN | 07/2023 | < 5% |