BILL SPALDING WEALTH MANAGEMENT
Adviser information for BILL SPALDING WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 200 | $108.0M |
| Total | 200 | $108.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 200 | $49.0M |
| HNW Individuals | 25 | $59.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-71902 |
|---|---|
| SEC ERA File Number | 801-71902 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154998 |
| Legal Entity Identifier | None |
Principal Office
ONE BUCKHEAD PLAZA3060 PEACHTREE ROAD, NW, STE 250
ATLANTA
GA
United States
Monday - Friday, 8AM - 5PM
Tel: 404.255.3331, Fax: 404.255.9899
Chief Compliance Officer
BILL SPALDING
PRESIDENT
ONE BUCKHEAD PLAZA
3060 PEACHTREE ROAD, NW, STE 250
ATLANTA
GA
United States
Tel:
404-255-3331
Fax:
404-255-9899
B***@*****************M
(Full email address available in API data)
Regulatory Contact
KURT WACHHOLZ
9 WATERBIRD DRIVE
BEAUFORT
SC
United States
Tel:
404-606-0663
Fax:
404-255-9899
K********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPALDING, WILLIAM, BERNARD | Individual | – | PRESIDENT, CEO AND CHIEF COMPLIANCE OFFICER | 08/2010 | > 75% |