AG GLOBAL ADVISORS LLC
Adviser information for AG GLOBAL ADVISORS LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 15 | $95.5M |
| Total | 15 | $95.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 15 | $95.5M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFINDER'S FEE BASED ON PERCENTAGE OF ASSETS UNDER MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-71972 |
|---|---|
| SEC ERA File Number | 801-71972 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155398 |
| Legal Entity Identifier | None |
Principal Office
8112 E. ROBB WASH TRAILTUCSON
AZ
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 520-822-4709, Fax: 520-333-2811
Chief Compliance Officer
ARMIDA GARAYGORDOBIL
MANAGING DIRECTOR
8112 EAST ROBB WASH TRAIL
TUCSON
AZ
United States
Tel:
520-822-4709
Fax:
520-333-2811
A******************@********M
(Full email address available in API data)
Regulatory Contact
DUANE ZOBRIST
ATTORNEY
PO BOX 4724
2075 INGLEWOOD DRIVE
CHARLOTTESVILLE
VA
United States
Tel:
434-977-9666
Fax:
434-818-5019
D*******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARAYGORDOBIL, ARMIDA, NMN | Individual | – | MANAGING DIRECTOR / SOLE MEMBER | 06/2010 | > 75% |
| GARAYGORDOBIL, ARMIDA, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2010 | > 75% |