Hedge Fund Database

MMA ASSET MANAGEMENT LLC

Adviser information for MMA ASSET MANAGEMENT LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 17
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 16
Registered State Investment Advisers 17
Licensed Agents of an Insurance Company 15
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 531 $324.6M
Non-Discretionary 3 $313.7M
Total 534 $638.4M

Clients

Type Number RAUM
Individuals 137 $48.8M
HNW Individuals 131 $229.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $336.6M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $23.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 15
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-71975
SEC ERA File Number 801-71975
SEC CIK Numbers 1842667
SEC CRD Numbers 155426
Legal Entity Identifier None

Principal Office

EIGHT TOWER BRIDGE
SUITE 1200
CONSHOHOCKEN
PA
United States
Monday - Friday, 9:00 AM-5:00 PM
Tel: 610-684-3200, Fax: None

Websites

www.marshmma.com/us/solutions/asset-management.html compassfp.com/ mmaeast.com/retirement-and-wealth/

Chief Compliance Officer

KEVIN D. TURTON
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
United States
Tel: 212-345-5000
(Full email address available in API data)

Industry Affiliates

GUY CARPENTER & COMPANY, LLC Insurance company or agency
MARSH INSURANCE & INVESTMENTS LLC Insurance company or agency
MARSH MCLENNAN AGENCY Insurance company or agency
MARSH USA LLC Insurance company or agency
MERCER (US) INC. Insurance company or agencyPension consultant
MERCER GLOBAL INVESTMENTS CANADA LIMITED Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
MERCER INVESTMENTS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles
MMA SECURITIES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agencyPension consultant
MMC SECURITIES (IRELAND) Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
MMC SECURITIES LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
MMC SECURITIES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LIEBEZEIT, PAUL, GEORGE Individual – PRESIDENT 10/2010 < 5%
MARSH & MCLENNAN AGENCY LLC Domestic Entity – MANAGING MEMBER 04/2019 > 75%
MARSH USA LLC Domestic Entity MARSH & MCLENNAN AGENCY LLC OWNER 11/2009 > 75%
MARSH LLC Domestic Entity MARSH USA LLC OWNER 11/2009 > 75%
MARSH & MCLENNAN COMPANIES, INC. Domestic Entity MARSH LLC PARENT COMPANY 11/2009 > 75%
BLACKMORE, KIMBERLY, LYNN Individual – FINANCIAL AND OPERATIONS PRINCIPAL 05/2019 < 5%
TURTON, KEVIN, DUANE Individual – CHIEF COMPLIANCE OFFICER 03/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202510 on 5/30/201910 on 1/8/202010 on 1/8/202010 on 3/30/202010 on 6/22/202010 on 12/21/202010 on 3/29/202110 on 7/7/202110 on 3/29/202210 on 6/10/202210 on 1/11/202315 on 3/28/202315 on 4/27/202317 on 3/31/2024

RAUM, Historic

700M350M02019202020212022202320242025251260472 on 5/30/2019251260472 on 1/8/2020251260472 on 1/8/2020228554000 on 3/30/2020228554000 on 6/22/2020228554000 on 12/21/2020405687684 on 3/29/2021405687684 on 7/7/2021514633223 on 3/29/2022514633223 on 6/10/2022514633223 on 1/11/2023462998978 on 3/28/2023462998978 on 4/27/2023638385367 on 3/31/2024

No. Clients, Historic

30015002019202020212022202320242025109 on 5/30/2019109 on 1/8/2020109 on 1/8/2020102 on 3/30/2020102 on 6/22/2020102 on 12/21/202099 on 3/29/202199 on 7/7/2021103 on 3/29/2022103 on 6/10/2022103 on 1/11/2023113 on 3/28/2023113 on 4/27/2023279 on 3/31/2024

Holdings

From latest 13F, filed February 12th, 2024 for period ending December 31st, 2023
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 377K 2K –
AMAZON COM INC COM 1M 6K –
APPLE INC COM 1M 6K –
AT&T INC COM 210K 12K –
BANK NEW YORK MELLON CORP COM 210K 4K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 341K 856 –
CELANESE CORP DEL COM 367K 2K –
CHEVRON CORP NEW COM 317K 2K –
CISCO SYS INC COM 274K 5K –
COMCAST CORP NEW CL A 304K 7K –
CUMMINS INC COM 288K 1K –
CVS HEALTH CORP COM 321K 4K –
FEDEX CORP COM 289K 1K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 223K 5K –
GENERAL DYNAMICS CORP COM 317K 1K –
GENERAL MLS INC COM 388K 6K –
HEWLETT PACKARD ENTERPRISE C COM 256K 17K –
HUNTINGTON INGALLS INDS INC COM 513K 2K –
INTERPUBLIC GROUP COS INC COM 254K 8K –
INVESCO EXCH TRADED FD TR II SR LN ETF 2M 114K –
INVESCO EXCH TRADED FD TR II NATL AMT MUNI 616K 26K –
INVESCO QQQ TR UNIT SER 1 840K 2K –
ISHARES INC MSCI EMERG MRKT 246K 4K –
ISHARES INC CORE MSCI EMKT 792K 16K –
ISHARES TR CORE MSCI EAFE 1M 21K –
ISHARES TR JPMORGAN USD EMG 2M 28K –
ISHARES TR MSCI USA MIN VOL 386K 5K –
ISHARES TR PFD AND INCM SEC 1M 41K –
ISHARES TR US TREAS BD ETF 5M 226K –
ISHARES TR RUS 2000 GRW ETF 11M 42K –
ISHARES TR CORE S&P MCP ETF 1M 4K –
ISHARES TR S&P MC 400VL ETF 327K 3K –
ISHARES TR S&P MC 400GR ETF 385K 5K –
ISHARES TR CORE S&P SCP ETF 572K 5K –
ISHARES TR SP SMCP600VL ETF 244K 2K –
ISHARES TR S&P 500 VAL ETF 16M 93K –
ISHARES TR CORE S&P500 ETF 6M 11K –
ISHARES TR S&P 500 GRWT ETF 2M 25K –
ISHARES TR RUS 1000 VAL ETF 2M 12K –
ISHARES TR RUS 1000 GRW ETF 2M 7K –
ISHARES TR RUSSELL 2000 ETF 754K 4K –
ISHARES TR RUS 2000 VAL ETF 12M 77K –
ISHARES TR CORE US AGGBD ET 762K 8K –
ISHARES TR SELECT DIVID ETF 2M 21K –
ISHARES TR 7-10 YR TRSY BD 205K 2K –
ISHARES TR 20 YR TR BD ETF 604K 6K –
ISHARES TR IBOXX INV CP ETF 3M 27K –
ISHARES TR MSCI EMG MKT ETF 3M 84K –
ISHARES TR MSCI EAFE ETF 882K 12K –
ISHARES TR EAFE VALUE ETF 4M 81K –
ISHARES TR EAFE GRWTH ETF 5M 49K –
ISHARES TR IBOXX HI YD ETF 3M 36K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 31K –
JPMORGAN CHASE & CO COM 207K 1K –
LEIDOS HOLDINGS INC COM 303K 3K –
LKQ CORP COM 232K 5K –
MICROSOFT CORP COM 782K 2K –
MOSAIC CO NEW COM 224K 7K –
NVIDIA CORPORATION COM 681K 944 –
NXP SEMICONDUCTORS N V COM 349K 1K –
PACER FDS TR US CASH COWS 100 5M 93K –
PEPSICO INC COM 441K 3K –
PFIZER INC COM 285K 10K –
PHILLIPS 66 COM 229K 2K –
PROSHARES TR S&P 500 DV ARIST 974K 10K –
QUALCOMM INC COM 535K 4K –
RALPH LAUREN CORP CL A 599K 3K –
SALESFORCE INC COM 272K 935 –
SAP SE SPON ADR 537K 3K –
SELECT SECTOR SPDR TR SBI INT-UTILS 873K 14K –
SELECT SECTOR SPDR TR SBI MATERIALS 380K 5K –
SELECT SECTOR SPDR TR ENERGY 836K 10K –
SELECT SECTOR SPDR TR FINANCIAL 2M 47K –
SELECT SECTOR SPDR TR INDL 1M 9K –
SELECT SECTOR SPDR TR TECHNOLOGY 3M 14K –
SELECT SECTOR SPDR TR SBI CONS STPLS 912K 12K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 16K –
SELECT SECTOR SPDR TR SBI CONS DISCR 427K 2K –
SELECT SECTOR SPDR TR RL EST SEL SEC 227K 6K –
SELECT SECTOR SPDR TR COMMUNICATION 670K 8K –
SKYWORKS SOLUTIONS INC COM 273K 3K –
SNAP ON INC COM 433K 2K –
SPDR GOLD TR GOLD SHS 2M 8K –
SPDR S&P 500 ETF TR TR UNIT 403K 804 –
SPDR SER TR PRTFLO S&P500 GW 17M 235K –
SPDR SER TR NUVEEN BLMBRG SH 657K 14K –
SYNCHRONY FINANCIAL COM 301K 8K –
TAPESTRY INC COM 567K 14K –
THE CIGNA GROUP COM 308K 919 –
VANECK ETF TRUST HIGH YLD MUNIETF 541K 11K –
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 31K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 5M 64K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 535K 11K –
VANGUARD INDEX FDS S&P 500 ETF SHS 279K 606 –
VANGUARD INDEX FDS MCAP GR IDXVIP 4M 16K –
VANGUARD INDEX FDS MCAP VL IDXVIP 2M 10K –
VANGUARD INDEX FDS TOTAL STK MKT 418K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 296K 7K –
VANGUARD MUN BD FDS TAX EXEMPT BD 607K 12K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 5M 59K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 6M 76K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 6M 73K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 26K –
VIATRIS INC COM 300K 26K –
WEYERHAEUSER CO MTN BE COM NEW 254K 8K –
ZETA GLOBAL HOLDINGS CORP CL A 517K 52K –