MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC
Adviser information for MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $160.0M |
Non-Discretionary | 0 | $0 |
Total | 1 | $160.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $160.0M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
---|---|
Compensation | % of AUM |
Principal Office
230 S MAYA PALM DRIVEBOCA RATON
FL
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 415-322-6200, Fax: 415-322-6186
Websites
Chief Compliance Officer
EUGENE CHEUK
CHIEF FINANCIAL OFFICER
1543 SLOAT BLVD
#320391
SAN FRANCISCO
CA
United States
Tel:
415-322-6203
Fax:
415-322-6186
E*****@*********************M
(Full email address available in API data)
Regulatory Contact
PATRICIA CORONADO
MEMBER
230 S MAYA PALM DRIVE
BOCA RATON
FL
United States
Tel:
415-322-6202
Fax:
415-322-6186
P*******@*********************M
(Full email address available in API data)
Industry Affiliates
KATAHDIN GROUP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
MOUNTAIN LAKE PARTNERS LP | OTHER PRIVATE FUND | $160.0M | $1.0M | 68 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CANTOR, MITCHELL, EDWARD | Individual | – | MEMBER | 06/2001 | 25-50% |
CORONADO, PATRICIA, JEANETTE | Individual | – | MEMBER | 01/2004 | 25-50% |
CHEUK, EUGENE, YUI-CHUNG | Individual | – | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | 05/2012 | 5-10% |
MCCOMSEY, ROBERT, RONALD | Individual | – | INVESTOR RELATIONS | 01/2021 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 777K | 9K | – |
ALICO INC | COM | 207K | 8K | – |
ALLEGIANT TRAVEL CO | COM | 7M | 142K | – |
ANTERO RESOURCES CORP | COM | 5M | 144K | – |
AUTONATION INC | COM | 5M | 29K | – |
AVIS BUDGET GROUP | COM | 5M | 45K | – |
BUILDERS FIRSTSOURCE INC | COM | 5M | 33K | – |
EAST WEST BANCORP INC | COM | 622K | 9K | – |
ETFS GOLD TR | PHYSCL GOLD SHS | 14M | 635K | – |
FRP HLDGS INC | COM | 285K | 10K | – |
HERTZ GLOBAL HLDGS INC | COM NEW | 2M | 500K | – |
NEXGEN ENERGY LTD | COM | 7M | 950K | – |
NOBLE CORP PLC | ORD SHS A | 7M | 155K | – |
OKLO INC | COM CL A | 852K | 101K | – |
OPENLANE INC | COM | 2M | 120K | – |
PRECISION DRILLING CORP | COM NEW | 2M | 30K | – |
SEABRIDGE GOLD INC | COM | 726K | 53K | – |
SEADRILL 2021 LTD | COM | 8M | 155K | – |
SITIO ROYALTIES CORP | CLASS A COM | 9M | 375K | – |
SPROTT FDS TR | JUNIOR URANIUM | 2M | 102K | – |
SPROTT INC | COM NEW | 952K | 23K | – |
SPROTT PHYSICAL GOLD TR | UNIT | 7M | 365K | – |
SPROTT PHYSICAL SILVER TR | TR UNIT | 149K | 15K | – |
TRIPLE FLAG PRECIOUS METAL | COM | 4M | 255K | – |
VANECK ETF TRUST | JUNIOR GOLD MINE | 1M | 27K | – |
VISTA OUTDOOR INC | COM | 742K | 20K | – |