BEXIL ADVISERS LLC
Adviser information for BEXIL ADVISERS LLC last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $267.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $267.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $267.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
2255 BUFFALO ROADROCHESTER
NY
United States
Monday - Friday, 9:00-5:00
Tel: 212-785-0900, Fax: 917-746-4802
Chief Compliance Officer
RUSSELL KAMERMAN
SECRETARY AND GENERAL COUNSEL
2255 BUFFALO ROAD
ROCHESTER
NY
United States
Tel:
212-785-0900 X275
Fax:
917-831-4627
R********@****************M
(Full email address available in API data)
Regulatory Contact
DONALD KLIMOSKI II
ASSISTANT SECRETARY, ASSISTANT GENERAL COUNSEL, AND ASSISTANT COMPLIANCE OFFICER
2255 BUFFALO ROAD
ROCHESTER
NY
United States
Tel:
212-785-0900 X280
Fax:
212-624-1898
D********@****************M
(Full email address available in API data)
Industry Affiliates
| MIDAS MANAGEMENT CORPORATION | Other investment adviser, including financial planners |
| MIDAS SECURITIES GROUP, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BEXIL CORPORATION | Domestic Entity | – | SOLE MEMBER | 06/2010 | > 75% |
| OMALLEY, THOMAS, FRANCIS | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER, AND ELECTED MANAGER | 06/2010 | < 5% |
| WINMILL, THOMAS, BASSETT | Individual | – | ELECTED MANAGER, CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF LEGAL OFFICER | 06/2010 | < 5% |
| WINMILL, THOMAS, BASSETT | Individual | WINMILL FAMILY TRUST | TRUSTEE OF WINMILL FAMILY TRUST | 05/2012 | 25-50% |
| KAMERMAN, RUSSELL, LOUIS | Individual | – | SECRETARY, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | 12/2014 | < 5% |
| Klimoski, Donald | Individual | – | ASSISTANT SECRETARY, ASSISTANT GENERAL COUNSEL, AND ASSISTANT COMPLIANCE OFFICER | 09/2017 | < 5% |
| MIDAS SECURITIES GROUP, INC. | Domestic Entity | BEXIL CORPORATION | SHAREHOLDER OF BEXIL CORPORATION | 08/2018 | 25-50% |
| WINMILL & CO. INCORPORATED | Domestic Entity | MIDAS SECURITIES GROUP, INC. | SHAREHOLDER OF MIDAS SECURITIES GROUP, INC. | 12/1985 | > 75% |
| WINMILL FAMILY TRUST | Domestic Entity | WINMILL & CO. INCORPORATED | SHAREHOLDER OF CLASS A AND CLASS B STOCK OF WINMILL & CO. | 05/2012 | > 75% |
| WINMILL, MARK, CAMPBELL | Individual | WINMILL FAMILY TRUST | TRUSTEE OF WINMILL FAMILY TRUST | 05/2012 | 25-50% |
| WINMILL, WILLIAM, MCCOLLUM | Individual | WINMILL FAMILY TRUST | TRUSTEE OF WINMILL FAMILY TRUST | 04/2021 | 25-50% |
| Winmill, Woodworth, Bell | Individual | WINMILL FAMILY TRUST | TRUSTEE OF WINMILL FAMILY TRUST | 04/2021 | 25-50% |
| WINMILL, THOMAS, BASSETT | Individual | BEXIL CORPORATION | SHAREHOLDER OF BEXIL CORPORATION | 01/2018 | 25-50% |