COLUMBIA RIVER ADVISORS
COLUMBIA RIVER ADVISORS, LLC Legal Name
Adviser information for COLUMBIA RIVER ADVISORS last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,030 | $461.6M |
| Non-Discretionary | 19 | $10.2M |
| Total | 1,049 | $471.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 324 | $162.2M |
| HNW Individuals | 48 | $230.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 23 | $79.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | REGISTERED INVESTMENT ADVISORY FIRM |
Identifiers
| SEC RIA File Number | 801-71970 |
|---|---|
| SEC ERA File Number | 801-71970 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154571 |
| Legal Entity Identifier | None |
Principal Office
1927 DOCK STREETTACOMA
WA
United States
Monday - Friday, 8:30AM - 5PM; 3PM ON FRIDAY
Tel: (253) 589-1401, Fax: 253-589-1442
Chief Compliance Officer
JULIE MORRISON
CCO, OPERATIONS MANAGER
1927 DOCK STREET
TACOMA
WA
United States
Tel:
(253) 589-1401
Fax:
253-589-1442
J****@************M
(Full email address available in API data)
Regulatory Contact
BEN ADDINK
MEMBER
1927 DOCK STREET
SUITE 202
TACOMA
WA
United States
Tel:
253-589-1401
Fax:
253-589-1442
B**@************M
(Full email address available in API data)
Industry Affiliates
| SUMMIT TAX SERVICES, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUE WATER INVESTMENT FUND II, L.P. | DEBT FINANCING | $0.6M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADDINK, BENJAMIN, JOHAN | Individual | – | MEMBER | 12/2023 | 25-50% |
| SCALABRINE, BRIAN, DAVID | Individual | – | MEMBER | 01/2014 | 25-50% |
| MORRISON, JULIE, LYNN | Individual | – | OPERATIONS MANAGER/ CCO | 06/2015 | < 5% |
| KEEFE, MATTHEW, PHILLIP | Individual | – | MANAGING MEMBER | 12/2023 | 25-50% |
| Pruitte, David | Individual | – | MEMBER | 11/2019 | 5-10% |