OBRA CAPITAL MANAGEMENT, LLC.
Adviser information for OBRA CAPITAL MANAGEMENT, LLC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 113 |
|---|---|
| Investment Advisory/Research | 54 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 45 | $2.5B |
| Non-Discretionary | 4 | $217.7M |
| Total | 49 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 29 | $38.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $1.8B |
| Pension and profit sharing plans | <5 | $9.5M |
| Charitable organizations | <5 | $7.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $622.4M |
| Other | 4 | $217.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 12 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMSubscription feesPerformance-based feesORIGINATION FEES/CONVERSION PREMIUMS |
Identifiers
| SEC RIA File Number | 801-71894 |
|---|---|
| SEC ERA File Number | 801-71894 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155231 |
| Legal Entity Identifier | None |
Principal Office
835 W. 6TH STREETSUITE 1400
AUSTIN
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 512-961-8265, Fax: 512-961-8264
Chief Compliance Officer
STEPHEN KIRKWOOD
CHIEF LEGAL OFFICER
10 53RD STREET
STE. 1400
NEW YORK
NY
United States
Tel:
512-744-1040
S***************@*******M
(Full email address available in API data)
Regulatory Contact
BOBBY BOYCE
DIRECTOR OF COMPLIANCE
835 W. 6TH STREET
AUSTIN
TX
United States
Tel:
9729778531
B**********@*******M
(Full email address available in API data)
Industry Affiliates
| OBRA FUND MANAGEMENT, LLC | Other investment adviser, including financial planners |
| OBRA INSURANCE SPECIAL SITUATIONS FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| OBRA MANAGEMENT I LLC | Sponsor, GP, manager of pooled investment vehicles |
| UNIFIED LIFE INSURANCE COMPANY | Insurance company or agency |
| VIDA INSURANCE CREDIT OPPORTUNITY FUND II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| VIDA INSURANCE CREDIT OPPORTUNITY FUND III GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| VIDA LIFE AGENCY, LLC. | Insurance company or agency |
| VIDA MANAGEMENT V LLC | Sponsor, GP, manager of pooled investment vehicles |
| VIDA MANAGEMENT VI LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| IUSTUS I, LLC | Private Equity Fund | $1.9M | $0.0M | 2 |
| IUSTUS II, LLC | Private Equity Fund | $1.5M | $0.0M | 3 |
| OBRA ACQUISITION AGGREGATOR LLC | Private Equity Fund | $12.3M | $0.0M | 2 |
| OBRA CREDIT AGGREGATOR LLC | Private Equity Fund | $20.4M | $0.0M | 3 |
| OBRA INSURANCE SPECIAL SITUATIONS FUND, LP | Private Equity Fund | $133.2M | $5.0M | 4 |
| VIDA INSURANCE CREDIT OPPORTUNITY FUND III | Private Equity Fund | $1,553.3M | $5.0M | 126 |
| VIDA LONGEVITY FUND III, LP | Private Equity Fund | $4.1M | $0.1M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OBRA CAPITAL, INC. | Domestic Entity | – | MANAGING MEMBER | 08/2010 | > 75% |
| KIRKWOOD, STEPHEN, ALLAN | Individual | – | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | 02/2019 | < 5% |
| LYNX PURCHASER INC. | Domestic Entity | OBRA CAPITAL, INC. | SHAREHOLDER | 10/2019 | > 75% |
| LYNX HOLDINGS INC. | Domestic Entity | LYNX PURCHASER INC. | SHAREHOLDER | 10/2019 | > 75% |
| LYNX TOPCO LP | Domestic Entity | LYNX HOLDINGS INC. | SHAREHOLDER | 10/2019 | > 75% |
| LYNX GP LLC | Domestic Entity | LYNX TOPCO LP | GENERAL PARTNER | 10/2019 | |
| LYNX JV LP | Domestic Entity | LYNX TOPCO LP | LIMITED PARTNER | 10/2019 | > 75% |
| REDBIRD LYNX LP | Domestic Entity | LYNX GP LLC | CO-MANAGING MEMBER | 10/2019 | 50-75% |
| REDBIRD LYNX BUSINESS TRUST | Domestic Entity | LYNX JV LP | LIMITED PARTNER | 10/2019 | 50-75% |
| REDBIRD VIDA CO-INVEST GENPAR LLC | Domestic Entity | REDBIRD LYNX BUSINESS TRUST | TRUSTEE | 10/2019 | |
| LYNX GP LLC | Domestic Entity | LYNX JV LP | GENERAL PARTNER | 10/2019 | |
| Wallace, Blair, H. | Individual | – | PRESIDENT & CEO | 10/2021 | < 5% |
| LIPSKY, BRETT, EVAN | Individual | – | CHIEF FINANCIAL OFFICER | 03/2023 | < 5% |
| AQUARIAN HOLDINGS LLC | Domestic Entity | AQUA BLUE SKY ACQUISITION CO LLC | MEMBER | 10/2023 | > 75% |
| AQUA BLUE SKY ACQUISITION CO LLC | Domestic Entity | LYNX JV LP | LIMITED PARTNER | 10/2023 | 50-75% |
| THE TAURUS TRUST | Domestic Entity | AQUARIAN HOLDINGS LLC | MEMBER | 11/2018 | 50-75% |
| HEDGEROW AQU AIV UB BUSINESS TRUST | Domestic Entity | AQUARIAN HOLDINGS LLC | MEMBER | 08/2020 | 50-75% |
| REDBIRD SERIES 2019 GENPAR LLC | Domestic Entity | HEDGEROW AQU AIV UB BUSINESS TRUST | TRUSTEE | 08/2020 | |
| THE KELMSCOTT CORPORATION | Domestic Entity | THE TAURUS TRUST | TRUSTEE | 11/2018 | |
| AQUA BLUE SKY ACQUISITION CO LLC | Domestic Entity | LYNX GP LLC | CO-MANAGING MEMBER | 10/2023 | 50-75% |