Hedge Fund Database

THE GENWEALTH GROUP, INC.

Adviser information for THE GENWEALTH GROUP, INC. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New Jersey, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 248 $391.8M
Non-Discretionary 0 $0
Total 248 $391.8M

Clients

Type Number RAUM
Individuals 129 $67.8M
HNW Individuals 119 $324.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-71876
SEC ERA File Number 801-71876
SEC CIK Numbers 1713678
SEC CRD Numbers 154569
Legal Entity Identifier None

Principal Office

6 INWOOD PLACE
MAPLEWOOD
NJ
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 973-761-0400, Fax: 973-761-1558

Websites

www.facebook.com/thegenwealthgroup www.linkedin.com/company/the-genwealth-group/ thegenwealthgroup.com

Chief Compliance Officer

MICHAEL LEANZA
PRESIDENT AND CEO
6 INWOOD PLACE
MAPLEWOOD
NJ
United States
Tel: 973-761-0400
Fax: 973-761-1558
(Full email address available in API data)

Regulatory Contact

KRISTEN BLAIR
SENIOR OFFICE MANAGER
6 INWOOD PLACE
MAPLEWOOD
NJ
United States
Tel: 973-761-0400
Fax: 973-761-1558
(Full email address available in API data)

Industry Affiliates

THE GENWEALTH GROUP Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LEANZA, MICHAEL, PETER Individual – CEO, PRESIDENT, CCO, SHAREHOLDER 02/2008 50-75%
LEANZA, CHERIE, A Individual – MANAGING PARTNER AND SHAREHOLDER 12/2021 50-75%

No. Employees, Historic

105020192020202120222023202420257 on 6/6/20197 on 9/24/20197 on 1/8/20207 on 3/4/20207 on 5/21/20207 on 6/11/20207 on 10/5/20207 on 2/15/20217 on 6/28/20217 on 7/30/20217 on 10/15/20217 on 2/1/20227 on 3/29/20227 on 2/28/20237 on 6/29/20238 on 2/29/2024

RAUM, Historic

400M200M02019202020212022202320242025235761682 on 6/6/2019235761682 on 9/24/2019235761682 on 1/8/2020295293225 on 3/4/2020295293225 on 5/21/2020295293225 on 6/11/2020295293225 on 10/5/2020333900000 on 2/15/2021333900000 on 6/28/2021333900000 on 7/30/2021333900000 on 10/15/2021333900000 on 2/1/2022372452532 on 3/29/2022355167796 on 2/28/2023355167796 on 6/29/2023391782941 on 2/29/2024

No. Clients, Historic

30015002019202020212022202320242025204 on 6/6/2019204 on 9/24/2019204 on 1/8/2020204 on 3/4/2020204 on 5/21/2020204 on 6/11/2020204 on 10/5/2020221 on 2/15/2021221 on 6/28/2021221 on 7/30/2021221 on 10/15/2021221 on 2/1/2022232 on 3/29/2022242 on 2/28/2023242 on 6/29/2023248 on 2/29/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 238K 1K –
AMGEN INC COM 429K 1K –
APPLE INC COM 2M 10K –
AT&T INC COM 257K 13K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 219K 539 –
CONOCOPHILLIPS COM 252K 2K –
DBX ETF TR XTRACKERS S&P 3M 55K –
EXXON MOBIL CORP COM 249K 2K –
FIRST TR NAS100 EQ WEIGHTED SHS 372K 3K –
GLOBAL X FDS GLBX SUPRINC ETF 98K 11K –
HONEYWELL INTL INC COM 250K 1K –
INVESCO EXCH TRADED FD TR II PFD ETF 174K 15K –
INVESCO QQQ TR UNIT SER 1 19M 39K –
ISHARES GOLD TR ISHARES NEW 36M 817K –
ISHARES TR 10-20 YR TRS ETF 980K 10K –
ISHARES TR 3 7 YR TREAS BD 1M 9K –
ISHARES TR 7-10 YR TRSY BD 27M 287K –
ISHARES TR CORE S&P MCP ETF 17M 291K –
ISHARES TR CORE S&P US GWT 357K 3K –
ISHARES TR CORE S&P500 ETF 20M 36K –
ISHARES TR DOW JONES US ETF 974K 7K –
ISHARES TR ESG MSCI USA ETF 3M 68K –
ISHARES TR MORNINGSTAR GRWT 3M 34K –
ISHARES TR MORNINGSTAR VALU 1M 19K –
ISHARES TR PFD AND INCM SEC 295K 9K –
ISHARES TR RUS 1000 ETF 2M 7K –
ISHARES TR RUS 1000 GRW ETF 4M 11K –
ISHARES TR RUS 1000 VAL ETF 2M 9K –
ISHARES TR RUS MD CP GR ETF 18M 160K –
ISHARES TR RUS TOP 200 ETF 554K 4K –
ISHARES TR RUS TP200 GR ETF 734K 3K –
ISHARES TR RUS TP200 VL ETF 437K 6K –
ISHARES TR S&P 100 ETF 5M 20K –
ISHARES TR S&P 500 GRWT ETF 3M 36K –
ISHARES TR S&P 500 VAL ETF 3M 15K –
ISHARES TR SHORT TREAS BD 975K 9K –
JOHNSON & JOHNSON COM 429K 3K –
JPMORGAN CHASE & CO. COM 791K 4K –
LAUDER ESTEE COS INC CL A 224K 2K –
META PLATFORMS INC CL A 585K 1K –
MICROSOFT CORP COM 578K 1K –
PIMCO EQUITY SER RAFI ESG US 3M 84K –
PIMCO ETF TR 25YR+ ZERO U S 15M 204K –
PROCTER AND GAMBLE CO COM 201K 1K –
PROSHARES TR PSHS ULTRA DOW30 6M 68K –
PROSHARES TR PSHS ULT S&P 500 7M 82K –
PROSHARES TR PSHS ULTRA QQQ 7M 66K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 5M 96K –
SCHWAB STRATEGIC TR US LCAP GR ETF 3M 32K –
SCHWAB STRATEGIC TR US LRG CAP ETF 1M 16K –
SCHWAB STRATEGIC TR US LCAP VA ETF 32M 439K –
SPDR DOW JONES INDL AVERAGE UT SER 1 18M 45K –
SPDR S&P 500 ETF TR TR UNIT 10M 18K –
SPDR SER TR PORTFOLIO LN TSR 8M 293K –
SPDR SER TR PORTFLI INTRMDIT 2M 65K –
SPDR SER TR PORTFOLIO S&P500 11M 168K –
SPDR SER TR PRTFLO S&P500 VL 9M 177K –
SPDR SER TR PRTFLO S&P500 GW 9M 117K –
VANGUARD INDEX FDS GROWTH ETF 33M 89K –
VANGUARD INDEX FDS VALUE ETF 2M 10K –
VANGUARD INDEX FDS S&P 500 ETF SHS 26M 53K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 7M 127K –
VANGUARD WORLD FD INF TECH ETF 209K 363 –
VERIZON COMMUNICATIONS INC COM 231K 6K –
WISDOMTREE TR BLMBG US BULL 14M 506K –