VICTUS CAPITAL WEALTH
VICTUS CAPTIAL WEALTH, LLC Legal Name
Adviser information for VICTUS CAPITAL WEALTH last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 529 | $215.2M |
| Non-Discretionary | 1 | $1.6M |
| Total | 530 | $216.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 58 | $15.7M |
| HNW Individuals | 116 | $199.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 6.0M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-71919 |
|---|---|
| SEC ERA File Number | 801-71919 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154899 |
| Legal Entity Identifier | None |
Principal Office
1327 OCEAN AVENUESUITE K
SANTA MONICA
CA
United States
Monday - Friday, 7:30AM - 4:30PM
Tel: 310-622-1280, Fax: NONE
Websites
Chief Compliance Officer
LARRY FERNANDEZ
MANAGING MEMBER
1327 OCEAN AVENUE
SUITE K
SANTA MONICA
CA
United States
Tel:
310-622-1280
Fax:
310-622-1129
L****@**********************M
(Full email address available in API data)
Regulatory Contact
DARRACH MC CARTHY
MANAGING MEMBER
1327 OCEAN AVENUE
SUITE K
SANTA MONICA
CA
United States
Tel:
310-622-1299
Fax:
310-622-1129
D******@**********************M
(Full email address available in API data)
Industry Affiliates
| KUPONO CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| KUPONO CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MC CARTHY, DARRACH, ANTHONY MARY | Individual | – | MANAGING MEMBER | 11/2010 | 25-50% |
| FERNANDEZ, LARRY, CRAIG | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 11/2010 | 25-50% |