STRATEGOS CAPITAL MANAGEMENT, LLC
Adviser information for STRATEGOS CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $21.6M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $21.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $21.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-71983 |
|---|---|
| SEC ERA File Number | 801-71983 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155665 |
| Legal Entity Identifier | None |
Principal Office
134 N WAYNE AVE.SUITE 203
WAYNE
PA
United States
Monday - Friday, 9AM - 5PM EST
Tel: 215-701-9610, Fax: 215-701-8281
Chief Compliance Officer
MATTHEW NANNEN
CHIEF FINANCIAL OFFICER
134 N WAYNE AVE.
SUITE 203
WAYNE
PA
United States
Tel:
215-701-9613
Fax:
215-701-8281
M******@**************M
(Full email address available in API data)
Regulatory Contact
ALEX CIGOLLE
CEO
134 N WAYNE AVE.
SUITE 203
WAYNE
PA
United States
Tel:
215-701-9612
Fax:
215-701-8281
A*******@**************M
(Full email address available in API data)
Industry Affiliates
| GOSHEN ROCK CAPITAL, LLC | Other investment adviser, including financial planners |
| STRATEGOS DEEP VALUE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STRATEGOS DEEP VALUE MASTER FUND II LP | Hedge Fund | $21.6M | $1.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CIGOLLE, ALEX, PATRICK | Individual | – | MANAGING DIRECTOR, ELECTED MANAGER, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER AND MEMBER | 10/2010 | > 75% |
| CHIARAMONTE, PHILIP, GERARD | Individual | – | GENERAL COUNSEL AND HEAD OF NEW PRODUCT DEVELOPMENT | 02/2016 | < 5% |
| NANNEN, MATTHEW, CHARLES | Individual | – | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | 04/2017 | < 5% |
| GREGORY, DAVID, THOMPSON | Individual | – | PORTFOLIO MANAGER | 05/2015 | < 5% |