AMHERST ADVISORY & MANAGEMENT LLC
Adviser information for AMHERST ADVISORY & MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $29.1M |
| Non-Discretionary | 1 | $389.7M |
| Total | 3 | $418.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $418.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-72061 |
|---|---|
| SEC ERA File Number | 801-72061 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155745 |
| Legal Entity Identifier | None |
Principal Office
401 CONGRESS AVENUE33RD FLOOR
AUSTIN
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 512-342-3080, Fax: 512-342-3080
Chief Compliance Officer
JASON ROTTINGER
CHIEF COMPLIANCE OFFICER
5001 PLAZA ON THE LAKE
AUSTIN
TX
United States
Tel:
512-342-3043
J*********@**********M
(Full email address available in API data)
Industry Affiliates
| ACM CRE FUND I ACQUISITION GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AMHERST CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AMHERST RESIDENTIAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AMHERST SFRP VI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATLV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CREST FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MAINSTREET RENEWAL | Real estate broker or dealer |
| RMBS STRATEGIC RECOVERY I GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VACA MORADA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| A-T LONGVIEW PARTNERS LP | Real Estate Fund | $373.2M | $250.0M | 2 |
| RMBS STRATEGIC RECOVERY I, LP | Hedge Fund | $20.3M | $10.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMHERST HOLDINGS LLC | Domestic Entity | – | MANAGING MEMBER | 07/2010 | > 75% |
| DOBSON, SEAN, ALAN | Individual | – | MANAGER/CHIEF EXECUTIVE OFFICER | 11/2010 | < 5% |
| ROTTINGER, JASON, JACOB | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2020 | < 5% |