Hedge Fund Database

AB CARVAL INVESTORS, LP

Adviser information for AB CARVAL INVESTORS, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 205
Investment Advisory/Research 74
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 64 $19.9B
Non-Discretionary 6 $514.1M
Total 70 $20.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 70 $20.0B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $461.3M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 26

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-71932
SEC ERA File Number 801-71932
SEC CIK Numbers None
SEC CRD Numbers 141819
Legal Entity Identifier WBP4C92MQ6Y7DXUCIY12

Principal Office

1601 UTICA AVENUE SOUTH
SUITE 1000
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 952-444-4780, Fax: None

Websites

www.abcarval.com/us/en-us/investors/home.html www.linkedin.com/company/carval-investors/

Chief Compliance Officer

CHRISTIE OBERG
1601 UTICA AVENUE SOUTH
SUITE 1000
MINNEAPOLIS
MN
United States
Tel: 952-444-4839
(Full email address available in API data)

Industry Affiliates

AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD. Other investment adviser, including financial planners
AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD Other investment adviser, including financial planners
AB BERNSTEIN ISRAEL LTD. Other investment adviser, including financial planners
AB BROADLY SYNDICATED LOAN MANAGER LLC Other investment adviser, including financial planners
AB CUSTOM ALTERNATIVE SOLUTIONS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
AB PRIVATE CREDIT INVESTORS LLC Other investment adviser, including financial planners
AB TRUST COMPANY, LLC Trust company
ALLIANCEBERNSTEIN (LUXEMBOURG) S.A. Other investment adviser, including financial planners
ALLIANCEBERNSTEIN (SINGAPORE) LIMITED Other investment adviser, including financial planners
ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA. Other investment adviser, including financial planners
ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD. Other investment adviser, including financial planners
ALLIANCEBERNSTEIN AUSTRALIA LIMITED Other investment adviser, including financial planners
ALLIANCEBERNSTEIN CANADA INC. Other investment adviser, including financial planners
ALLIANCEBERNSTEIN CORPORATION Other investment adviser, including financial planners
ALLIANCEBERNSTEIN HOLDING L.P. Other investment adviser, including financial planners
ALLIANCEBERNSTEIN HONG KONG LIMITED Other investment adviser, including financial planners
ALLIANCEBERNSTEIN INVESTMENTS, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency
ALLIANCEBERNSTEIN JAPAN LTD. Other investment adviser, including financial planners
ALLIANCEBERNSTEIN L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
ALLIANCEBERNSTEIN LIMITED Other investment adviser, including financial planners
BERNSTEIN AUTONOMOUS RESEARCH LLP Broker-dealer, municipal securities dealer, or gov securities broker or dealer
BERNSTEIN INSTITUTIONAL SERVICES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
CARVAL AA GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL AIF GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL AV GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL CCF GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL CCOF CAYMAN GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL CEF GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL CHVF GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL CVF GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL CVF II GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL CVF III GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL CVF IV GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL CVF V GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL CVF V GP SARL Sponsor, GP, manager of pooled investment vehicles
CARVAL EMCOF GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL EMCVF GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL EOC GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL EREP MANAGER LLC Sponsor, GP, manager of pooled investment vehicles
CARVAL FOF GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL GCF GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL GVF GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL INTERNATIONAL CREDIT GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL INTERNATIONAL CREDIT II GP LP Sponsor, GP, manager of pooled investment vehicles
CARVAL SOF GP LP Sponsor, GP, manager of pooled investment vehicles
CPH CAPITAL Other investment adviser, including financial planners
CVI GROUP POOLING RAIF GP S.A.R.L Sponsor, GP, manager of pooled investment vehicles
CVI RVF IV GP MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles
CVI WEF GP LP Sponsor, GP, manager of pooled investment vehicles
EQUITABLE ADVISORS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
EQUITABLE DISTRIBUTORS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY Insurance company or agency
EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA Insurance company or agency
EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
PENN INVESTMENT ADVISORS, INC. Other investment adviser, including financial planners
PLANMEMBER ASSET MANAGEMENT CORPORATION Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
PLANMEMBER SECURITIES CORPORATION Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
SANFORD C. BERNSTEIN (CANADA) LTD. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
SANFORD C. BERNSTEIN (HONG KONG) LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealer
SANFORD C. BERNSTEIN (SCHWEIZ) GMBH Broker-dealer, municipal securities dealer, or gov securities broker or dealer
SANFORD C. BERNSTEIN & CO., LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships
W.P. STEWART ASSET MANAGEMENT LTD. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AB CARVAL EURO CLO I-C DESIGNATED ACTIVITY COMPANY Securitized Asset Fund $480.5M $0.3M 4
CARVAL CLO I LTD Securitized Asset Fund $510.1M $0.3M 6
CARVAL CLO II LTD Securitized Asset Fund $722.6M $0.3M 5
CARVAL CLO III LTD Securitized Asset Fund $498.0M $0.3M 2
CARVAL CLO IV LTD Securitized Asset Fund $403.8M $0.3M 5
CARVAL CLO V-C LTD. Securitized Asset Fund $432.4M $0.3M 7
CARVAL CLO VI-C LTD. Securitized Asset Fund $504.0M $0.3M 6
CARVAL CLO VII-C LTD Securitized Asset Fund $506.4M $0.3M 6
CARVAL CLO VIII-C LTD. Securitized Asset Fund $403.6M $0.3M 6
CARVAL CONTINGENT CREDIT FUND LP Hedge Fund $394.6M $5.0M 2
CARVAL GCF MASTER FUND I LP Hedge Fund $14.0M $10.0M 61
CARVAL GCF MASTER FUND II LP Hedge Fund $375.6M $10.0M 61
CARVAL GCF MASTER FUND III, LLC Hedge Fund $0.6M $10.0M 61
CENTRE STREET CARVAL PARTNERSHIP LP Hedge Fund $471.3M $5.0M 8
CVI AA MASTER FUND I LP Hedge Fund $104.2M $5.0M 27
CVI AA MASTER FUND II LP Hedge Fund $835.3M $5.0M 27
CVI AA MASTER FUND III LLC Hedge Fund $1.2M $5.0M 27
CVI AA MASTER FUND IV LP Hedge Fund $16.8M $5.0M 27
CVI AIF MASTER FUND 1 LP Hedge Fund $0.1M $10.0M 28
CVI AIF MASTER FUND II LP Hedge Fund $283.2M $10.0M 28
CVI AV MASTER FUND I LP Hedge Fund $37.2M $5.0M 18
CVI AV MASTER FUND II LP Hedge Fund $243.3M $5.0M 18
CVI AV MASTER FUND III, LLC Hedge Fund $0.5M $5.0M 18
CVI AV MASTER FUND IV LP Hedge Fund $6.0M $5.0M 18
CVI CCOF MASTER FUND I LP Hedge Fund $374.7M $5.0M 6
CVI CEF II POOLING FUND I LP Hedge Fund $170.8M $5.0M 376
CVI CEF II POOLING FUND II LP Hedge Fund $206.9M $5.0M 376
CVI CEF II POOLING FUND III LP Hedge Fund $169.4M $5.0M 376
CVI CEF II POOLING FUND IV LP Hedge Fund $115.6M $5.0M 376
CVI CEF MASTER FUND I LP Hedge Fund $156.3M $5.0M 47
CVI CEF MASTER FUND II LP Hedge Fund $107.5M $5.0M 47
CVI CEF MASTER FUND III LP Hedge Fund $307.2M $5.0M 47
CVI CEF MASTER FUND IV LP Hedge Fund $16.7M $5.0M 47
CVI CHVF MASTER FUND I LP Hedge Fund $0.0M $10.0M 3
CVI CHVF MASTER FUND II LP Hedge Fund $3.8M $10.0M 3
CVI CPT FUND I LTD Hedge Fund $144.8M $0.1M 3
CVI CSF MASTER FUND I LP Hedge Fund $168.2M $300.0M 7
CVI CSF MASTER FUND II LP Hedge Fund $106.3M $300.0M 7
CVI CSF MASTER FUND III LP Hedge Fund $12.3M $300.0M 7
CVI CVF II MASTER FUND II LP Hedge Fund $189.6M $10.0M 48
CVI CVF III MASTER FUND I LP Hedge Fund $154.6M $10.0M 113
CVI CVF III MASTER FUND II LP Hedge Fund $638.6M $10.0M 113
CVI CVF III MASTER FUND III, LLC Hedge Fund $4.8M $10.0M 113
CVI CVF IV MASTER FUND I LP Hedge Fund $319.3M $10.0M 138
CVI CVF IV MASTER FUND II LP Hedge Fund $2,486.0M $10.0M 138
CVI CVF IV MASTER FUND III LP Hedge Fund $236.7M $10.0M 138
CVI CVF IV MASTER FUND IV, LLC Hedge Fund $0.5M $10.0M 128
CVI CVF SINGAPORE HOLDINGS VCC Hedge Fund $357.1M $0.0M 10
CVI CVF V POOLING FUND I LP Hedge Fund $460.1M $10.0M 229
CVI CVF V POOLING FUND II LP Hedge Fund $4,138.7M $10.0M 229
CVI CVF V POOLING FUND III LP Hedge Fund $332.0M $10.0M 229
CVI EMCOF MASTER FUND LP Hedge Fund $124.9M $5.0M 11
CVI EMCVF MASTER FUND LP Hedge Fund $46.6M $10.0M 58
CVI EREP OC I LLC Hedge Fund $51.5M $10.0M 18
CVI EREP OC IV LLC Hedge Fund $1.3M $10.0M 18
CVI EXCELSIOR OPPORTUNITIES FUND LP Hedge Fund $0.0M $0.3M 4
CVI GROUP POOLING RAIF S.C.A - CVF V Hedge Fund $0.5M $10.0M 229
CVI SOF MASTER FUND LP Hedge Fund $23.8M $10.0M 12
CVI WATERFALL OPPORTUNITIES FUND LP Hedge Fund $0.0M $0.3M 2
CVI WEST END CREDIT FUND LP Hedge Fund $24.1M $5.0M 2
CVIC II MASTER FUND II LP Hedge Fund $2.9M $5.0M 38
CVIC MASTER FUND II, LLC Hedge Fund $0.6M $5.0M 256
CVIC MASTER FUND III, LLC Hedge Fund $15.3M $5.0M 256
CVIC MASTER FUND IV, LP Hedge Fund $31.4M $5.0M 256
CVIC MASTER FUND LP Hedge Fund $591.6M $5.0M 256
EOC MASTER FUND LP Hedge Fund $46.4M $5.0M 66
FOF MASTER FUND II LP Hedge Fund $14.1M $5.0M 72
SHANGHAI CARVAL EQUITY INVESTMENT PARTNERSHIP ENTERPRISE Hedge Fund $45.4M $112.1M 2

Control Persons

Name Type Entity Title Since Ownership
BOGART, MATTHEW, ROBERT Individual – GENERAL COUNSEL 07/2022 < 5%
GUNDERSON, JODY, ANN Individual – MANAGING PRINCIPAL 06/2016 < 5%
GANLEY, JAMES, PATRICK Individual – MANAGING PRINCIPAL 06/2016 < 5%
HEDBERG, CHRISTOPHER, JOHN Individual – CHIEF OPERATING OFFICER 01/2017 < 5%
DETOR, LUCAS, KOLE Individual – MANAGING PRINCIPAL 06/2017 < 5%
ALLIANCEBERNSTEIN L.P. Domestic Entity – GENERAL PARTNER 07/2022 > 75%
ALLIANCEBERNSTEIN HOLDING L.P. Domestic Entity ALLIANCEBERNSTEIN L.P. LIMITED PARTNER 10/1999 25-50%
ALPHA UNITS HOLDINGS INC Domestic Entity ALLIANCEBERNSTEIN L.P. LIMITED PARTNER 05/2018 25-50%
ALLIANCEBERNSTEIN CORPORATION Domestic Entity ALLIANCEBERNSTEIN L.P. GENERAL PARTNER 10/1999
EQUITABLE HOLDINGS INC Domestic Entity ALPHA UNITS HOLDINGS INC SHAREHOLDER 06/2020 > 75%
OBERG, CHRISTIE, RAMONA FARRIS Individual – CHIEF COMPLIANCE OFFICER 07/2022 < 5%
MORRIS, BRANDYNN, YOUNG Individual – CHIEF FINANCIAL OFFICER 01/2023 < 5%

No. Employees, Historic

30015002019202020212022202320242025167 on 5/22/2019167 on 7/22/2019167 on 8/28/2019167 on 9/19/2019167 on 11/7/2019167 on 12/20/2019167 on 1/24/2020171 on 3/20/2020171 on 7/30/2020171 on 11/23/2020171 on 1/29/2021185 on 3/30/2021185 on 7/21/2021185 on 10/19/2021185 on 11/3/2021185 on 12/13/2021185 on 1/31/2022191 on 3/28/2022191 on 5/18/2022191 on 7/29/2022191 on 1/24/2023203 on 3/31/2023203 on 5/9/2023203 on 8/11/2023203 on 11/17/2023203 on 2/8/2024205 on 3/28/2024

RAUM, Historic

30B15B0201920202021202220232024202516653816321 on 5/22/201916653816321 on 7/22/201915829183592 on 8/28/201915829183592 on 9/19/201915829183592 on 11/7/201915829183592 on 12/20/201915829183592 on 1/24/202015916107606 on 3/20/202015916107606 on 7/30/202015916107606 on 11/23/202015916107606 on 1/29/202117728189603 on 3/30/202117728189603 on 7/21/202117728189603 on 10/19/202117728189603 on 11/3/202117728189603 on 12/13/202117728189603 on 1/31/202218531082785 on 3/28/202218531082785 on 5/18/202218531082785 on 7/29/202218531082785 on 1/24/202319601734197 on 3/31/202319601734197 on 5/9/202319601734197 on 8/11/202319601734197 on 11/17/202319601734197 on 2/8/202420428486178 on 3/28/2024

No. Clients, Historic

80400201920202021202220232024202550 on 5/22/201950 on 7/22/201946 on 8/28/201946 on 9/19/201946 on 11/7/201946 on 12/20/201946 on 1/24/202055 on 3/20/202055 on 7/30/202055 on 11/23/202055 on 1/29/202164 on 3/30/202164 on 7/21/202164 on 10/19/202164 on 11/3/202164 on 12/13/202164 on 1/31/202264 on 3/28/202264 on 5/18/202264 on 7/29/202264 on 1/24/202369 on 3/31/202369 on 5/9/202369 on 8/11/202369 on 11/17/202369 on 2/8/202474 on 3/28/2024