ALLOS INVESTMENT ADVISORS, LLC

Adviser information for ALLOS INVESTMENT ADVISORS, LLC last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Kansas, United States

Employees

Total Number of Employees	7
Investment Advisory/Research	7
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	7
Licensed Agents of an Insurance Company	3
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	752	$51.3M
Non-Discretionary	0	$0
Total	752	$51.3M

Clients

Type	Number	RAUM
Individuals	349	$39.4M
HNW Individuals	11	$11.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$343,312
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	14
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-72028
SEC ERA File Number	801-72028
SEC CIK Numbers	None
SEC CRD Numbers	155541
Legal Entity Identifier	None

Principal Office

12980 FOSTER STREET
SUITE 160
OVERLAND PARK
KS
United States

Monday - Friday, 8:00AM TO 5:00PM

Tel: 913-948-7788, Fax: 877-860-9313

Websites

www.facebook.com/ryan.brooke.94 www.facebook.com/profile.php?id=16830650 www.instagram.com/jessicakmetty/ www.instagram.com/ryanbrooke93/ www.linkedin.com/company/allos-investment-advisors/ www.linkedin.com/in/johncfales/ www.linkedin.com/in/jessicakmetty/ twitter.com/marccshaffer www.facebook.com/allosadvisors vimeo.com/allosadvisors www.facebook.com/jessicakmetty www.allosadvisors.com twitter.com/jessicakmetty twitter.com/allosadvisors www.instagram.com/allosadvisors/ www.linkedin.com/in/ryanwbrooke/ www.linkedin.com/in/marcshaffer/ www.facebook.com/marc.shaffer www.facebook.com/kimberly.solomon.376 www.instagram.com/_its_kimbo/ www.tiktok.com/@2girlsandabudget www.linkedin.com/in/kimberly-solomon-bb833732

Chief Compliance Officer

JOHN C FALES

PRINCIPAL & LEAD ADVISOR

12980 FOSTER STREET

SUITE 160

OVERLAND PARK

United States

Tel: 913-948-7788

Fax: 877-860-9313

J***@****************M

(Full email address available in API data)

Regulatory Contact

JESSICA SEARCY KMETTY

PRINCIPAL

26787 N 90TH DR.

PEORIA

United States

Tel: 913-814-3800

J******@****************M

(Full email address available in API data)

Industry Affiliates

SEARCY FINANCIAL SERVICES, INC.

Other investment adviser, including financial planners

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners

None

Control Persons

Name	Type	Entity	Title	Since	Ownership
SEARCY FINANCIAL SERVICES, INC.	Domestic Entity	–	MEMBER AND PARENT COMPANY	10/2010	> 75%
SHAFFER, MARCUS, CLINTON	Individual	SEARCY FINANCIAL SERVICES, INC.	PRINCIPAL	11/2010	50-75%
FALES, JOHN, CHRISTOPHER	Individual	SEARCY FINANCIAL SERVICES, INC.	PRINCIPAL	01/2016
KMETTY, JESSICA, ANN	Individual	SEARCY FINANCIAL SERVICES, INC.	PRINCIPAL	10/2010
BROOKE, RYAN, WAYNE	Individual	SEARCY FINANCIAL SERVICES, INC.	PRINCIPAL	01/2019
FALES, JOHN, CHRISTOPHER	Individual	–	CHIEF COMPLIANCE OFFICER	02/2020	< 5%

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