MJX ASSET MANAGEMENT LLC
Adviser information for MJX ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 34 | $16.7B |
| Non-Discretionary | 0 | $0 |
| Total | 34 | $16.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 34 | $16.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 34 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-71940 |
|---|---|
| SEC ERA File Number | 801-71940 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148976 |
| Legal Entity Identifier | None |
Principal Office
12 EAST 49TH STREET38TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM TO 6:00 PM
Tel: 212-705-5300, Fax: 212-705-5390
Websites
Chief Compliance Officer
THOMAS P. FINN
CHIEF LEGAL AND COMPLIANCE OFFICER
12 EAST 49TH STREET
38TH FLOOR
NEW YORK
NY
United States
Tel:
212-705-5324
Fax:
212-705-5390
T**********@********M
(Full email address available in API data)
Regulatory Contact
HANS L. CHRISTENSEN
CHIEF EXECUTIVE OFFICER
12 EAST 49TH STREET
38TH FLOOR
NEW YORK
NY
United States
Tel:
212-705-5301
Fax:
212-705-5390
H***************@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VENTURE 28A CLO, LIMITED | Securitized Asset Fund | $515.5M | $0.1M | 3 |
| VENTURE 31 CLO, LIMITED | Securitized Asset Fund | $742.2M | $0.1M | 2 |
| VENTURE 32 CLO, LIMITED | Securitized Asset Fund | $693.2M | $0.1M | 4 |
| VENTURE 33 CLO, LIMITED | Securitized Asset Fund | $637.4M | $0.1M | 3 |
| VENTURE 34 CLO, LIMITED | Securitized Asset Fund | $584.5M | $0.1M | 3 |
| VENTURE 35 CLO, LIMITED | Securitized Asset Fund | $583.6M | $0.1M | 3 |
| VENTURE 36 CLO, LIMITED | Securitized Asset Fund | $545.7M | $0.3M | 2 |
| VENTURE 37 CLO, LIMITED | Securitized Asset Fund | $515.6M | $0.1M | 4 |
| VENTURE 38 CLO, LIMITESD | Securitized Asset Fund | $609.8M | $0.1M | 3 |
| VENTURE 39 CLO,LIMITED | Securitized Asset Fund | $625.0M | $0.1M | 4 |
| VENTURE 41 CLO, LIMITED | Securitized Asset Fund | $507.2M | $0.1M | 3 |
| VENTURE 42 CLO, LIMITED | Securitized Asset Fund | $558.7M | $0.1M | 2 |
| VENTURE 43 CLO, LIMITED | Securitized Asset Fund | $577.7M | $0.1M | 2 |
| VENTURE 44 CLO, LIMITED | Securitized Asset Fund | $509.0M | $0.1M | 6 |
| VENTURE 45 CLO, LIMITED | Securitized Asset Fund | $501.8M | $0.1M | 5 |
| VENTURE 46 CLO, LIMITED | Securitized Asset Fund | $315.1M | $0.1M | 3 |
| VENTURE 47 CLO LIMITED | Securitized Asset Fund | $403.0M | $0.1M | 4 |
| VENTURE 48 CLO LIMITED | Securitized Asset Fund | $411.8M | $0.1M | 3 |
| VENTURE XIII CLO, LIMITED | Securitized Asset Fund | $336.3M | $0.3M | 6 |
| VENTURE XIV CLO, LIMITED | Securitized Asset Fund | $227.3M | $0.3M | 5 |
| VENTURE XIX CLO, LIMITED | Securitized Asset Fund | $601.9M | $0.3M | 2 |
| VENTURE XV CLO, LIMITED | Securitized Asset Fund | $600.1M | $0.3M | 5 |
| VENTURE XVII CLO, LIMITED | Securitized Asset Fund | $386.6M | $0.3M | 7 |
| VENTURE XVIII CLO, LIMITED | Securitized Asset Fund | $344.6M | $0.1M | 4 |
| VENTURE XXI CLO,LIMITED | Securitized Asset Fund | $13.7M | $0.3M | 2 |
| VENTURE XXII CLO, LIMITED | Securitized Asset Fund | $563.3M | $0.1M | 3 |
| VENTURE XXIII CLO, LIMITED | Securitized Asset Fund | $313.5M | $0.3M | 3 |
| VENTURE XXIV CLO, LIMITED | Securitized Asset Fund | $313.6M | $0.1M | 3 |
| VENTURE XXIX CLO, LIMITED | Securitized Asset Fund | $614.5M | $0.1M | 2 |
| VENTURE XXV CLO, LIMITED | Securitized Asset Fund | $232.7M | $0.1M | 4 |
| VENTURE XXVI CLO, LIMITED | Securitized Asset Fund | $345.0M | $0.1M | 5 |
| VENTURE XXVII CLO, LIIMITED | Securitized Asset Fund | $535.2M | $0.1M | 3 |
| VENTURE XXVIII CLO, LIMITED | Securitized Asset Fund | $5,083.7M | $0.1M | 5 |
| VENTURE XXX CLO, LIMITED | Securitized Asset Fund | $910.4M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVEY, MARTIN, F | Individual | – | SENIOR MANAGING DIRECTOR/SENIOR PORTFOLIO MANAGER | 08/2003 | 25-50% |
| CHRISTENSEN, HANS | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | 08/2003 | 50-75% |
| BATROUNI, PIERRE | Individual | – | CHIEF FINANCIAL OFFICER AND HEAD OF OPERATIONS | 02/2007 | < 5% |
| FINN, THOMAS | Individual | – | CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER | 05/2006 | < 5% |