Hedge Fund Database

INDEPENDENCE ASSET ADVISORS, LLC

Adviser information for INDEPENDENCE ASSET ADVISORS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 36 $1.7B
Non-Discretionary 0 $0
Total 36 $1.7B

Clients

Type Number RAUM
Individuals 16 $5.4M
HNW Individuals 17 $400.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.3B
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-71867
SEC ERA File Number 801-71867
SEC CIK Numbers 2010929
SEC CRD Numbers 152963
Legal Entity Identifier None

Principal Office

308 E. LANCASTER AVENUE
SUITE 305
WYNNEWOOD
PA
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 610-649-9841, Fax: 484-412-6845

Websites

facebook.com/iaadvisors/ www.linkedin.com/company/7587707 twitter.com/ia_advisors www.iaadvisors.com

Chief Compliance Officer

KYLE BUBECK
CHIEF COMPLIANCE OFFICER
PO BOX 11550
OVERLAND PARK
KS
United States
Tel: 913-239-0100
(Full email address available in API data)

Regulatory Contact

KELLY CHRISTOPHER
COMPLIANCE CONSULTANT
PO BOX 11550
OVERLAND PARK
KS
United States
Tel: 913-239-0100
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RENNINGER, SCOTT, DAVID Individual – PRESIDENT, CHIEF INVESTMENT OFFICER, AND MANAGING MEMBER 01/2010 > 75%
BUBECK, KYLE, ROGER Individual – CHIEF COMPLIANCE OFFICER 11/2010 < 5%
KEARNS, KATIE, ELIZABETH Individual – VICE PRESIDENT 11/2010 < 5%

No. Employees, Historic

105020192020202120222023202420254 on 6/17/20194 on 7/16/20194 on 3/30/20204 on 6/30/20204 on 3/24/20214 on 5/13/20215 on 3/28/20225 on 3/30/20235 on 3/22/2024

RAUM, Historic

2B1B02019202020212022202320242025998926550 on 6/17/2019998926550 on 7/16/20191068675769 on 3/30/20201068675769 on 6/30/20201398757571 on 3/24/20211398757571 on 5/13/20211717389590 on 3/28/20221575905083 on 3/30/20231701621107 on 3/22/2024

No. Clients, Historic

4020020192020202120222023202420250 on 6/17/20190 on 7/16/20190 on 3/30/20200 on 6/30/202017 on 3/24/202117 on 5/13/202117 on 3/28/202226 on 3/30/202336 on 3/22/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
HARBOR ETF TRUST SCIENTIFIC HIGH 243K 5K –
VANGUARD INDEX FDS MCAP GR IDXVIP 372K 2K –
VANGUARD INDEX FDS MID CAP ETF 300K 1K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 2M 22K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 2M 20K –