Hedge Fund Database

MALTESE CAPITAL MANAGEMENT, LLC

Adviser information for MALTESE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 17
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 9 $747.1M
Non-Discretionary 0 $0
Total 9 $747.1M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 7 $696.5M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 2 $50.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 33
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-71969
SEC ERA File Number 801-71969
SEC CIK Numbers 1040762
SEC CRD Numbers 138175
Legal Entity Identifier 25490093L4EDKUTGS682

Principal Office

150 EAST 52ND STREET
30TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM TO 5PM
Tel: 212-486-7300, Fax: 212-486-7580

Websites

www.maltesecap.com

Chief Compliance Officer

MICHAEL WASSERMAN
CHIEF COMPLIANCE OFFICER
150 EAST 52ND STREET
30TH FLOOR
NEW YORK
NY
United States
Tel: 212-486-7300
Fax: 212-486-7580
(Full email address available in API data)

Industry Affiliates

MALTESE CAPITAL HOLDINGS, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
MALTA HEDGE FUND II, L.P. Hedge Fund $312.0M $0.5M 82
MALTA HEDGE FUND, L.P. Hedge Fund $36.0M $0.5M 37
MALTA MARKET NEUTRAL MASTER FUND, LTD. Hedge Fund $37.7M $0.5M 16
MALTA OFFSHORE, LTD. Hedge Fund $143.4M $0.5M 21
MALTA PHOENIX PARTNERS, L.P. Hedge Fund $38.1M $1.0M 5
MALTA PHOENIX PARTNERS, L.P. - CLASS B Hedge Fund $19.0M $1.0M 11
MALTA TITAN FUND, L.P. Hedge Fund $110.4M $0.5M 5

Control Persons

Name Type Entity Title Since Ownership
RU, JACK, C Individual – MANAGING DIRECTOR, MEMBER 01/2015 10-25%
MALTESE, TERRY, ANTHONY Individual – PRESIDENT, MANAGING MEMBER 08/1996 50-75%
HALL, JOSEPH, ANTHONY Individual – SENIOR MANAGING DIRECTOR, MEMBER 05/2014 10-25%
BYRNES, MATTHEW, FRANCIS Individual – SENIOR MANAGING DIRECTOR, MEMBER 01/2017 5-10%
WASSERMAN, MICHAEL, DAVID Individual – CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL 03/2020 < 5%
LIPSKY, EILEEN, MICHELLE Individual – MANAGING DIRECTOR, MEMBER 01/2005 5-10%
DONNELLY, SCOTT, ROBERT Individual – CHIEF FINANCIAL OFFICER 06/2021 < 5%
COLASONO, CRAIG, M Individual – MANAGING DIRECTOR, MEMBER 01/2013 5-10%

No. Employees, Historic

30150201920202021202220232024202522 on 5/30/201926 on 3/30/202026 on 3/30/202026 on 6/16/202026 on 2/19/202122 on 3/31/202122 on 7/30/202119 on 3/31/202219 on 3/31/202317 on 3/30/2024

RAUM, Historic

2B1B020192020202120222023202420251942450000 on 5/30/20191988547000 on 3/30/20201988547000 on 3/30/20201988547000 on 6/16/20201988547000 on 2/19/20211095463000 on 3/31/20211095463000 on 7/30/20211011202000 on 3/31/2022925740000 on 3/31/2023747090000 on 3/30/2024

No. Clients, Historic

105020192020202120222023202420259 on 5/30/20199 on 3/30/20209 on 3/30/20209 on 6/16/20209 on 2/19/20219 on 3/31/20219 on 7/30/20219 on 3/31/20228 on 3/31/20239 on 3/30/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
1895 BANCORP OF WIS INC COM 940K 115K –
1895 BANCORP OF WIS INC COM 866K 106K Malta Hedge Fund II, L.P.
1ST SOURCE CORP COM 2M 31K –
1ST SOURCE CORP COM 920K 17K Malta Hedge Fund II, L.P.
AMERANT BANCORP INC CL A 8M 347K –
AMERANT BANCORP INC CL A 4M 176K Malta Hedge Fund II, L.P.
AMERIPRISE FINL INC COM 769K 2K Malta Hedge Fund II, L.P.
AMERIPRISE FINL INC COM 1M 2K –
AMERIS BANCORP COM 7M 133K –
AMERIS BANCORP COM 4M 73K Malta Hedge Fund II, L.P.
BANC OF CALIFORNIA INC COM 11M 877K –
BANC OF CALIFORNIA INC COM 5M 371K Malta Hedge Fund II, L.P.
BANK AMERICA CORP COM 2M 40K Malta Hedge Fund II, L.P.
BANK AMERICA CORP COM 3M 80K –
BANKUNITED INC COM 4M 127K –
BANKUNITED INC COM 2M 68K Malta Hedge Fund II, L.P.
BLACKROCK INC COM 2M 3K –
BLACKROCK INC COM 2M 3K Malta Hedge Fund II, L.P.
BRIDGEWATER BANCSHARES INC COM 487K 42K Malta Hedge Fund II, L.P.
BRIDGEWATER BANCSHARES INC COM 1M 88K –
BRIGHTSPHERE INVT GROUP INC COM 323K 15K Malta Hedge Fund II, L.P.
BRIGHTSPHERE INVT GROUP INC COM 434K 20K –
Banc of California 7.75 Non-Cumulative Perpetual Preferred Stock, Series A Not 13F Security 1M 51K Malta Hedge Fund II, L.P.
Banc of California 7.75 Non-Cumulative Perpetual Preferred Stock, Series A Not 13F Security 2M 73K –
CAPITAL BANCORP INC MD COM 2M 93K –
CAPITAL BANCORP INC MD COM 2M 80K Malta Hedge Fund II, L.P.
CAPITAL CITY BK GROUP INC COM 1M 48K Malta Hedge Fund II, L.P.
CAPITAL CITY BK GROUP INC COM 2M 54K –
CARTER BANKSHARES INC COM NEW 157K 10K –
CARTER BANKSHARES INC COM NEW 73K 5K Malta Hedge Fund II, L.P.
CITIGROUP INC COM NEW 9M 145K Malta Hedge Fund II, L.P.
CITIGROUP INC COM NEW 18M 287K –
CITIZENS FINL GROUP INC COM 2M 51K –
CITIZENS FINL GROUP INC COM 859K 24K Malta Hedge Fund II, L.P.
CIVISTA BANCSHARES INC COM NO PAR 542K 35K –
CIVISTA BANCSHARES INC COM NO PAR 750K 48K Malta Hedge Fund II, L.P.
CNB FINL CORP PA COM 526K 26K –
CNB FINL CORP PA COM 148K 7K Malta Hedge Fund II, L.P.
COREBRIDGE FINL INC COM 4M 140K –
COREBRIDGE FINL INC COM 2M 62K Malta Hedge Fund II, L.P.
EAST WEST BANCORP INC COM 5M 73K Malta Hedge Fund II, L.P.
EAST WEST BANCORP INC COM 12M 162K –
ECB BANCORP INC COM 279K 22K –
ECB BANCORP INC COM 332K 27K Malta Hedge Fund II, L.P.
ENTERPRISE FINL SVCS CORP COM 3M 68K Malta Hedge Fund II, L.P.
ENTERPRISE FINL SVCS CORP COM 4M 108K –
EQUITY BANCSHARES INC COM CL A 4M 107K –
EQUITY BANCSHARES INC COM CL A 2M 51K Malta Hedge Fund II, L.P.
ESQUIRE FINL HLDGS INC COM 3M 57K –
ESQUIRE FINL HLDGS INC COM 3M 53K Malta Hedge Fund II, L.P.
ESSA BANCORP INC COM 5M 272K –
ESSA BANCORP INC COM 3M 175K Malta Hedge Fund II, L.P.
Equitable Financial Corp. Not 13F Security 725K 60K –
Equitable Financial Corp. Not 13F Security 1M 106K Malta Hedge Fund II, L.P.
FIFTH THIRD BANCORP COM 970K 27K Malta Hedge Fund II, L.P.
FIFTH THIRD BANCORP COM 2M 53K –
FIRST BANCSHARES INC MS COM 3M 133K Malta Hedge Fund II, L.P.
FIRST BANCSHARES INC MS COM 5M 195K –
FIRST CMNTY CORP S C COM 845K 49K Malta Hedge Fund II, L.P.
FIRST CMNTY CORP S C COM 1M 87K –
FIRST CTZNS BANCSHARES INC N CL A 17M 10K –
FIRST CTZNS BANCSHARES INC N CL A 8M 5K Malta Hedge Fund II, L.P.
FIRST FINL BANCORP OH COM 487K 22K Malta Hedge Fund II, L.P.
FIRST FINL BANCORP OH COM 958K 43K –
FIRST HORIZON CORPORATION COM 4M 254K Malta Hedge Fund II, L.P.
FIRST HORIZON CORPORATION COM 9M 558K –
FIRST MID ILL BANCSHARES INC COM 449K 14K –
FIRST MID ILL BANCSHARES INC COM 210K 6K Malta Hedge Fund II, L.P.
FIVE STAR BANCORP COM 3M 118K Malta Hedge Fund II, L.P.
FIVE STAR BANCORP COM 6M 247K –
FRANKLIN RESOURCES INC COM 354K 16K –
FRANKLIN RESOURCES INC COM 317K 14K Malta Hedge Fund II, L.P.
HERITAGE FINL CORP WASH COM 2M 108K –
HERITAGE FINL CORP WASH COM 938K 52K Malta Hedge Fund II, L.P.
HOME BANCORP INC COM 1M 32K Malta Hedge Fund II, L.P.
HOME BANCORP INC COM 1M 34K –
HOME BANCSHARES INC COM 1M 55K –
HOME BANCSHARES INC COM 731K 30K Malta Hedge Fund II, L.P.
HOMESTREET INC COM 3M 303K Malta Hedge Fund II, L.P.
HOMESTREET INC COM 8M 708K –
HOPE BANCORP INC COM 727K 68K Malta Hedge Fund II, L.P.
HOPE BANCORP INC COM 1M 99K –
HORIZON BANCORP INC COM 3M 235K Malta Hedge Fund II, L.P.
HORIZON BANCORP INC COM 6M 481K –
HUNTINGTON BANCSHARES INC COM 3M 217K Malta Hedge Fund II, L.P.
HUNTINGTON BANCSHARES INC COM 6M 434K –
IF BANCORP INC COM 2M 113K Malta Hedge Fund II, L.P.
IF BANCORP INC COM 1M 65K –
INDEPENDENT BK CORP MICH COM NEW 1M 49K Malta Hedge Fund II, L.P.
INDEPENDENT BK CORP MICH COM NEW 2M 88K –
INTERNATIONAL BANCSHARES COR COM 3M 46K –
INTERNATIONAL BANCSHARES COR COM 1M 24K Malta Hedge Fund II, L.P.
INVESTAR HLDG CORP COM 2M 123K Malta Hedge Fund II, L.P.
INVESTAR HLDG CORP COM 2M 141K –
JANUS HENDERSON GROUP PLC ORD SHS 2M 45K Malta Hedge Fund II, L.P.
JANUS HENDERSON GROUP PLC ORD SHS 2M 50K –
JPMORGAN CHASE & CO. COM 9M 42K –
JPMORGAN CHASE & CO. COM 4M 19K Malta Hedge Fund II, L.P.
KEYCORP COM 1M 79K Malta Hedge Fund II, L.P.
KEYCORP COM 3M 204K –
KKR & CO INC COM 842K 8K Malta Hedge Fund II, L.P.
KKR & CO INC COM 1M 10K –
LENNAR CORP CL B 4M 28K Malta Hedge Fund II, L.P.
LENNAR CORP CL B 4M 30K –
M & T BK CORP COM 7M 46K –
M & T BK CORP COM 4M 24K Malta Hedge Fund II, L.P.
MAGYAR BANCORP INC COM 1M 106K Malta Hedge Fund II, L.P.
MAGYAR BANCORP INC COM 896K 80K –
MERCHANTS BANCORP IND COM 367K 9K Malta Hedge Fund II, L.P.
MERCHANTS BANCORP IND COM 854K 21K –
Merchants Bancorp 8.25 Non-Cumulative Perpetual Preferred Stock, Series D Not 13F Security 1M 57K –
Merchants Bancorp 8.25 Non-Cumulative Perpetual Preferred Stock, Series D Not 13F Security 1M 44K Malta Hedge Fund II, L.P.
NATIONAL BK HLDGS CORP CL A 5M 124K Malta Hedge Fund II, L.P.
NATIONAL BK HLDGS CORP CL A 10M 249K –
NBT BANCORP INC COM 376K 10K Malta Hedge Fund II, L.P.
NBT BANCORP INC COM 672K 17K –
NEW YORK CMNTY CAP TR V UNIT 05/07/2051 944K 30K –
NEW YORK CMNTY CAP TR V UNIT 05/07/2051 536K 17K Malta Hedge Fund II, L.P.
OCEANFIRST FINL CORP COM 880K 55K –
OCEANFIRST FINL CORP COM 681K 43K Malta Hedge Fund II, L.P.
OP BANCORP COM 945K 99K –
OP BANCORP COM 1M 122K Malta Hedge Fund II, L.P.
PB BANKSHARES INC COM 429K 31K –
PB BANKSHARES INC COM 395K 29K Malta Hedge Fund II, L.P.
PCB BANCORP COM 856K 53K Malta Hedge Fund II, L.P.
PCB BANCORP COM 806K 50K –
PEOPLES BANCORP N C INC COM 380K 13K –
PEOPLES BANCORP N C INC COM 298K 10K Malta Hedge Fund II, L.P.
PNC FINL SVCS GROUP INC COM 763K 5K Malta Hedge Fund II, L.P.
PNC FINL SVCS GROUP INC COM 1M 9K –
PREFERRED BK LOS ANGELES CA COM NEW 6M 83K –
PREFERRED BK LOS ANGELES CA COM NEW 3M 42K Malta Hedge Fund II, L.P.
PRICE T ROWE GROUP INC COM 1M 11K Malta Hedge Fund II, L.P.
PRICE T ROWE GROUP INC COM 1M 13K –
PRIMIS FINANCIAL CORP COM 3M 258K Malta Hedge Fund II, L.P.
PRIMIS FINANCIAL CORP COM 5M 506K –
PROVIDENT BANCORP INC COM NEW 798K 78K Malta Hedge Fund II, L.P.
PROVIDENT BANCORP INC COM NEW 1M 122K –
QCR HOLDINGS INC COM 3M 46K Malta Hedge Fund II, L.P.
QCR HOLDINGS INC COM 6M 103K –
S & T BANCORP INC COM 1M 43K –
S & T BANCORP INC COM 732K 22K Malta Hedge Fund II, L.P.
SEACOAST BKG CORP FLA COM NEW 312K 13K Malta Hedge Fund II, L.P.
SEACOAST BKG CORP FLA COM NEW 487K 21K –
SL GREEN RLTY CORP COM 295K 5K –
SL GREEN RLTY CORP COM 210K 4K Malta Hedge Fund II, L.P.
SOUTHSTATE CORPORATION COM 2M 29K –
SOUTHSTATE CORPORATION COM 1M 15K Malta Hedge Fund II, L.P.
STERLING BANCORP INC COM 137K 26K –
STERLING BANCORP INC COM 56K 11K Malta Hedge Fund II, L.P.
STIFEL FINL CORP COM 2M 23K Malta Hedge Fund II, L.P.
STIFEL FINL CORP COM 2M 27K –
TC BANCSHARES INC COM 243K 18K –
TC BANCSHARES INC COM 401K 30K Malta Hedge Fund II, L.P.
TRUIST FINL CORP COM 5M 139K –
TRUIST FINL CORP COM 3M 76K Malta Hedge Fund II, L.P.
TRUSTMARK CORP COM 949K 32K Malta Hedge Fund II, L.P.
TRUSTMARK CORP COM 2M 79K –
UMB FINL CORP COM 2M 23K Malta Hedge Fund II, L.P.
UMB FINL CORP COM 4M 50K –
US BANCORP DEL COM NEW 11M 272K –
US BANCORP DEL COM NEW 5M 124K Malta Hedge Fund II, L.P.
USCB FINANCIAL HOLDINGS INC CLASS A COM 2M 144K Malta Hedge Fund II, L.P.
USCB FINANCIAL HOLDINGS INC CLASS A COM 2M 191K –
VALLEY NATL BANCORP COM 2M 275K –
VALLEY NATL BANCORP COM 933K 134K Malta Hedge Fund II, L.P.
VICTORY CAP HLDGS INC COM CL A 500K 10K Malta Hedge Fund II, L.P.
VICTORY CAP HLDGS INC COM CL A 574K 12K –
WEBSTER FINL CORP COM 5M 113K Malta Hedge Fund II, L.P.
WEBSTER FINL CORP COM 10M 230K –
WELLS FARGO CO NEW COM 8M 133K Malta Hedge Fund II, L.P.
WELLS FARGO CO NEW COM 17M 291K –
WESTAMERICA BANCORPORATION COM 12M 242K –
WESTAMERICA BANCORPORATION COM 5M 102K Malta Hedge Fund II, L.P.
WESTERN ALLIANCE BANCORP COM 5M 75K Malta Hedge Fund II, L.P.
WESTERN ALLIANCE BANCORP COM 12M 193K –
WILLIS LEASE FIN CORP COM 236K 3K –
WILLIS LEASE FIN CORP COM 574K 8K Malta Hedge Fund II, L.P.
WINTRUST FINL CORP COM 14M 147K –
WINTRUST FINL CORP COM 7M 71K Malta Hedge Fund II, L.P.
White River Bancshares Co Not 13F Security 2M 30K Malta Hedge Fund II, L.P.
White River Bancshares Co Not 13F Security 827K 15K –
ZIONS BANCORPORATION N A COM 5M 121K Malta Hedge Fund II, L.P.
ZIONS BANCORPORATION N A COM 11M 252K –