FUTUREADVISOR, INC.
Adviser information for FUTUREADVISOR, INC. last updated from Form ADV on June 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,011 | $648.9M |
| Non-Discretionary | 0 | $0 |
| Total | 5,011 | $648.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,871 | $424.9M |
| HNW Individuals | 119 | $224.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 16.5M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TRUIST BRIGHTFOLIO | SUNTRUST BANK |
Identifiers
| SEC RIA File Number | 801-71929 |
|---|---|
| SEC ERA File Number | 801-71929 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154604 |
| Legal Entity Identifier | 549300CSR6MY894JJC94 |
Principal Office
400 HOWARD STREETSAN FRANCISCO
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 8009757199, Fax: None
Websites
Chief Compliance Officer
CHARLES PARK
MANAGING DIRECTOR
50 HUDSON YARDS
NEW YORK
NY
United States
Tel:
212-810-8181
C***********@************M
(Full email address available in API data)
Regulatory Contact
GREGORY ROSTA
DIRECTOR
1 UNIVERSITY SQUARE DRIVE
PRINCETON
NJ
United States
Tel:
609-282-3046
G************@************M
(Full email address available in API data)
Industry Affiliates
| BLACKROCK FINANCIAL MANAGEMENT, INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor or syndicator of limited partnerships |
| BLACKROCK FUND ADVISORS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLACKROCK INC | Domestic Entity | – | SOLE SHAREHOLDER | 10/2015 | > 75% |
| PARK, CHARLES, CHOON SIK | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2018 | < 5% |
| KRISHNAMURTHY, VENUGOPAL | Individual | – | DIRECTOR | 03/2019 | < 5% |
| CHALOM, JOSEPH, ALLEN | Individual | – | DIRECTOR | 02/2020 | < 5% |