APEX FINANCIAL ADVISORS, INC
Adviser information for APEX FINANCIAL ADVISORS, INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 540 | $530.6M |
| Non-Discretionary | 13 | $7.3M |
| Total | 553 | $537.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 105 | $213.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 8 | $310.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $13.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)REAL ESTATE INVESTMENT AND MANAGEMENT |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71884 |
|---|---|
| SEC ERA File Number | 801-71884 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155210 |
| Legal Entity Identifier | None |
Principal Office
85 SOUTH MAIN STREETYARDLEY
PA
United States
Monday - Friday, 9AM-5PM
Tel: 215-493-1900, Fax: 215-253-3105
Chief Compliance Officer
JOSEPH R. WEIDENBURNER
CHIEF OPERATING OFFICER
85 SOUTH MAIN STREET
YARDLEY
PA
United States
Tel:
215-493-1900
J************@************************M
(Full email address available in API data)
Regulatory Contact
ROBERT A. CONNELL
CHIEF EXECUTIVE OFFICER
85 SOUTH MAIN STREET
YARDLEY
PA
United States
Tel:
215-493-1900
R*******@************************M
(Full email address available in API data)
Industry Affiliates
| AFA REAL ESTATE PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AFABJ LLC | Real Estate Fund | $53.1M | $0.1M | 50 |
| AFABLU LLC | Real Estate Fund | $32.0M | $0.1M | 19 |
| AFACOR LLC | Real Estate Fund | $23.0M | $0.1M | 14 |
| AFAGV LLC | Real Estate Fund | $81.7M | $0.1M | 41 |
| AFAKOP LLC | Real Estate Fund | $25.7M | $0.1M | 21 |
| AFALOC LLC | Real Estate Fund | $39.9M | $0.1M | 36 |
| AFAMAR LLC | Real Estate Fund | $34.4M | $0.1M | 23 |
| AFASAU LLC | Real Estate Fund | $21.0M | $0.1M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONNELL, ROBERT, ALAN | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2010 | > 75% |
| WEIDENBURNER, JOSEPH, RUSSELL | Individual | – | CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |