SIPPICAN CAPITAL ADVISORS
SIPPICAN CAPITAL ADVISORS LLC Legal Name
Adviser information for SIPPICAN CAPITAL ADVISORS last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 150 | $144.0M |
Non-Discretionary | 0 | $0 |
Total | 150 | $144.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 150 | $114.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $30.0M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
125 HIGH ST., SUITE 1802BOSTON
MA
United States
Monday - Friday, 9-5
Tel: 857-263-8101, Fax: 617-742-5666
Chief Compliance Officer
GORDON BARRETT
PRESIDENT
125 HIGH ST., SUITE 1802
BOSTON
MA
United States
Tel:
857-263-8101
Fax:
617-742-5666
G*******@******************M
(Full email address available in API data)
Regulatory Contact
GEORGE C BARRETT
VICE PRESIDENT
125 HIGH STREET, SUITE 1802
BOSTON
MA
United States
Tel:
857-263-8115
G********@******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BARRETT, GORDON, CHESTER | Individual | – | CHIEF COMPLIANCE OFFICER, / PRESIDENT | 09/2010 | > 75% |
BARRETT, GORDON, CHESTER | Individual | – | MANAGING MEMBER | 09/2010 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M Co | COM | 2M | 23K | – |
Abbott Laboratories | COM | 383K | 4K | – |
AbbVie Inc | COM | 3M | 15K | – |
Adobe Inc | COM | 233K | 420 | – |
Alerus Financial Corp | COM | 2M | 77K | – |
Alphabet Inc Cap Stock Cl A | COM | 214K | 1K | – |
Alphabet Inc Cap Stock Cl C | COM | 2M | 11K | – |
Amazon.com Inc | COM | 267K | 1K | – |
American Express Co | COM | 593K | 3K | – |
Apellis Pharmaceuticals Inc | COM | 889K | 23K | – |
Apple Inc | COM | 2M | 7K | – |
Banc Of California Inc | COM | 1M | 113K | – |
Bancorp Inc | COM | 6M | 158K | – |
Bank America Corp | COM | 1M | 27K | – |
Banner Corp | COM | 620K | 12K | – |
Berkshire Hathaway Inc Cl B | COM | 2M | 5K | – |
Blackstone Group Inc Cl A | COM | 918K | 7K | – |
Boeing Co | COM | 1M | 6K | – |
Bridgewater Bancshares Inc Acc | COM | 942K | 81K | – |
Bristol-Myers Squibb Co | COM | 2M | 54K | – |
Brown Forman Corp Cl A | COM | 468K | 11K | – |
Brown Forman Corp Cl B | COM | 644K | 15K | – |
Cambridge Bancorp | COM | 673K | 10K | – |
Caterpillar Inc | COM | 833K | 3K | – |
Central Securities Corp | COM | 264K | 6K | – |
CF Industries Holdings Inc | COM | 1M | 18K | – |
Chevron Corp | COM | 3M | 19K | – |
Chubb Limited | COM | 912K | 4K | – |
Cincinnati Financial Corp | COM | 244K | 2K | – |
Citigroup Inc | COM | 2M | 38K | – |
Coca-Cola Co | COM | 344K | 5K | – |
Colgate Palmolive Co | COM | 702K | 7K | – |
Columbia Banking Systems Inc | COM | 2M | 111K | – |
ConocoPhillips | COM | 1M | 10K | – |
Coterra Energy Inc | COM | 2M | 63K | – |
Customers Bancorp Inc | COM | 531K | 11K | – |
Danaher Corp | COM | 235K | 941 | – |
Davita Inc | COM | 2M | 11K | – |
Deere & Co | COM | 874K | 2K | – |
Diamondback Energy Inc | COM | 2M | 12K | – |
Disney Walt Co Disney | COM | 763K | 8K | – |
Draftkings Inc Cl A | COM | 1M | 32K | – |
Enbridge Inc | COM | 630K | 18K | – |
EOG Resources Inc | COM | 2M | 13K | – |
Equity Bancshares Inc Cl A | COM | 500K | 14K | – |
Eterna Therapeutics Inc | COM | 133K | 73K | – |
Exxon Mobil Corp | COM | 3M | 30K | – |
First Acceptance Corp | COM | 39K | 10K | – |
Ge Aerospace | COM | 3M | 17K | – |
GE Healthcare Technologies Inc | COM | 1M | 17K | – |
GE Vernova Inc | COM | 715K | 4K | – |
General Dynamics Corp | COM | 807K | 3K | – |
General Mills Inc | COM | 878K | 14K | – |
Goodyear Tire & Rubber Co | COM | 420K | 37K | – |
Hershey Co | COM | 340K | 2K | – |
Home Depot Inc | COM | 572K | 2K | – |
Honeywell Intl Inc | COM | 669K | 3K | – |
Illinois Tool Works Inc | COM | 225K | 950 | – |
Johnson & Johnson | COM | 947K | 6K | – |
JPMorgan Chase & Co | COM | 1M | 7K | – |
Kinder Morgan Inc | COM | 1M | 58K | – |
Lakeland Financial Corp | COM | 960K | 16K | – |
Lennar Corp Cl A | COM | 3M | 17K | – |
Lilly Eli & Co | COM | 3M | 3K | – |
Lockheed Martin Corp | COM | 1M | 3K | – |
Merck & Co Inc | COM | 3M | 21K | – |
Metropolitan Bank Holding Corp | COM | 291K | 7K | – |
MGM Resorts International | COM | 2M | 51K | – |
Microsoft Corp | COM | 687K | 2K | – |
MidWestOne Financial Group Inc | COM | 1M | 65K | – |
Morgan Stanley | COM | 625K | 6K | – |
MVB Financial Corp | COM | 399K | 21K | – |
NVR Inc | COM | 4M | 514 | – |
Onemain Holdings Inc | COM | 2M | 33K | – |
Oneok Inc | COM | 251K | 3K | – |
Oracle Corp | COM | 830K | 6K | – |
Organon & Co Common Stock | COM | 302K | 15K | – |
Pathward Financial Inc | COM | 1M | 22K | – |
PepsiCo Inc | COM | 645K | 4K | – |
Pfizer Inc | COM | 2M | 88K | – |
Pinnacle Financial Partners In | COM | 667K | 8K | – |
Price T Rowe Group Inc | COM | 2M | 17K | – |
Procter And Gamble Co | COM | 301K | 2K | – |
QCR Holdings Inc | COM | 910K | 15K | – |
Rtx Corporation Com | COM | 2M | 17K | – |
Select Med Holdings Corp | COM | 333K | 10K | – |
SM Energy Co | COM | 732K | 17K | – |
Solventum Corp | COM | 326K | 6K | – |
Star Bulk Carriers Corp Par | COM | 590K | 24K | – |
Stock Yds Bancorp Inc | COM | 707K | 14K | – |
Synovus Financial Corp | COM | 287K | 7K | – |
Terawulf Inc | COM | 92K | 21K | – |
Textron Inc | COM | 215K | 3K | – |
Travelers Companies Inc | COM | 236K | 1K | – |
Triumph Financial Inc | COM | 3M | 39K | – |
Union Pacific Corp | COM | 266K | 1K | – |
Veritex Holdings Inc | COM | 2M | 99K | – |
VF Corp | COM | 909K | 67K | – |
Viatris Inc | COM | 192K | 18K | – |
Visa Inc Cl A | COM | 417K | 2K | – |
Vulcan Materials Co | COM | 341K | 1K | – |
W&T Offshore Inc | COM | 29K | 14K | – |
Wells Fargo & Co | COM | 493K | 8K | – |
Western Alliance Bancorp | COM | 1M | 22K | – |
Zions Bancorporation | COM | 230K | 5K | – |
Total SA Sp ADS | AD | 257K | 4K | – |
Fidelity Tr 500 Index Ins Prem | MF | 3M | 14K | – |
Enterprise Products Partners L | ML | 567K | 20K | – |
Plains All American Pipeline L | ML | 582K | 33K | – |
Healthpeak Properties Inc | RE | 446K | 23K | – |
Iron Mountain Inc | RE | 2M | 27K | – |
Weyerhaeuser Co | RE | 251K | 9K | – |
S&P Dow Jones Index Call Optio | CALL | 1M | 8 | – |