FRONTIER PARTNERS, INC.
Adviser information for FRONTIER PARTNERS, INC. last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | BUSINESS DEVELOPMENT STRATEGIES AND PROGRAMS FOR INSTITUTIONAL INVESTMENT MANAGERS |
|---|---|
| Compensation | A PERCENTAGE OF MANAGEMENT FEES |
| Other Business Activities | Registered municipal advisorREPRESENTING INSTITUTIONAL INVESTMENT MANAGERS |
Principal Office
400 SKOKIE BLVD.SUITE 500
NORTHBROOK
IL
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 847-509-9860, Fax: 847-509-9845
Websites
Chief Compliance Officer
CHRISTOPHER A. CURRIE
GENERAL COUNSEL, CHIEF OPERATING OFFICER
400 SKOKIE BLVD. SUITE 500
NORTHBROOK
IL
United States
Tel:
847-509-9860
Fax:
847-509-9845
C******@********************M
(Full email address available in API data)
Regulatory Contact
MELISSA ERICKSON
DIRECTOR OF OPERATIONS
400 SKOKIE BLVD. SUITE 500
NORTHBROOK
IL
United States
Tel:
847-509-9860
Fax:
847-509-9845
M********@********************M
(Full email address available in API data)
Industry Affiliates
| FRONTEGRA ASSET MANAGEMENT INC | Other investment adviser, including financial planners |
| FRONTEGRA STRATEGIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MFG ASSET MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FORSYTH, WILLIAM, DONALD | Individual | – | PRESIDENT/TREASURER/SECRETARY | 07/1993 | < 5% |
| CURRIE, CHRISTOPHER, ALAN | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER (SINCE 6/2020) | 02/2015 | < 5% |
| FRONTIER NORTH AMERICA HOLDINGS INC. | Domestic Entity | – | HOLDING COMPANY | 02/2018 | > 75% |
| MAGELLAN FINANCIAL GROUP LIMITED | Foreign Entity | FRONTIER NORTH AMERICA HOLDINGS INC. | PARENT ENTITY | 02/2018 | > 75% |
| ERICKSON, MELISSA, REBECCA ROSE | Individual | – | DIRECTOR OF OPERATIONS | 10/2018 | < 5% |
| Thompson, Charles, Spurgeon | Individual | – | DIRECTOR | 02/2024 | < 5% |