Hedge Fund Database

BARBER FINANCIAL GROUP

Adviser information for BARBER FINANCIAL GROUP last updated from Form ADV on December 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Kansas, United States

Employees

Total Number of Employees 43
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 10
Registered State Investment Advisers 17
Licensed Agents of an Insurance Company 14
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 7,096 $1.4B
Non-Discretionary 840 $82.3M
Total 7,936 $1.5B

Clients

Type Number RAUM
Individuals 1,948 $743.6M
HNW Individuals 406 $754.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $11.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 2500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-72065
SEC ERA File Number 801-72065
SEC CIK Numbers 1624865
SEC CRD Numbers 152043
Legal Entity Identifier None

Principal Office

13550 W 95TH ST
LENEXA
KS
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 913-393-1000, Fax: 913-825-5951

Websites

www.linkedin.com/company/-america's-wealth-management-show-on-wjr-760-am-sunday's-6-7-pm/ www.facebook.com/awmshow/ www.youtube.com/user/barberfinancialgroup www.facebook.com/guidedretirementshow/ studyretirement.com www.youtube.com/channel/uctvoydiewmqg0jak2qa-bha www.americaswealthmanagementshow.com www.ofgwealth.com www.barberfinancialgroup.com americaswealthmanagementshow.com/ www.facebook.com/osiwala-financial-group-150302228433535/ www.facebook.com/barberfinancialgroup/?ref=bookmarks www.linkedin.com/company/barber-financial-group/

Chief Compliance Officer

TOM CLOUGH
PRESIDENT, CCO
13550 W 95TH ST
LENEXA
KS
United States
Tel: 913-393-1000
Fax: 913-248-8004
(Full email address available in API data)

Industry Affiliates

BFG INSURANCE SERVICES, LLC Insurance company or agency
BFG LEGAL SERVICES, LLC Lawyer or law firm
BFG TAX SERVICES, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BARBER, KIMBERLY, SUE Individual – SECRETARY 11/1999 < 5%
BARBER, FRANK, DEAN Individual – CHIEF EXECUTIVE OFFICER 11/1999 < 5%
BARBER HOLDINGS, INC Domestic Entity – SHAREHOLDER 01/2011 > 75%
CLOUGH, THOMAS, DEAN Individual – PRESIDENT, CHIEF COMPLIANCE OFFICER 01/2016 < 5%
BARBER, FRANK, DEAN Individual BARBER HOLDINGS, INC. SHAREHOLDER 01/2014 > 75%
GODKE, BRUCE, TAYLOR Individual – PARTNER 01/2018 < 5%
BARBER, MICHAEL, SHANE Individual – PARTNER 01/2018 < 5%

No. Employees, Historic

6030020192020202120222023202444 on 4/23/201944 on 9/9/201944 on 2/25/202044 on 6/22/202044 on 7/23/202044 on 1/7/202146 on 3/10/202146 on 3/25/202146 on 3/25/202146 on 1/6/202259 on 3/2/202259 on 1/26/202343 on 2/13/202343 on 2/21/202343 on 3/15/202343 on 12/7/2023

RAUM, Historic

2B1B02019202020212022202320241128435814 on 4/23/20191128435814 on 9/9/20191252833754 on 2/25/20201252833754 on 6/22/20201252833754 on 7/23/20201252833754 on 1/7/20211504174956 on 3/10/20211504174956 on 3/25/20211504174956 on 3/25/20211504174956 on 1/6/20221800188147 on 3/2/20221800188147 on 1/26/20231509131163 on 2/13/20231509131163 on 2/21/20231509131163 on 3/15/20231509131163 on 12/7/2023

No. Clients, Historic

3,0001,50002019202020212022202320242237 on 4/23/20192237 on 9/9/20192210 on 2/25/20202210 on 6/22/20202210 on 7/23/20202210 on 1/7/20212353 on 3/10/20212353 on 3/25/20212353 on 3/25/20212353 on 1/6/20222531 on 3/2/20222531 on 1/26/20232358 on 2/13/20232358 on 2/21/20232358 on 3/15/20232358 on 12/7/2023

Holdings

From latest 13F, filed May 4th, 2023 for period ending March 31st, 2023
Name Class Value $USD # Shares Private Fund
3M CO COM 278K 3K 0
ABBOTT LABS COM 457K 5K 0
ABBVIE INC COM 672K 4K 0
ALPHABET INC CAP STK CL A 540K 5K 0
ALPHABET INC CAP STK CL C 434K 4K 0
AMAZON COM INC COM 558K 5K 0
AMERICAN CENTY ETF TR US SML CP VALU 13M 179K 0
AMPLIFY ETF TR CWP ENHANCED DIV 15M 437K 0
APPLE INC COM 7M 42K 0
AT&T INC COM 733K 38K 0
BANK AMERICA CORP COM 596K 21K 0
BED BATH & BEYOND INC COM 4K 10K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 480K 2K 0
BOEING CO COM 242K 1K 0
BP PLC SPONSORED ADR 799K 21K 0
CATERPILLAR INC COM 1M 6K 0
CENTENE CORP DEL COM 318K 5K 0
CHEVRON CORP NEW COM 249K 2K 0
CHUBB LIMITED COM 358K 2K 0
CISCO SYS INC COM 208K 4K 0
COCA COLA CO COM 209K 3K 0
COMCAST CORP NEW CL A 238K 6K 0
COMMERCE BANCSHARES INC COM 854K 15K 0
CONOCOPHILLIPS COM 562K 6K 0
COSTCO WHSL CORP NEW COM 225K 453 0
CROSSFIRST BANKSHARES INC COM 262K 25K 0
DEERE & CO COM 1M 2K 0
DISNEY WALT CO COM 455K 5K 0
DOW INC COM 348K 6K 0
DTE ENERGY CO COM 659K 6K 0
EATON CORP PLC SHS 842K 5K 0
ENERGOUS CORP COM 6K 10K 0
EVERSOURCE ENERGY COM 464K 6K 0
EXXON MOBIL CORP COM 915K 8K 0
FIDELITY COVINGTON TRUST LOW VOLITY ETF 1M 27K 0
FIRST REP BK SAN FRANCISCO C COM 1M 80K 0
FIRST TR EXCH TRADED FD III MANAGD MUN ETF 2M 41K 0
FIRST TR EXCH TRADED FD III ULTRA SHT DUR MU 2M 104K 0
FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 2M 84K 0
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 628K 14K 0
FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 484K 22K 0
FIRST TR LRGE CP CORE ALPHA COM SHS 340K 4K 0
FORD MTR CO DEL COM 304K 24K 0
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 71K 16K 0
FS KKR CAP CORP COM 7M 369K 0
GENERAL ELECTRIC CO COM NEW 205K 2K 0
GRANITESHARES ETF TR BBG COMMD K 1 250K 12K 0
HEALTHCARE RLTY TR CL A COM 241K 12K 0
HOME DEPOT INC COM 611K 2K 0
HONEYWELL INTL INC COM 268K 1K 0
INTERNATIONAL BUSINESS MACHS COM 251K 2K 0
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 809K 13K 0
INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 232K 12K 0
INVESCO QQQ TR UNIT SER 1 73M 227K 0
ISHARES TR S&P MC 400GR ETF 3M 41K 0
ISHARES TR S&P 500 GRWT ETF 56M 881K 0
ISHARES TR S&P 500 VAL ETF 3M 20K 0
ISHARES TR CORE INTL AGGR 203K 4K 0
ISHARES TR CORE S&P TTL STK 320K 4K 0
ISHARES TR CORE US AGGBD ET 2M 16K 0
ISHARES TR MSCI EAFE ETF 3M 43K 0
ISHARES TR CORE S&P500 ETF 222K 541 0
ISHARES TR U.S. REAL ES ETF 1M 13K 0
ISHARES TR CORE MSCI EURO 302K 6K 0
ISHARES TR CRE U S REIT ETF 6M 121K 0
ISHARES TR S&P MC 400VL ETF 3M 27K 0
ISHARES TR RUS 1000 ETF 243K 1K 0
ISHARES TR MSCI ACWI ETF 237K 3K 0
ISHARES TR CORE S&P MCP ETF 251K 1K 0
ISHARES TR RUS 1000 GRW ETF 261K 1K 0
ISHARES TR CORE MSCI PAC 285K 5K 0
ISHARES TR MSCI USA MIN VOL 4M 57K 0
ISHARES TR 7-10 YR TRSY BD 415K 4K 0
ISHARES TR 0-5 YR TIPS ETF 119M 1M 0
ISHARES TR TIPS BD ETF 775K 7K 0
ISHARES TR NATIONAL MUN ETF 729K 7K 0
ISHARES TR CORE S&P US VLU 545K 7K 0
ISHARES TR 1 3 YR TREAS BD 1M 16K 0
ISHARES TR CORE S&P SCP ETF 2M 17K 0
ISHARES TR U.S. BAS MTL ETF 3M 22K 0
ISHARES TR SP SMCP600VL ETF 366K 4K 0
ISHARES TR GOV/CRED BD ETF 1M 12K 0
ISHARES TR GLOBAL 100 ETF 4M 56K 0
ISHARES U S ETF TR BLACKROCK SHORT 757K 15K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 5M 93K 0
JANUS DETROIT STR TR HENDRSN SHRT ETF 2M 34K 0
JOHNSON & JOHNSON COM 266K 2K 0
KNIGHT-SWIFT TRANSN HLDGS IN CL A 763K 13K 0
LOCAL BOUNTI CORP COMMON STOCK 8K 10K 0
MCDONALDS CORP COM 549K 2K 0
META PLATFORMS INC CL A 262K 1K 0
MGM RESORTS INTERNATIONAL COM 265K 6K 0
MICROSOFT CORP COM 1M 4K 0
NUVEEN S&P 500 BUY-WRITE INC COM 169K 13K 0
NUVEEN TAXABLE MUNICPAL INM COM 250K 16K 0
NVIDIA CORPORATION COM 437K 2K 0
OCCIDENTAL PETE CORP COM 400K 6K 0
ONE GAS INC COM 439K 6K 0
ONEOK INC NEW COM 221K 3K 0
OREILLY AUTOMOTIVE INC COM 775K 913 0
PACER FDS TR US CASH COWS 100 15M 313K 0
PACER FDS TR US CHS CWS GWT 7M 189K 0
PACWEST BANCORP DEL COM 711K 73K 0
PEPSICO INC COM 915K 5K 0
PFIZER INC COM 214K 5K 0
PHILLIPS EDISON & CO INC COMMON STOCK 2M 64K 0
PHX MINERALS INC CL A 55K 21K 0
PIMCO ETF TR ENHAN SHRT MA AC 2M 17K 0
PROCTER AND GAMBLE CO COM 6M 40K 0
PROSHARES TR S&P MDCP 400 DIV 712K 10K 0
REALTY INCOME CORP COM 527K 8K 0
REPUBLIC SVCS INC COM 386K 3K 0
SCHWAB STRATEGIC TR US TIPS ETF 239K 4K 0
SELECT SECTOR SPDR TR RL EST SEL SEC 255K 7K 0
SIRIUS XM HOLDINGS INC COM 64K 16K 0
SOUTHERN COPPER CORP COM 200K 3K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 3M 9K 0
SPDR GOLD TR GOLD SHS 690K 4K 0
SPDR S&P 500 ETF TR TR UNIT 57M 139K 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 3M 6K 0
SPDR SER TR PORTFOLIO S&P600 3M 68K 0
SPDR SER TR PORTFOLI S&P1500 32M 632K 0
SPDR SER TR PRTFLO S&P500 VL 6M 141K 0
SPDR SER TR BLOOMBERG 1-3 MO 1M 13K 0
SPDR SER TR PORTFOLIO SH TSR 5M 173K 0
SSGA ACTIVE ETF TR BLACKSTONE SENR 341K 8K 0
T-MOBILE US INC COM 255K 2K 0
TESLA INC COM 953K 5K 0
THE NECESSITY RETAIL REIT IN COM CLASS A 347K 55K 0
UNION PAC CORP COM 283K 1K 0
UNITEDHEALTH GROUP INC COM 429K 908 0
US BANCORP DEL COM NEW 307K 9K 0
VANECK MERK GOLD TR GOLD TRUST 5M 240K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 7M 90K 0
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 236K 5K 0
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 17M 45K 0
VANGUARD INDEX FDS REAL ESTATE ETF 295K 4K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 329K 8K 0
VANGUARD MALVERN FDS STRM INFPROIDX 262K 5K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 298K 4K 0
VANGUARD WORLD FD MEGA GRWTH IND 337K 2K 0
VERIZON COMMUNICATIONS INC COM 345K 9K 0
VISA INC COM CL A 313K 1K 0
WALMART INC COM 491K 3K 0
WASTE MGMT INC DEL COM 329K 2K 0
WISDOMTREE TR INTRST RATE HDGE 13M 298K 0
WISDOMTREE TR INTL SMCAP DIV 206K 3K 0