CMS FUND ADVISERS, LLC
Adviser information for CMS FUND ADVISERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $5.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $5.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $5.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | NONE EXCEPT CARRIED INTEREST EARNED BY RELATED PARTIES |
Identifiers
| SEC RIA File Number | 801-71900 |
|---|---|
| SEC ERA File Number | 801-71900 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154682 |
| Legal Entity Identifier | None |
Principal Office
308 E. LANCASTER AVENUESUITE 300
WYNNEWOOD
PA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 610-896-3000, Fax: 610-896-3083
Websites
Chief Compliance Officer
DONNA M. RITTERSHAUSEN
CCO
308 E. LANCASTER AVENUE
SUITE 300
WYNNEWOOD
PA
United States
Tel:
610-896-3017
Fax:
610-896-3083
D**@********M
(Full email address available in API data)
Industry Affiliates
| MAINLINE INVESTMENT ADVISERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MAINLINE INVESTMENT PARTNERS | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| MAINLINE SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| MERION BAY POINT GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION CHAMPIONS WALK GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION COLLINGSWOOD GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION CRANBERRY GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION EAGLE RIDGE JV GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION FLAGLER GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION GROTON GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION LOCUST GROVE GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION MILFORD GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION MILLSBORO GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION MONROE GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION MULTIFAMILY FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MERION REALTY ADVISERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MERION REALTY PARTNERS | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| MERION REALTY PARTNERS | Sponsor or syndicator of limited partnerships |
| MERION RESIDENTIAL | Real estate broker or dealer |
| MERION SHELTON GP, LLC | Sponsor or syndicator of limited partnerships |
| MERION STRATFORD GP, LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CMS 2003 INVESTMENT PARTNERS Q, L.P. | Private Equity Fund | $0.0M | $0.0M | 10 |
| CMS 2003 INVESTMENT PARTNERS, L.P. | Private Equity Fund | $0.0M | $0.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CMS HOLDCO LLC | Domestic Entity | – | SOLE MANAGING MEMBER - 100% OWNER | 09/2010 | > 75% |
| SILBERBERG, PAUL | Individual | – | PRESIDENT | 09/2010 | < 5% |
| LANDMAN, WILLIAM, ALAN | Individual | – | VICE PRESIDENT, ASSISTANT SECRETARY | 09/2010 | < 5% |
| CLAPPER, DAVID, ANDREW | Individual | – | VICE PRESIDENT, ASSISTANT SECRETARY | 09/2010 | < 5% |
| RITTERSHAUSEN, DONNA, MARIE | Individual | – | SECRETARY, CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| ROMANELLI, WILLIAM, J | Individual | – | TREASURER, CHIEF FINANCIAL OFFICER | 03/2022 | < 5% |